FULLY DISCLOSED CLEARING AGREEMENT OF SG AMERICAS SECURITIES, LLCDisclosed Clearing Agreement • August 24th, 2006 • Cowen Group, Inc. • Security brokers, dealers & flotation companies • New York
Contract Type FiledAugust 24th, 2006 Company Industry JurisdictionTHIS AGREEMENT is made and entered into this 12th day of July, 2006 by and between SG AMERICAS SECURITIES, LLC (“Clearing Agent”), a Delaware limited liability company, and COWEN AND COMPANY, LLC (“Introducing Firm”), a Delaware limited liability company.
FULLY DISCLOSED CLEARING AGREEMENT OF SG AMERICAS SECURITIES, LLCDisclosed Clearing Agreement • July 12th, 2006 • Cowen Group, Inc. • Security brokers, dealers & flotation companies • New York
Contract Type FiledJuly 12th, 2006 Company Industry JurisdictionTHIS AGREEMENT is made and entered into this day of , 20 by and between SG AMERICAS SECURITIES, LLC (“Clearing Agent”), a Delaware limited liability company, and COWEN AND COMPANY, LLC (“Introducing Firm”), a Delaware limited liability company.