DISTRIBUTION AGREEMENTDistribution Agreement • September 2nd, 1999 • Dominion Funds Inc
The Distribution Agreement dated July 9, 1998 (the "Agreement"), by and between Dominion Funds, Inc., a Texas corporation (the "Company"), with respect to its Dominion Insight Growth Fund series (the "Fund"), and Northstar Securities, Inc., a Texas corporation (the "Distributor"), is hereby amended as follows:
DISTRIBUTION AGREEMENTDistribution Agreement • October 29th, 2002 • Dominion Funds Inc
ARTICLE I DEFINITIONS -----------Custody Agreement • February 15th, 2002 • Dominion Funds Inc
FORM OF ADMINISTRATIVE SERVICES AGREEMENT ---------------------------------Administrative Services Agreement • February 15th, 2002 • Dominion Funds Inc • Maryland
Exhibit 6(b) SELECTED DEALER AGREEMENT FOR DOMINION FUNDS, INC. (Dominion Insight Growth Fund Series) To The Undersigned Selected Dealer: Gentlemen: Northstar Securities, Inc., as the exclusive national distributor of shares of the common stock (the...Selected Dealer Agreement • May 11th, 1998 • Dominion Funds Inc
FORM OFTransfer Agent Agreement • February 15th, 2002 • Dominion Funds Inc • Virginia
EXHIBIT 23E(2) DEALER AGREEMENT THE SHEPHERD LARGE CAP GROWTH FUND DEALER AGREEMENT February 1, 2002 Rushmore Securities Corporation One Galleria Tower 13355 Noel Road, Suite 300 Dallas, Texas 75240 Rushmore Securities Corporation ("Rushmore") has...Dealer Agreement • February 15th, 2002 • Dominion Funds Inc • Texas
THE SHEPHERD LARGE CAP GROWTH FUND DEALER SELLING AGREEMENT July 15, 2002 CULLUM & BURKS SECURITIES, INC. One Galleria Tower 13355 Noel Road, Suite 1300 Dallas, Texas 75240 Cullum & Burks Securities, Inc. ("C&B") has entered into a distribution...Dealer Selling Agreement • October 29th, 2002 • Dominion Funds Inc • Texas
FORM OFAccounting Services Agreement • February 15th, 2002 • Dominion Funds Inc • Virginia
SELLING AGREEMENTSelling Agreement • July 28th, 2009 • Dominion Funds Inc • Nebraska
Northern Lights Distributors, LLC (the “Distributor”) serves as the principal underwriter of shares of the Dominion Funds, Inc. (the “Corporation”), an open-end investment company in series form, shares of which companies are distributed by Distributor at their respective net asset values plus sales charges as applicable, pursuant to a written agreement (the “Underwriting Agreement”). Distributor invites you (the “Company”) to participate as a non-exclusive agent in the distribution of shares of any and all of the funds subject to Distributor’s Underwriting Agreement, that are a part of, or may become a part of, the Corporation (each, a “Fund,” together the “Funds”) upon the following terms and conditions:
FUND ACCOUNTING SERVICE AGREEMENT BetweenFund Accounting Service Agreement • July 28th, 2009 • Dominion Funds Inc • New York
AGREEMENT made as of the 16th day of March, 2009, by and between Dominion Funds, Inc, a Texas corporation, having its principal office and place of business at 21509 Willisville Road, Upperville, VA 20184 (the "Company") and Gemini Fund Services LLC, a Nebraska limited liability company having its principal office and place of business at 450 Wireless Boulevard, Hauppauge, New York 11788 (“GFS”).
ADMINISTRATION SERVICE AGREEMENT between DOMINION FUNDS, INC. andAdministration Service Agreement • July 28th, 2009 • Dominion Funds Inc • New York
AGREEMENT made as of the 16th day of March, 2009, by and between Dominion Funds, Inc., a Texas corporation, having its principal office and place of business at 21509 Willisville Road, Upperville, VA 20184 (the "Company"), and Gemini Fund Services, LLC, a Nebraska limited liability company having its principal office and place of business at 450 Wireless Boulevard, Hauppauge, New York 11788 (“GFS”).
Exhibit.23m(2) Dealer Assistance Agreement DOMINION CAPITAL CORPORATION Dealer Assistance Agreement This Dealer Assistance Agreement (the "Agreement") has been adopted pursuant to Rule 12b-1 under the Investment Company Act of 1940 (the "1940 Act") by...Dealer Assistance Agreement • February 15th, 2002 • Dominion Funds Inc • Texas
RECITALSAdministration Agreement • August 31st, 2001 • Dominion Funds Inc • Texas
AMENDED AND RESTATED OPERATING EXPENSES LIMITATION AND SECURITY AGREEMENT DOMINION FUNDS, INC.Operating Expenses Limitation and Security Agreement • October 9th, 2009 • Dominion Funds Inc • New York
THIS AMENDED AND RESTATED OPERATING EXPENSES LIMITATION AND SECURITY AGREEMENT (the “Agreement”) is effective as of October 28, 2009 , (the “Effective Date”) and amends and restates that certain Operating Expenses Limitation and Security Agreement effective as of April 3, 2009, and is by and between DOMINION FUNDS, INC., a Texas Corporation (the “Company”), on behalf of the SHEPHERD FUND (the “Fund”) a series of the Company, and the advisor of the Fund, FOXHALL CAPITAL MANAGEMENT , INC. (the “Advisor”).
UNDERWRITING AGREEMENT Between DOMINION FUNDS, INC. and NORTHERN LIGHTS DISTRIBUTORS, LLCUnderwriting Agreement • January 7th, 2013 • Dominion Funds Inc • Nebraska
THIS UNDERWRITING AGREEMENT effective November 10, 2012, by and between Dominion Funds, Inc., a Texas corporation (the “Company”), having its principal office and place of business at 2 West Washington Street, Middleburg, Virginia 20118, and NORTHERN LIGHTS DISTRIBUTORS, LLC, a Nebraska limited liability company having its principal office and place of business at 17605 Wright Street, Omaha, Nebraska 68130 (“NLD”).
FUND SERVICES AGREEMENT between DOMINION FUNDS, INC. andFund Services Agreement • January 7th, 2013 • Dominion Funds Inc • New York
THIS FUND SERVICES AGREEMENT (the “Agreement”) made as of the 5th day of April, 2012, by and between DOMINION FUNDS, INC., a Texas corporation having its principal office and place of business at 21509 Willisville Road, Upperville, VA 20184 (the "Company") and GEMINI FUND SERVICES, LLC, a Nebraska limited liability company having its principal office and place of business at 4020 South 147th Street, Omaha, Nebraska 68137 (“GFS”). This Agreement replaces and supersedes all prior understandings and agreements between the parties hereto for the services described below.
betweenDistribution Agreement • August 31st, 2001 • Dominion Funds Inc
DOMINION FUNDS, INC. (Foxhall Gold and Precious Metals Fund and Foxhall Asia & Emerging Markets Fund) INVESTMENT ADVISORY AGREEMENTInvestment Advisory Agreement • January 7th, 2013 • Dominion Funds Inc • Texas
THIS AGREEMENT is made as of the 12th day of July, 2012, by and between Dominion Funds, Inc., a Texas corporation (the "Company"), and Fairfax Global Markets, LLC, a Delaware limited liability company (the "Advisor").
TRANSFER AGENCY SERVICE AGREEMENTTransfer Agency Service Agreement • July 28th, 2009 • Dominion Funds Inc • New York
INVESTMENT SUB-ADVISORY AGREEMENTInvestment Sub-Advisory Agreement • January 7th, 2013 • Dominion Funds Inc • Virginia
AGREEMENT, dated as of the 12th day of July, 2012 by and between Fairfax Global Markets, LLC, a Delaware limited liability company (the “Advisor”), and Lancelot Capital Limited, a company incorporated in England and Wales (the “Sub-Advisor”).
DOMINION FUNDS, INC. (Foxhall Global Trends Fund) INVESTMENT ADVISORY AGREEMENTInvestment Advisory Agreement • January 7th, 2013 • Dominion Funds Inc • Texas
THIS AGREEMENT is made as of the 12th day of July, 2012, by and between Dominion Funds, Inc., a Texas corporation (the "Company"), and Fairfax Global Markets, LLC, a Delaware limited liability company (the "Advisor").
CUSTODY AGREEMENTCustody Agreement • July 28th, 2009 • Dominion Funds Inc
This Agreement is made between FIRST NATIONAL BANK OF OMAHA (“Bank”), a national banking association, and DOMINION FUNDS, INC. (“Customer”), a corporation organized and existing under the laws of the State of Texas.
Exhibit.23m(3) Bank Shareholder Service Agreement Dominion Capital Corporation Bank Shareholder Service Agreement We desire to enter into an Agreement with Dominion Capital Corporation (the "Distributor"), for the servicing of our agency clients who...Bank Shareholder Service Agreement • February 15th, 2002 • Dominion Funds Inc • Texas
AMENDMENT TO THE SELECTED DEALER AGREEMENT FOR DOMINION FUNDS, INC. (Dominion Insight Growth Fund Series)Selected Dealer Agreement • September 2nd, 1999 • Dominion Funds Inc
The Selected Dealer Agreement (the "Agreement"), by and between Northstar Securities, Inc., a Texas corporation (the "Distributor"), and the undersigned Selected Dealer regarding the registered investment company known as "Dominion Insight Growth Fund" (the "Fund") is hereby amended as follows:
OPERATING EXPENSES LIMITATION AND SECURITY AGREEMENT DOMINION FUNDS, INC.Operating Expenses Limitation and Security Agreement • January 7th, 2013 • Dominion Funds Inc • New York
THIS OPERATING EXPENSES LIMITATION AND SECURITY AGREEMENT (this “Agreement”) is effective as of the date set forth below (the “Effective Date”), and is by and between DOMINION FUNDS, INC., a Texas corporation (the “Company”), on behalf of FAIRFAX GLOBAL TRENDS FUND and FAIRFAX GOLD AND PRECIOUS METALS FUND (the “Funds”), each a series of the Company, FAIRFAX GLOBAL MARKETS, LLC (“Fairfax”), the proposed advisor of the Fairfax Global Trends Fund and advisor to the Fairfax Gold and Precious Metals Fund.
RECITALSInvestment Advisory Agreement • November 1st, 1999 • Dominion Funds Inc • Texas
SECOND AMENDED AND RESTATED OPERATING EXPENSES LIMITATION AND SECURITY AGREEMENT DOMINION FUNDS, INC.Operating Expenses Limitation and Security Agreement • October 27th, 2011 • Dominion Funds Inc • New York
THIS SECOND AMENDED AND RESTATED OPERATING EXPENSES LIMITATION AND SECURITY AGREEMENT (this “Agreement”) is effective as of October 28, 2010 (the “Effective Date”), and amends and restates that certain Operating Expenses Limitation and Security Agreement effective as of April 3, 2009, and that certain Amended and Restated Operating Expenses Limitation and Security Agreement effective as of October 28, 2009, and is by and between DOMINION FUNDS, INC., a Texas corporation (the “Company”), on behalf of FOXHALL GLOBAL TRENDS FUND (the “Fund”), a series of the Company, and the advisor of the Fund, FOXHALL CAPITAL MANAGEMENT, INC. (the “Advisor”).
1 2 2. The Firm represents and warrants that all Client-shareholders are aware of and have agreed to the arrangements provided for in this Agreement, including the effect of this Agreement on the availability of services to the Client-shareholders....Omnibus Account Services Agreement • November 20th, 1996 • Dominion Funds Inc • Illinois
OPERATING EXPENSES LIMITATION AND SECURITY AGREEMENT DOMINION FUNDS, INC.Operating Expenses Limitation and Security Agreement • May 4th, 2012 • Dominion Funds Inc • New York
THIS OPERATING EXPENSES LIMITATION AND SECURITY AGREEMENT (this “Agreement”) is effective as of April 5, 2012 (the “Effective Date”), and is by and between DOMINION FUNDS, INC., a Texas corporation (the “Company”), on behalf of FOXHALL GLOBAL TRENDS FUND, FOXHALL GOLD AND PRECIOUS METALS FUND AND FOXHALL ASIAN & EMERGING MARKETS FUND (the “Funds”), each a series of the Company, and the advisor of the Funds, WASHINGTON ASSET MANAGEMENT, LLC (the “Advisor”).
CUSTODY SERVICES AGREEMENT This Agreement dated as of the 31st day of August, 2006, made between Dominion Funds Inc. and RBC Dain Rauscher Inc. ("RBC Dain"), a Minnesota corporation having its principal office at 60 South Sixth Street, Minneapolis,...Custody Services Agreement • November 1st, 2006 • Dominion Funds Inc • Minnesota
DOMINION FUNDS, INC. (Foxhall Global Trends Fund ) INTERIM INVESTMENT ADVISORY AGREEMENTInterim Investment Advisory Agreement • May 4th, 2012 • Dominion Funds Inc • Texas
THIS AGREEMENT is made as of the 5th day of April, 2012, by and between Dominion Funds, Inc., a Texas corporation (the "Company"), and Washington Asset Management II, LLC , a Delaware limited liability company (the "Advisor").
