SELLING AGREEMENTSelling Agreement • December 23rd, 2014 • BlueArc Multi-Strategy Fund • Nebraska
Contract Type FiledDecember 23rd, 2014 Company JurisdictionNorthern Lights Distributors, LLC (the “Distributor”) serves as the principal underwriter of shares of BlueArc Multi-Strategy Fund (the “Fund”), a closed-end investment company, shares of which company is distributed by Distributor at its respective net asset value plus sales charges as applicable, pursuant to a written agreement (the “Underwriting Agreement”). Distributor invites you (the “Company”) to participate as a non-exclusive agent in the distribution of shares of the Fund upon the following terms and conditions:
SELLING AGREEMENTSelling Agreement • July 22nd, 2013 • Predex • Nebraska
Contract Type FiledJuly 22nd, 2013 Company JurisdictionNorthern Lights Distributors, LLC (the “Distributor”) serves as the principal underwriter of shares of PREDEX (the “Fund”), a closed-end investment company, shares of which company is distributed by Distributor at its respective net asset value plus sales charges as applicable, pursuant to a written agreement (the “Underwriting Agreement”). Distributor invites you (the “Company”) to participate as a non-exclusive agent in the distribution of shares of the Fund upon the following terms and conditions:
SELLING AGREEMENTSelling Agreement • September 5th, 2012 • Compass EMP Funds Trust • Nebraska
Contract Type FiledSeptember 5th, 2012 Company JurisdictionNorthern Lights Distributors, LLC (the “Distributor”) serves as the principal underwriter of shares of the Compass EMP Funds Trust (the “Trust”), an open-end investment company in series form, shares of which companies are distributed by Distributor at their respective net asset values plus sales charges as applicable, pursuant to a written agreement (the “Underwriting Agreement”). Distributor invites you (the “Company”) to participate as a non-exclusive agent in the distribution of shares of any and all of the funds subject to Distributor’s Underwriting Agreement, that are a part of, or may become a part of, the Trust1 (each, a “Fund,” together the “Funds”) upon the following terms and conditions:
SELLING AGREEMENTSelling Agreement • August 23rd, 2012 • Bluerock Total Alternatives Real Estate Fund • Nebraska
Contract Type FiledAugust 23rd, 2012 Company JurisdictionNorthern Lights Distributors, LLC (the “Distributor”) serves as the principal underwriter of shares of Bluerock Total Income + Real Estate Fund (the “Fund”), a closed-end investment company, shares of which company is distributed by Distributor at its respective net asset value plus sales charges as applicable, pursuant to a written agreement (the “Underwriting Agreement”). Distributor invites you (the “Company”) to participate as a non-exclusive agent in the distribution of shares of the Fund upon the following terms and conditions:
SELLING AGREEMENTSelling Agreement • June 29th, 2012 • Americafirst Quantitative Funds • Nebraska
Contract Type FiledJune 29th, 2012 Company JurisdictionNorthern Lights Distributors, LLC (the “Distributor”) serves as the principal underwriter of shares of the AmericaFirst Quantitative Funds (the “Trust”), an open-end investment company in series form, shares of which companies are distributed by Distributor at their respective net asset values plus sales charges as applicable, pursuant to a written agreement (the “Underwriting Agreement”). Distributor invites you (the “Company”) to participate as a non-exclusive agent in the distribution of shares of any and all of the funds subject to Distributor’s Underwriting Agreement, that are a part of, or may become a part of, the Trust1 (each, a “Fund,” together the “Funds”) upon the following terms and conditions:
SELLING AGREEMENTSelling Agreement • February 15th, 2012 • GL Beyond Income Fund • Nebraska
Contract Type FiledFebruary 15th, 2012 Company JurisdictionNorthern Lights Distributors, LLC (the “Distributor”) serves as the principal underwriter of shares of GL Beyond Income Fund (the “Fund”), a closed-end investment company, shares of which company is distributed by Distributor at its respective net asset value plus sales charges as applicable, pursuant to a written agreement (the “Underwriting Agreement”). Distributor invites you (the “Company”) to participate as a non-exclusive agent in the distribution of shares of the Fund upon the following terms and conditions:
SELLING AGREEMENTSelling Agreement • July 28th, 2009 • Dominion Funds Inc • Nebraska
Contract Type FiledJuly 28th, 2009 Company JurisdictionNorthern Lights Distributors, LLC (the “Distributor”) serves as the principal underwriter of shares of the Dominion Funds, Inc. (the “Corporation”), an open-end investment company in series form, shares of which companies are distributed by Distributor at their respective net asset values plus sales charges as applicable, pursuant to a written agreement (the “Underwriting Agreement”). Distributor invites you (the “Company”) to participate as a non-exclusive agent in the distribution of shares of any and all of the funds subject to Distributor’s Underwriting Agreement, that are a part of, or may become a part of, the Corporation (each, a “Fund,” together the “Funds”) upon the following terms and conditions: