STRUCTURING FEE AGREEMENTStructuring Fee Agreement • March 31st, 2017 • Nuveen Credit Opportunities 2022 Target Term Fund • New York
Reference is made to the Underwriting Agreement dated March 28, 2017 (the “Underwriting Agreement”), by and among Nuveen Credit Opportunities 2022 Target Term Fund (the “Fund”), Nuveen Fund Advisors, LLC (the “Company”), Symphony Asset Management LLC and each of the Underwriters named in Schedule I thereto, with respect to the issue and sale (the “Offering”) of the Fund’s common shares of beneficial interest, $0.01 par value per share (the “Common Shares”), as described therein. Capitalized terms used herein and not otherwise defined shall have the meanings given to them in the Underwriting Agreement.
STRUCTURING FEE AGREEMENTStructuring Fee Agreement • June 25th, 2020 • Angel Oak Dynamic Financial Strategies Income Term Trust • New York
Reference is made to the Underwriting Agreement dated [ ], 2020 (the “Underwriting Agreement”), by and among Angel Oak Dynamic Financial Strategies Income Term Trust (the “Fund”), Angel Oak Capital Advisors, LLC (the “Investment Manager”) and each of the Underwriters named therein (the “Underwriters”), severally, with respect to the issue and sale of the Fund’s common shares of beneficial interest, par value $0.001 per share (the “Common Shares”), as described therein (the “Offering”). Capitalized terms used herein and not otherwise defined shall have the meanings given to them in the Underwriting Agreement.
STRUCTURING FEE AGREEMENTStructuring Fee Agreement • November 20th, 2019 • Calamos Long/Short Equity & Dynamic Income Trust • New York
This agreement is between Calamos Advisors LLC (the “Company”) and Morgan Stanley & Co. LLC (“Morgan Stanley”) with respect to Calamos Long/Short Equity & Dynamic Income Trust (the “Fund”).
STRUCTURING FEE AGREEMENTStructuring Fee Agreement • July 27th, 2021 • Thornburg Income Builder Opportunities Trust • New York
This agreement (the “Agreement”) is between Thornburg Investment Management, Inc. (including any successor or assign by merger or otherwise, the “Company”) and UBS Securities LLC (“UBS”) with respect to the Thornburg Income Builder Opportunities Trust (the “Trust”). Capitalized terms used herein and not otherwise defined shall have the meanings given to them in the Underwriting Agreement (as defined below).
FORM OF STRUCTURING FEE AGREEMENTStructuring Fee Agreement • September 24th, 2013 • Center Coast MLP & Infrastructure Fund • New York
Reference is made to the Underwriting Agreement dated [·], 2013 (the “Underwriting Agreement”), by and among Center Coast MLP & Infrastructure Fund (the “Fund”), Center Coast Capital Advisors, LP (the “Investment Manager”) and each of the Underwriters named therein (the “Underwriters”), severally, with respect to the issue and sale of the Fund’s common shares of beneficial interest, par value $0.01 (the “Common Shares”), as described therein (the “Offering”). Capitalized terms used herein and not otherwise defined shall have the meanings given to them in the Underwriting Agreement.
STRUCTURING FEE AGREEMENTStructuring Fee Agreement • May 23rd, 2013 • First Trust Intermediate Duration Preferred & Income Fund • New York
STRUCTURING FEE AGREEMENTStructuring Fee Agreement • July 25th, 2017 • Eaton Vance Floating-Rate 2022 Target Term Trust • New York
Reference is made to the Underwriting Agreement dated [●], 2017 (the “Underwriting Agreement”), by and among Eaton Vance Floating-Rate 2022 Target Term Trust (the “Fund”), Eaton Vance Management (the “Adviser”), Stifel, Nicolaus & Company, Incorporated (“Stifel”) and the several other Underwriters named therein, severally, with respect to the issue and sale of the Fund’s common shares of beneficial interest, par value $0.01 per share (the “Common Shares”), as described therein (the “Offering”). Capitalized terms used herein and not otherwise defined shall have the meanings given to them in the Underwriting Agreement.
STRUCTURING FEE AGREEMENTStructuring Fee Agreement • March 31st, 2017 • Nuveen Credit Opportunities 2022 Target Term Fund • New York
Reference is made to the Underwriting Agreement dated March 28, 2017 (the “Underwriting Agreement”), by and among Nuveen Credit Opportunities 2022 Target Term Fund (the “Fund”), Nuveen Fund Advisors, LLC (the “Company”), Symphony Asset Management LLC and each of the Underwriters named in Schedule I thereto, with respect to the issue and sale (the “Offering”) of the Fund’s common shares of beneficial interest, $0.01 par value per share (the “Common Shares”), as described therein. Capitalized terms used herein and not otherwise defined shall have the meanings given to them in the Underwriting Agreement.
STRUCTURING FEE AGREEMENTStructuring Fee Agreement • September 29th, 2017 • Nuveen Emerging Markets Debt 2022 Target Term Fund • New York
STRUCTURING FEE AGREEMENT (the “Agreement”), dated as of September 26, 2017, between Merrill Lynch, Pierce, Fenner & Smith Incorporated (“Merrill Lynch”) and Nuveen Fund Advisors, LLC (“Nuveen”).
STRUCTURING FEE AGREEMENTStructuring Fee Agreement • June 22nd, 2017 • AllianzGI Convertible & Income 2024 Target Term Fund • New York
Reference is made to the Underwriting Agreement dated [●], 2017 (the “Underwriting Agreement”), by and among AllianzGI Convertible & Income 2024 Target Term Fund (the “Fund”), Allianz Global Investors U.S. LLC (the “Company”) and each of the Underwriters named in Exhibit A thereto, with respect to the issue and sale (the “Offering”) of the Fund’s common shares of beneficial interest, $0.01 par value per share (the “Common Shares”), as described therein. Capitalized terms used herein and not otherwise defined shall have the meanings given to them in the Underwriting Agreement.
STRUCTURING FEE AGREEMENTStructuring Fee Agreement • February 10th, 2022 • RiverNorth Managed Duration Municipal Income Fund II, Inc. • New York
This agreement (the “Agreement”) is between RiverNorth Capital Management, LLC (including any successor or assign by merger or otherwise, the “Company”) and UBS Securities LLC (“UBS”) with respect to the RiverNorth Managed Duration Municipal Income Fund II, Inc. (the “Fund”). Capitalized terms used herein and not otherwise defined shall have the meanings given to them in the Underwriting Agreement dated [•], 2022, by and among the Fund, the Company and the Underwriters named therein (the “Underwriting Agreement”).
STRUCTURING FEE AGREEMENTStructuring Fee Agreement • February 23rd, 2022 • Cohen & Steers Real Estate Opportunities & Income Fund • New York
This agreement is between Cohen & Steers Capital Management, Inc. (the “Company”) and Morgan Stanley & Co. LLC (“Morgan Stanley”) with respect to Cohen & Steers Real Estate Opportunities and Income Fund (the “Fund”).
STRUCTURING FEE AGREEMENTStructuring Fee Agreement • May 24th, 2013 • Ivy High Income Opportunities Fund • New York
STRUCTURING FEE AGREEMENT (the “Agreement”), dated as of May [—], 2013 by and among Merrill Lynch, Pierce, Fenner & Smith Incorporated (“Merrill Lynch”) and Ivy Investment Management Company (the “Adviser”).
STRUCTURING FEE AGREEMENTStructuring Fee Agreement • March 25th, 2014 • Nuveen All Cap Energy MLP Opportunities Fund • New York
This agreement is between Nuveen Fund Advisors, LLC (the “Company”) and UBS Securities LLC (“UBS”) with respect to Nuveen All Cap Energy MLP Opportunities Fund (the “Fund”).
STRUCTURING FEE AGREEMENTStructuring Fee Agreement • October 27th, 2014 • BlackRock Science & Technology Trust • New York
Reference is made to the Underwriting Agreement dated October [—], 2014 (the “Underwriting Agreement”), by and among BlackRock Science and Technology Trust (the “Trust”), BlackRock Advisors, LLC (the “Company”) and each of the underwriters named in Schedule I thereto, with respect to the issue and sale of the Trust’s Common Shares (the “Offering”), as described therein. Capitalized terms used herein and not otherwise defined shall have the meanings given to them in the Underwriting Agreement.
STRUCTURING FEE AGREEMENTStructuring Fee Agreement • March 25th, 2014 • Nuveen All Cap Energy MLP Opportunities Fund • New York
STRUCTURING FEE AGREEMENTStructuring Fee Agreement • February 10th, 2022 • RiverNorth Managed Duration Municipal Income Fund II, Inc. • New York
Reference is made to the Underwriting Agreement dated [●], 2022 (the “Underwriting Agreement”), by and among RiverNorth Managed Duration Municipal Income Fund II, Inc. (the “Fund”), RiverNorth Capital Management, LLC (the “Adviser”), MacKay Shields LLC (the “Sub-Adviser) and each of the Underwriters named therein (the “Underwriters”), severally, with respect to the issue and sale of the Fund’s shares of common stock, $0.0001 par value per share (the “Common Shares”), as described therein (the “Offering”). Capitalized terms used herein and not otherwise defined shall have the meanings given to them in the Underwriting Agreement.
STRUCTURING FEE AGREEMENTStructuring Fee Agreement • January 26th, 2022 • PIMCO Access Income Fund • New York
This agreement is between Pacific Investment Management Company LLC (the “Company”) and Morgan Stanley & Co. LLC (“Morgan Stanley”) with respect to PIMCO Access Income Fund (the “Fund”).
STRUCTURING FEE AGREEMENTStructuring Fee Agreement • March 25th, 2015 • Calamos Dynamic Convertible & Income Fund • New York
STRUCTURING FEE AGREEMENT (the “Agreement”), dated as of [—], between Barclays Capital Inc. (“Barclays”) and Calamos Advisors LLC (the “Investment Manager”).
STRUCTURING FEE AGREEMENTStructuring Fee Agreement • August 22nd, 2014 • Western Asset Middle Market Income Fund Inc. • New York
STRUCTURING FEE AGREEMENT (the “Agreement”), dated as of August [—], 2014, between Merrill Lynch, Pierce, Fenner & Smith Incorporated (“Merrill Lynch”) and Legg Mason Partners Fund Advisor, LLC (“Legg Mason”).
STRUCTURING FEE AGREEMENTStructuring Fee Agreement • December 14th, 2021 • Nuveen Variable Rate Preferred & Income Fund • New York
Reference is made to the Underwriting Agreement dated December [ ], 2021 (the “Underwriting Agreement”), by and among Nuveen Variable Rate Preferred & Income Fund (the “Fund”), Nuveen Fund Advisors, LLC (the “Investment Manager”), Nuveen Asset Management, LLC and each of the Underwriters named therein (the “Underwriters”), severally, with respect to the issue and sale of the Fund’s common shares of beneficial interest, par value $0.01 (the “Common Shares”), as described therein (the “Offering”). Capitalized terms used herein and not otherwise defined shall have the meanings given to them in the Underwriting Agreement.
STRUCTURING FEE AGREEMENTStructuring Fee Agreement • March 25th, 2021 • BlackRock Innovation & Growth Trust • New York
This agreement (the “Agreement”) is between BlackRock Advisors, LLC (the “Company”) and [ ] (“Bank”) with respect to the BlackRock Innovation and Growth Trust (the “Trust”). Capitalized terms used herein and not otherwise defined shall have the meanings given to them in the Underwriting Agreement (as defined below).
STRUCTURING FEE AGREEMENTStructuring Fee Agreement • February 17th, 2010 • Western Asset Mortgage Defined Opportunity Fund Inc. • New York
Reference is made to the Underwriting Agreement dated February , 2010 (the “Underwriting Agreement”), by and among Western Asset Mortgage Defined Opportunity Fund Inc. (the “Fund”), Legg Mason Partners Fund Advisor, LLC (the “Manager”), Western Asset Management Company (the “Subadviser”), Wilshire Associates Incorporated (the “Allocation Subadviser”) and each of the Underwriters named in Exhibit A therein, severally, with respect to the issue and sale of the Fund’s Securities (the “Offering”), as described therein. Capitalized terms used herein and not otherwise defined shall have the meanings given to them in the Underwriting Agreement.
STRUCTURING FEE AGREEMENTStructuring Fee Agreement • July 28th, 2020 • Aberdeen Standard Global Infrastructure Income Fund • New York
Reference is made to the Underwriting Agreement, dated [ ], 2020, by and among Aberdeen Standard Global Infrastructure Income Fund (the “Fund”), Aberdeen Standard Investments Inc. and each of the respective underwriters named therein (the “Underwriting Agreement”) relating to the Offering (as defined below). This agreement (the “Agreement”) is between Aberdeen Standard Investments Inc. (including any successor or assign by merger or otherwise, the “Company”) and each qualifying underwriter listed on Schedule I hereto (each a “Qualifying Underwriter”). Capitalized terms used herein and not otherwise defined shall have the meanings given to them in the Underwriting Agreement.
STRUCTURING FEE AGREEMENTStructuring Fee Agreement • February 10th, 2022 • RiverNorth Managed Duration Municipal Income Fund II, Inc. • New York
Reference is made to the Underwriting Agreement dated [•], 2022 (the “Underwriting Agreement”), by and among RiverNorth Managed Duration Municipal Income Fund II, Inc. (the “Fund”), RiverNorth Capital Management, LLC (the “Adviser”), MacKay Shields LLC (the “Sub-Adviser”), Stifel, Nicolaus & Company, Incorporated (“Stifel”) and the several other Underwriters named therein, severally, with respect to the issue and sale of the Fund’s shares of common stock, $0.0001 par value per share (the “Common Shares”), as described therein (the “Offering”). Capitalized terms used herein and not otherwise defined shall have the meanings given to them in the Underwriting Agreement.
STRUCTURING FEE AGREEMENTStructuring Fee Agreement • October 27th, 2014 • BlackRock Science & Technology Trust • New York
STRUCTURING FEE AGREEMENT (the “Agreement”), dated as of October [—], 2014, by and between Merrill Lynch, Pierce, Fenner & Smith Incorporated (“Merrill Lynch”) and BlackRock Advisors, LLC (“BlackRock”).
STRUCTURING FEE AGREEMENTStructuring Fee Agreement • April 25th, 2016 • Eaton Vance High Income 2021 Target Term Trust • New York
Reference is made to the Underwriting Agreement dated [●], 2016 (the “Underwriting Agreement”), by and among Eaton Vance High Income 2021 Target Term Trust (the “Fund”), Eaton Vance Management (the “Adviser”) and each of the Underwriters named therein (the “Underwriters”), severally, with respect to the issue and sale of the Fund’s common shares of beneficial interest, par value $0.01 per share (the “Common Shares”), as described therein (the “Offering”). Capitalized terms used herein and not otherwise defined shall have the meanings given to them in the Underwriting Agreement.
STRUCTURING FEE AGREEMENTStructuring Fee Agreement • May 29th, 2013 • Principal Real Estate Income Fund • New York
Reference is made to the Underwriting Agreement dated [·], 2013 (the “Underwriting Agreement”), by and among Principal Real Estate Income Fund (the “Fund”), ALPS Advisors, Inc. (the “Investment Manager”) and each of the Underwriters named therein (the “Underwriters”), severally, with respect to the issue and sale of the Fund’s common shares of beneficial interest, no par value (the “Common Shares”), as described therein (the “Offering”). Capitalized terms used herein and not otherwise defined shall have the meanings given to them in the Underwriting Agreement.
STRUCTURING FEE AGREEMENTStructuring Fee Agreement • February 23rd, 2017 • BlackRock 2022 Global Income Opportunity Trust • New York
Reference is made to the Underwriting Agreement dated February [ ], 2017 (the “Underwriting Agreement”), by and among BlackRock 2022 Global Income Opportunity Trust (the “Trust”), BlackRock Advisors, LLC (the “Advisor”) and each of the Underwriters named in Schedule I therein (the “Underwriters”), severally, with respect to the issue and sale of the Trust’s common shares of beneficial interest (the “Offering”), as described therein. Capitalized terms used herein and not otherwise defined shall have the meanings given to them in the Underwriting Agreement.
STRUCTURING FEE AGREEMENTStructuring Fee Agreement • June 25th, 2020 • Angel Oak Dynamic Financial Strategies Income Term Trust • New York
This agreement (the “Agreement”) is between Angel Oak Capital Advisors, LLC (including any successor or assign by merger or otherwise, the “Company”) and Oppenheimer & Co. Inc. (“Oppenheimer”) with respect to the Angel Oak Dynamic Financial Strategies Income Term Trust (the “Fund”). Capitalized terms used herein and not otherwise defined shall have the meanings given to them in the Underwriting Agreement dated [ ], 2020 (the “Underwriting Agreement”), by and among the Fund, the Company and each of the Underwriters named therein, severally, with respect to the issuance and sale of the Fund’s common shares of beneficial interest, par value $0.001 per share (the “Common Shares”), as described therein (the “Offering”).
STRUCTURING FEE AGREEMENTStructuring Fee Agreement • July 28th, 2020 • Aberdeen Standard Global Infrastructure Income Fund • New York
Reference is made to the Underwriting Agreement dated [ ], 2020 (the “Underwriting Agreement”), by and among Aberdeen Standard Global Infrastructure Income Fund (the “Fund”), Aberdeen Standard Investments Inc. (the “Investment Manager”) and each of the Underwriters named therein (the “Underwriters”), severally, with respect to the issue and sale of the Fund’s common shares of beneficial interest, par value $0.001 per share (the “Common Shares”), as described therein (the “Offering”). Capitalized terms used herein and not otherwise defined shall have the meanings given to them in the Underwriting Agreement.
STRUCTURING FEE AGREEMENTStructuring Fee Agreement • June 28th, 2017 • Eaton Vance Floating-Rate 2022 Target Term Trust • New York
Reference is made to the Underwriting Agreement dated [●], 2017 (the “Underwriting Agreement”), by and among Eaton Vance Floating-Rate 2022 Target Term Trust (the “Fund”), Eaton Vance Management (the “Adviser”) and each of the Underwriters named therein (the “Underwriters”), severally, with respect to the issue and sale of the Fund’s common shares of beneficial interest, par value $0.01 per share (the “Common Shares”), as described therein (the “Offering”). Capitalized terms used herein and not otherwise defined shall have the meanings given to them in the Underwriting Agreement.
STRUCTURING FEE AGREEMENTStructuring Fee Agreement • November 23rd, 2010 • Nuveen Build America Bond Opportunity Fund • New York
STRUCTURING FEE AGREEMENT (the “Agreement”), dated as of November [ ], 2010, between Raymond James & Associates, Inc. (“Qualifying Underwriter”) and Nuveen Asset Management (“Nuveen”).
STRUCTURING FEE AGREEMENTStructuring Fee Agreement • May 18th, 2015 • AllianzGI Diversified Income & Convertible Fund • New York
Reference is made to the Underwriting Agreement dated [•], 2015 (the “Underwriting Agreement”), by and among AllianzGI Diversified Income & Convertible Fund (the “Fund”), Allianz Global Investors Fund Management LLC (the “Investment Manager”), Allianz Global Investors U.S. LLC and each of the Underwriters named in Schedule A thereto, with respect to the issue and sale of the Fund’s Common Shares (as defined below) (the “Offering”), as described therein. Capitalized terms used herein and not otherwise defined shall have the meanings given to them in the Underwriting Agreement.
STRUCTURING FEE AGREEMENTStructuring Fee Agreement • October 27th, 2014 • BlackRock Science & Technology Trust • New York
This agreement (the “Agreement”) is between BlackRock Advisors, LLC (the “Company”) and UBS Securities LLC (“UBS”) with respect to the BlackRock Science and Technology Trust (the “Trust”). Capitalized terms used herein and not otherwise defined shall have the meanings given to them in the Underwriting Agreement (as defined below).
