Common Contracts
2 similar Change of Control Agreement contracts by Kbw, Inc.
QuickLinks -- Click here to rapidly navigate through this documentChange of Control Agreement • February 25th, 2011 • Kbw, Inc. • Security brokers, dealers & flotation companies
This exhibit amends the agreement between KBW, Inc. and the executive that was included as an exhibit to KBW Inc.'s previously filed periodic reports with the Securities and Exchange Commission. The agreement was amended as set forth below in order to comply with certain technical requirements of Section 409A of the Internal Revenue Code.
QuickLinks -- Click here to rapidly navigate through this documentChange of Control Agreement • February 25th, 2011 • Kbw, Inc. • Security brokers, dealers & flotation companies
This exhibit amends the agreement between KBW, Inc. and the executive that was included as an exhibit to KBW Inc.'s previously filed periodic reports with the Securities and Exchange Commission. The agreement was amended as set forth below in order to comply with certain technical requirements of Section 409A of the Internal Revenue Code.
