STRUCTURING FEE AGREEMENTStructuring Fee Agreement • June 25th, 2020 • Angel Oak Dynamic Financial Strategies Income Term Trust • New York
Contract Type FiledJune 25th, 2020 Company JurisdictionThis agreement (the “Agreement”) is between Angel Oak Capital Advisors, LLC (including any successor or assign by merger or otherwise, the “Company”) and Oppenheimer & Co. Inc. (“Oppenheimer”) with respect to the Angel Oak Dynamic Financial Strategies Income Term Trust (the “Fund”). Capitalized terms used herein and not otherwise defined shall have the meanings given to them in the Underwriting Agreement dated [ ], 2020 (the “Underwriting Agreement”), by and among the Fund, the Company and each of the Underwriters named therein, severally, with respect to the issuance and sale of the Fund’s common shares of beneficial interest, par value $0.001 per share (the “Common Shares”), as described therein (the “Offering”).
STRUCTURING FEE AGREEMENTStructuring Fee Agreement • November 20th, 2019 • Calamos Long/Short Equity & Dynamic Income Trust • New York
Contract Type FiledNovember 20th, 2019 Company JurisdictionThis agreement (the “Agreement”) is between Calamos Advisors LLC (including any successor or assign by merger or otherwise, the “Company”) and Oppenheimer & Co. Inc. (“Oppenheimer”) with respect to the Calamos Long/Short Equity & Dynamic Income Trust (the “Fund”). Capitalized terms used herein and not otherwise defined shall have the meanings given to them in the underwriting agreement (the “Underwriting Agreement”) relating to the Offering (as defined below).
STRUCTURING FEE AGREEMENTStructuring Fee Agreement • May 24th, 2019 • Angel Oak Financial Strategies Income Term Trust • New York
Contract Type FiledMay 24th, 2019 Company JurisdictionThis agreement (the “Agreement”) is between Angel Oak Capital Advisors, LLC (including any successor or assign by merger or otherwise, the “Company”) and Oppenheimer & Co. Inc. (“Oppenheimer”) with respect to the Angel Oak Financial Strategies Income Term Trust (the “Fund”). Capitalized terms used herein and not otherwise defined shall have the meanings given to them in the Underwriting Agreement dated [ ], 2019 (the “Underwriting Agreement”), by and among the Fund, the Company and each of the Underwriters named therein, severally, with respect to the issue and sale of the Fund’s common shares of beneficial interest, par value $0.001 per share (the “Common Shares”), as described therein (the “Offering”).