FORM OF NOTEMerrill Lynch & Co Inc • June 9th, 2006 • Security brokers, dealers & flotation companies
Company FiledJune 9th, 2006 Industry
Exhibit 4.01 THIS NOTE IS A GLOBAL NOTE WITHIN THE MEANING OF THE INDENTURE HEREINAFTER REFERRED TO AND IS REGISTERED IN THE NAME OF A DEPOSITARY OR A NOMINEE THEREOF. UNLESS AND UNTIL IT IS EXCHANGED IN WHOLE OR IN PART FOR NOTES IN CERTIFICATED...Citigroup Global Markets Holdings Inc • May 27th, 2005 • Security brokers, dealers & flotation companies
Company FiledMay 27th, 2005 IndustryTHIS NOTE IS A GLOBAL NOTE WITHIN THE MEANING OF THE INDENTURE HEREINAFTER REFERRED TO AND IS REGISTERED IN THE NAME OF A DEPOSITARY OR A NOMINEE THEREOF. UNLESS AND UNTIL IT IS EXCHANGED IN WHOLE OR IN PART FOR NOTES IN CERTIFICATED FORM, THIS NOTE MAY NOT BE TRANSFERRED EXCEPT AS A WHOLE BY THE DEPOSITORY TRUST COMPANY, A NEW YORK CORPORATION ("DTC"), TO A NOMINEE OF DTC OR BY DTC OR ANY SUCH NOMINEE TO A SUCCESSOR DEPOSITARY OR A NOMINEE OF SUCH SUCCESSOR DEPOSITARY. UNLESS THIS NOTE IS PRESENTED BY AN AUTHORIZED REPRESENTATIVE OF DTC TO CITIGROUP GLOBAL MARKETS HOLDINGS INC. OR ITS AGENT FOR REGISTRATION OF TRANSFER, EXCHANGE OR PAYMENT, AND ANY NOTE ISSUED IS REGISTERED IN THE NAME OF CEDE & CO. OR IN SUCH OTHER NAME AS REQUESTED BY AN AUTHORIZED REPRESENTATIVE OF DTC (AND ANY PAYMENT IS MADE TO CEDE & CO. OR TO SUCH OTHER ENTITY AS IS REQUESTED BY AN AUTHORIZED REPRESENTATIVE OF DTC), ANY TRANSFER, PLEDGE OR OTHER USE HEREOF FOR VALUE OR OTHERWISE BY OR TO ANY PERSON IS WRONGFUL
EXHIBIT (4) THIS PROCEEDS IS A GLOBAL SECURITY WITHIN THE MEANING OF THE INDENTURE HEREINAFTER REFERRED TO AND IS REGISTERED IN THE NAME OF A DEPOSITORY OR A NOMINEE THEREOF. UNLESS AND UNTIL IT IS EXCHANGED IN WHOLE OR IN PART FOR PROCEEDS IN...Merrill Lynch & Co Inc • May 9th, 2005 • Security brokers, dealers & flotation companies
Company FiledMay 9th, 2005 Industry
EXHIBIT 4.01 THIS NOTE IS A GLOBAL NOTE WITHIN THE MEANING OF THE INDENTURE HEREINAFTER REFERRED TO AND IS REGISTERED IN THE NAME OF A DEPOSITARY OR A NOMINEE THEREOF. UNLESS AND UNTIL IT IS EXCHANGED IN WHOLE OR IN PART FOR NOTES IN CERTIFICATED...Citigroup Global Markets Holdings Inc • June 29th, 2004 • Security brokers, dealers & flotation companies
Company FiledJune 29th, 2004 Industry
EXHIBIT 4.01 THIS NOTE IS A GLOBAL NOTE WITHIN THE MEANING OF THE INDENTURE HEREINAFTER REFERRED TO AND IS REGISTERED IN THE NAME OF A DEPOSITARY OR A NOMINEE THEREOF. UNLESS AND UNTIL IT IS EXCHANGED IN WHOLE OR IN PART FOR NOTES IN CERTIFICATED...Citigroup Global Markets Holdings Inc • April 30th, 2004 • Security brokers, dealers & flotation companies
Company FiledApril 30th, 2004 Industry
No. R-1 INITIAL PRINCIPAL AMOUNT CUSIP 173075 84 7 REPRESENTED $63,000,000 representing 6,300,000 Notes ($10 per Note)Citigroup Global Markets Holdings Inc • April 30th, 2004 • Security brokers, dealers & flotation companies
Company FiledApril 30th, 2004 Industry
THIS NOTE IS A GLOBAL NOTE WITHIN THE MEANING OF THE INDENTURE HEREINAFTER REFERRED TO AND IS REGISTERED IN THE NAME OF A DEPOSITARY OR A NOMINEE THEREOF. UNLESS AND UNTIL IT IS EXCHANGED IN WHOLE OR IN PART FOR NOTES IN CERTIFICATED FORM, THIS NOTE...Citigroup Global Markets Holdings Inc • April 26th, 2004 • Security brokers, dealers & flotation companies
Company FiledApril 26th, 2004 Industry
No. R-1 INITIAL PRINCIPAL AMOUNT CUSIP 173075 85 4 REPRESENTED $ representing Notes ($10 per Note)Citigroup Global Markets Holdings Inc • April 23rd, 2004 • Security brokers, dealers & flotation companies
Company FiledApril 23rd, 2004 Industry
ANDHartford Financial Services Group Inc/De • May 30th, 2003 • Insurance agents, brokers & service • New York
Company FiledMay 30th, 2003 Industry Jurisdiction
No. R-1 INITIAL PRINCIPAL AMOUNT CUSIP 173073 80 0 REPRESENTED $[ ] representing [ ] Notes ($10 per Note)Citigroup Global Markets Holdings Inc • April 23rd, 2003 • Security brokers, dealers & flotation companies
Company FiledApril 23rd, 2003 Industry
ANDBaxter International Inc • December 23rd, 2002 • Surgical & medical instruments & apparatus • New York
Company FiledDecember 23rd, 2002 Industry Jurisdiction
EXHIBIT 99(B) THIS MITTS SECURITY IS A GLOBAL SECURITY WITHIN THE MEANING OF THE INDENTURE HEREINAFTER REFERRED TO AND IS REGISTERED IN THE NAME OF A DEPOSITORY OR A NOMINEE THEREOF. UNLESS AND UNTIL IT IS EXCHANGED IN WHOLE OR IN PART FOR MITTS...Merrill Lynch & Co Inc • August 1st, 2002 • Security brokers, dealers & flotation companies
Company FiledAugust 1st, 2002 Industry
OBSA")Publicis Groupe Sa • July 16th, 2002 • Services-advertising agencies
Company FiledJuly 16th, 2002 Industry
EXHIBIT (4) THIS MITTS SECURITY IS A GLOBAL SECURITY WITHIN THE MEANING OF THE INDENTURE HEREINAFTER REFERRED TO AND IS REGISTERED IN THE NAME OF A DEPOSITORY OR A NOMINEE THEREOF. UNLESS AND UNTIL IT IS EXCHANGED IN WHOLE OR IN PART FOR MITTS...Merrill Lynch & Co Inc • June 28th, 2002 • Security brokers, dealers & flotation companies
Company FiledJune 28th, 2002 Industry
MERRILL LYNCH & CO., INC. Strategic Return Notes/SM/ Linked to the Select Ten Index due June , 2007 (the "Notes")Merrill Lynch & Co Inc • June 25th, 2002 • Security brokers, dealers & flotation companies
Company FiledJune 25th, 2002 Industry
EXHIBIT (4) THIS NOTE IS A GLOBAL SECURITY WITHIN THE MEANING OF THE INDENTURE HEREINAFTER REFERRED TO AND IS REGISTERED IN THE NAME OF A DEPOSITORY OR A NOMINEE THEREOF. UNLESS AND UNTIL IT IS EXCHANGED IN WHOLE OR IN PART FOR NOTES IN CERTIFICATED...Merrill Lynch & Co Inc • June 11th, 2002 • Security brokers, dealers & flotation companies
Company FiledJune 11th, 2002 Industry
EXHIBIT (4) THIS CALLABLE MITTS SECURITY IS A GLOBAL SECURITY WITHIN THE MEANING OF THE INDENTURE HEREINAFTER REFERRED TO AND IS REGISTERED IN THE NAME OF A DEPOSITORY OR A NOMINEE THEREOF. UNLESS AND UNTIL IT IS EXCHANGED IN WHOLE OR IN PART FOR...Merrill Lynch & Co Inc • May 31st, 2002 • Security brokers, dealers & flotation companies
Company FiledMay 31st, 2002 Industry
EXHIBIT (4) THIS NOTE IS A GLOBAL SECURITY WITHIN THE MEANING OF THE INDENTURE HEREINAFTER REFERRED TO AND IS REGISTERED IN THE NAME OF A DEPOSITORY OR A NOMINEE THEREOF. UNLESS AND UNTIL IT IS EXCHANGED IN WHOLE OR IN PART FOR NOTES IN CERTIFICATED...Merrill Lynch & Co Inc • May 28th, 2002 • Security brokers, dealers & flotation companies
Company FiledMay 28th, 2002 Industry
EXHIBIT (4) THIS CALLABLE MITTS SECURITY IS A GLOBAL SECURITY WITHIN THE MEANING OF THE INDENTURE HEREINAFTER REFERRED TO AND IS REGISTERED IN THE NAME OF A DEPOSITORY OR A NOMINEE THEREOF. UNLESS AND UNTIL IT IS EXCHANGED IN WHOLE OR IN PART FOR...Merrill Lynch & Co Inc • May 3rd, 2002 • Security brokers, dealers & flotation companies
Company FiledMay 3rd, 2002 Industry
EXHIBIT 99(B) THIS MITTS SECURITY IS A GLOBAL SECURITY WITHIN THE MEANING OF THE INDENTURE HEREINAFTER REFERRED TO AND IS REGISTERED IN THE NAME OF A DEPOSITORY OR A NOMINEE THEREOF. UNLESS AND UNTIL IT IS EXCHANGED IN WHOLE OR IN PART FOR MITTS...Merrill Lynch & Co Inc • March 25th, 2002 • Security brokers, dealers & flotation companies
Company FiledMarch 25th, 2002 Industry
MERRILL LYNCH & CO., INC. Strategic Return Notes/SM/ Linked to the Oil and Natural Gas Index due March , 2007 (the "Notes")Merrill Lynch & Co Inc • March 25th, 2002 • Security brokers, dealers & flotation companies
Company FiledMarch 25th, 2002 Industry
EXHIBIT 99(B) THIS MITTS SECURITY IS A GLOBAL SECURITY WITHIN THE MEANING OF THE INDENTURE HEREINAFTER REFERRED TO AND IS REGISTERED IN THE NAME OF A DEPOSITORY OR A NOMINEE THEREOF. UNLESS AND UNTIL IT IS EXCHANGED IN WHOLE OR IN PART FOR MITTS...Merrill Lynch & Co Inc • March 25th, 2002 • Security brokers, dealers & flotation companies
Company FiledMarch 25th, 2002 Industry
EXHIBIT 99(B) THIS NOTE IS A GLOBAL SECURITY WITHIN THE MEANING OF THE INDENTURE HEREINAFTER REFERRED TO AND IS REGISTERED IN THE NAME OF A DEPOSITORY OR A NOMINEE THEREOF. UNLESS AND UNTIL IT IS EXCHANGED IN WHOLE OR IN PART FOR NOTES IN CERTIFICATED...Merrill Lynch & Co Inc • February 26th, 2002 • Security brokers, dealers & flotation companies
Company FiledFebruary 26th, 2002 Industry
EXHIBIT 99(B) THIS MITTS SECURITY IS A GLOBAL SECURITY WITHIN THE MEANING OF THE INDENTURE HEREINAFTER REFERRED TO AND IS REGISTERED IN THE NAME OF A DEPOSITORY OR A NOMINEE THEREOF. UNLESS AND UNTIL IT IS EXCHANGED IN WHOLE OR IN PART FOR MITTS...Merrill Lynch & Co Inc • January 10th, 2002 • Security brokers, dealers & flotation companies
Company FiledJanuary 10th, 2002 Industry
EXHIBIT (4) THIS NOTE IS A GLOBAL SECURITY WITHIN THE MEANING OF THE INDENTURE HEREINAFTER REFERRED TO AND IS REGISTERED IN THE NAME OF A DEPOSITORY OR A NOMINEE THEREOF. UNLESS AND UNTIL IT IS EXCHANGED IN WHOLE OR IN PART FOR NOTES IN CERTIFICATED...Merrill Lynch & Co Inc • November 30th, 2001 • Security brokers, dealers & flotation companies
Company FiledNovember 30th, 2001 Industry
EXHIBIT (4) THIS NOTE IS A GLOBAL SECURITY WITHIN THE MEANING OF THE INDENTURE HEREINAFTER REFERRED TO AND IS REGISTERED IN THE NAME OF A DEPOSITORY OR A NOMINEE THEREOF. UNLESS AND UNTIL IT IS EXCHANGED IN WHOLE OR IN PART FOR NOTES IN CERTIFICATED...Merrill Lynch & Co Inc • November 2nd, 2001 • Security brokers, dealers & flotation companies
Company FiledNovember 2nd, 2001 Industry
Exhibit 99(B) THIS MITTS SECURITY IS A GLOBAL SECURITY WITHIN THE MEANING OF THE INDENTURE HEREINAFTER REFERRED TO AND IS REGISTERED IN THE NAME OF A DEPOSITORY OR A NOMINEE THEREOF. UNLESS AND UNTIL IT IS EXCHANGED IN WHOLE OR IN PART FOR MITTS...Merrill Lynch & Co Inc • September 25th, 2001 • Security brokers, dealers & flotation companies
Company FiledSeptember 25th, 2001 Industry
EXHIBIT (4) THIS NOTE IS A GLOBAL SECURITY WITHIN THE MEANING OF THE INDENTURE HEREINAFTER REFERRED TO AND IS REGISTERED IN THE NAME OF A DEPOSITORY OR A NOMINEE THEREOF. UNLESS AND UNTIL IT IS EXCHANGED IN WHOLE OR IN PART FOR NOTES IN CERTIFICATED...Merrill Lynch & Co Inc • August 3rd, 2001 • Security brokers, dealers & flotation companies
Company FiledAugust 3rd, 2001 Industry
MERRILL LYNCH & CO., INC. Strategic Return Notes Linked to the Select Ten Index due July , 2006 (the "Notes")Merrill Lynch & Co Inc • July 31st, 2001 • Security brokers, dealers & flotation companies
Company FiledJuly 31st, 2001 Industry
MERRILL LYNCH & CO., INC. Strategic Return Notes Linked to the Institutional Holdings Index due June , 2006 (the "Notes")Merrill Lynch & Co Inc • June 28th, 2001 • Security brokers, dealers & flotation companies
Company FiledJune 28th, 2001 Industry
MERRILL LYNCH & CO., INC. Strategic Return Notes Linked to the Industrial 15 Index due June , 2006 (the "Notes")Merrill Lynch & Co Inc • June 26th, 2001 • Security brokers, dealers & flotation companies
Company FiledJune 26th, 2001 Industry
Exhibit 99(B) THIS NOTE IS A GLOBAL SECURITY WITHIN THE MEANING OF THE INDENTURE HEREINAFTER REFERRED TO AND IS REGISTERED IN THE NAME OF A DEPOSITORY OR A NOMINEE THEREOF. UNLESS AND UNTIL IT IS EXCHANGED IN WHOLE OR IN PART FOR NOTES IN CERTIFICATED...Merrill Lynch & Co Inc • May 29th, 2001 • Security brokers, dealers & flotation companies
Company FiledMay 29th, 2001 Industry
FORM OF NOTESalomon Smith Barney Holdings Inc • May 23rd, 2001 • Security brokers, dealers & flotation companies
Company FiledMay 23rd, 2001 Industry
EXHIBIT (4) THIS MITTS SECURITY IS A GLOBAL SECURITY WITHIN THE MEANING OF THE INDENTURE HEREINAFTER REFERRED TO AND IS REGISTERED IN THE NAME OF A DEPOSITORY OR A NOMINEE THEREOF. UNLESS AND UNTIL IT IS EXCHANGED IN WHOLE OR IN PART FOR MITTS...Merrill Lynch & Co Inc • April 30th, 2001 • Security brokers, dealers & flotation companies
Company FiledApril 30th, 2001 Industry
EXHIBIT 99(B) THIS MITTS SECURITY IS A GLOBAL SECURITY WITHIN THE MEANING OF THE INDENTURE HEREINAFTER REFERRED TO AND IS REGISTERED IN THE NAME OF A DEPOSITORY OR A NOMINEE THEREOF. UNLESS AND UNTIL IT IS EXCHANGED IN WHOLE OR IN PART FOR MITTS...Merrill Lynch & Co Inc • April 24th, 2001 • Security brokers, dealers & flotation companies
Company FiledApril 24th, 2001 Industry