Common Contracts

FULLY DISCLOSED CLEARING AGREEMENT OF SG AMERICAS SECURITIES, LLC

Disclosed Clearing Agreement • August 24th, 2006 • Cowen Group, Inc. • Security brokers, dealers & flotation companies • New York

• Contract Type
  Disclosed Clearing Agreement
• Filed
  August 24th, 2006
• Company
  Cowen Group, Inc.
• Industry
  Security brokers, dealers & flotation companies
• Jurisdiction
  New York

THIS AGREEMENT is made and entered into this 12th day of July, 2006 by and between SG AMERICAS SECURITIES, LLC (“Clearing Agent”), a Delaware limited liability company, and COWEN AND COMPANY, LLC (“Introducing Firm”), a Delaware limited liability company.

FULLY DISCLOSED CLEARING AGREEMENT OF SG AMERICAS SECURITIES, LLC

Disclosed Clearing Agreement • July 12th, 2006 • Cowen Group, Inc. • Security brokers, dealers & flotation companies • New York

• Contract Type
  Disclosed Clearing Agreement
• Filed
  July 12th, 2006
• Company
  Cowen Group, Inc.
• Industry
  Security brokers, dealers & flotation companies
• Jurisdiction
  New York

THIS AGREEMENT is made and entered into this day of , 20 by and between SG AMERICAS SECURITIES, LLC (“Clearing Agent”), a Delaware limited liability company, and COWEN AND COMPANY, LLC (“Introducing Firm”), a Delaware limited liability company.