Mid-Southern Bancorp, Inc. (an Indiana corporation) Up to 2,225,975 Shares (Subject to increase to up to 2,559,871 shares) COMMON STOCK ($0.01 Par Value) Offering Price $10.00 Per Share AGENCY AGREEMENT May 14, 2018Agency Agreement • May 18th, 2018 • Mid-Southern Bancorp, Inc. • Savings institution, federally chartered • New York
Contract Type FiledMay 18th, 2018 Company Industry Jurisdiction
Mid-Southern Bancorp, Inc. (an Indiana corporation) Up to 2,225,975 Shares (Subject to increase to up to 2,559,871 shares) COMMON STOCK ($0.01 Par Value) Offering Price $10.00 Per Share AGENCY AGREEMENT May ___, 2018Agency Agreement • April 27th, 2018 • Mid-Southern Bancorp, Inc. • Savings institution, federally chartered • New York
Contract Type FiledApril 27th, 2018 Company Industry Jurisdiction
BANCORP 34, INC. (a Maryland corporation) Up to 1,634,334 Shares (Subject to increase to up to 1,879,484 shares) COMMON STOCK ($0.01 Par Value) Offering Price $10.00 Per Share AGENCY AGREEMENT August 5, 2016Agency Agreement • August 10th, 2016 • Alamogordo Financial Corp • Savings institution, federally chartered • New York
Contract Type FiledAugust 10th, 2016 Company Industry JurisdictionAlamogordo Financial Corp., a federal stock corporation (the “Mid-Tier Holding Company”), Bancorp 34, Inc., a newly formed Maryland corporation organized to be the successor to the Mid-Tier Holding Company (the “Holding Company”), AF Mutual Holding Company, a federally-chartered mutual holding company (the “MHC”) and Bank 34, a federally-chartered stock savings bank (the “Bank”), the deposit accounts of which are insured by the Federal Deposit Insurance Corporation (the “FDIC”) (collectively, the Mid-Tier Holding Company, the Holding Company, the MHC and the Bank are referred to as the “Primary Parties”) hereby confirm their agreement with Keefe, Bruyette & Woods, Inc. (the “Agent”) as follows:
WCF BANCORP, INC. (an Iowa corporation) Up to 1,868,750 Shares (Subject to increase to up to 2,149,063 shares) COMMON STOCK ($0.01 Par Value) Offering Price $8.00 Per Share AGENCY AGREEMENT May 13, 2016Agency Agreement • May 19th, 2016 • WCF Bancorp, Inc. • Savings institution, federally chartered • New York
Contract Type FiledMay 19th, 2016 Company Industry Jurisdiction
WCF BANCORP, INC. (an Iowa corporation) Up to 1,868,750 Shares (Subject to increase to up to 2,149,063 shares) COMMON STOCK ($0.01 Par Value) Offering Price $8.00 Per Share AGENCY AGREEMENTAgency Agreement • April 27th, 2016 • WCF Bancorp, Inc. • Savings institution, federally chartered • New York
Contract Type FiledApril 27th, 2016 Company Industry Jurisdiction
PB BANCORP, INC. (a Maryland corporation) Up to 3,953,125 Shares (Subject to increase to up to 4,546,094 shares) COMMON STOCK ($0.01 Par Value) Offering Price $8.00 Per Share AGENCY AGREEMENTAgency Agreement • September 11th, 2015 • PB Bancorp, Inc. • New York
Contract Type FiledSeptember 11th, 2015 Company Jurisdiction
MSB FINANCIAL CORP. (a Maryland corporation) Up to 3,277,500 Shares (Subject to increase up to 3,769,125 shares) COMMON STOCK ($0.01 Par Value) Offering Price $10.00 Per Share AGENCY AGREEMENT May 14, 2015Agency Agreement • May 20th, 2015 • MSB Financial Corp • Savings institution, federally chartered • New York
Contract Type FiledMay 20th, 2015 Company Industry Jurisdiction
MSB FINANCIAL CORP. (a Maryland corporation) Up to 3,277,500 Shares (Subject to increase up to 3,769,125 shares) COMMON STOCK ($0.01 Par Value) Offering Price $10.00 Per Share AGENCY AGREEMENT May 14, 2015Agency Agreement • May 20th, 2015 • MSB Financial Corp. • Savings institution, federally chartered • New York
Contract Type FiledMay 20th, 2015 Company Industry Jurisdiction
MSB FINANCIAL CORP. (a Maryland corporation) Up to 3,277,500 Shares (Subject to increase up to 3,769,125 shares) COMMON STOCK ($0.01 Par Value) Offering Price $10.00 Per Share AGENCY AGREEMENTAgency Agreement • May 12th, 2015 • MSB Financial Corp • Savings institution, federally chartered • New York
Contract Type FiledMay 12th, 2015 Company Industry Jurisdiction
BEN FRANKLIN FINANCIAL, INC. up to 486,828 Shares (subject to increase up to 559,852 shares) COMMON STOCK ($0.01 Par Value) Subscription Price $10.00 Per Share AGENCY AGREEMENT November 12, 2014Agency Agreement • November 18th, 2014 • Ben Franklin Financial, Inc. • Savings institution, federally chartered • New York
Contract Type FiledNovember 18th, 2014 Company Industry Jurisdiction
MERIDIAN BANCORP, INC. up to 31,625,000 Shares (subject to increase up to 36,368,750 shares) COMMON STOCK ($0.01 Par Value) Subscription Price $10.00 Per Share AGENCY AGREEMENT May 9, 2014Agency Agreement • May 15th, 2014 • Meridian Bancorp, Inc. • National commercial banks • New York
Contract Type FiledMay 15th, 2014 Company Industry Jurisdiction
MERIDIAN BANCORP, INC. up to 31,625,000 Shares (subject to increase up to 36,368,750 shares) COMMON STOCK ($0.01 Par Value) Subscription Price $10.00 Per Share AGENCY AGREEMENT May 9, 2014Agency Agreement • May 15th, 2014 • Meridian Interstate Bancorp Inc • Savings institutions, not federally chartered • New York
Contract Type FiledMay 15th, 2014 Company Industry Jurisdiction
MERIDIAN BANCORP, INC. up to 31,625,000 Shares (subject to increase up to 36,368,750 shares) COMMON STOCK ($0.01 Par Value) Subscription Price $10.00 Per Share AGENCY AGREEMENT April , 2014Agency Agreement • April 28th, 2014 • Meridian Bancorp, Inc. • National commercial banks • New York
Contract Type FiledApril 28th, 2014 Company Industry JurisdictionNotwithstanding the foregoing, if (1) during the period that begins on the date that is 15 calendar days plus three business days before the last day of the Restricted Period and ends on the last day of the Restricted Period the Company issues an earnings release or material news or a material event relating to the Company occurs; or (2) prior to the expiration of the Restricted Period, the Company announces that it will release earnings results during the 16-day period beginning on the last day of the Restricted Period, the restrictions imposed by this agreement shall continue to apply until the expiration of the date that is 15 calendar days plus three business days after the date on which the earnings release is issued or the occurrence of the material news or material event. The Company shall promptly notify Sterne Agee of any earnings release, news or event that may give rise to an extension of the initial Restricted Period.
NEW INVESTORS BANCORP, INC. up to 230,000,000 Shares (subject to increase up to 264,500,000 shares) COMMON STOCK ($0.01 Par Value) Subscription Price $10.00 Per Share AGENCY AGREEMENT March 13, 2014Agency Agreement • March 18th, 2014 • Investors Bancorp Inc • Savings institution, federally chartered • New York
Contract Type FiledMarch 18th, 2014 Company Industry Jurisdiction
NEW INVESTORS BANCORP, INC. up to 230,000,000 Shares (subject to increase up to 264,500,000 shares) COMMON STOCK ($0.01 Par Value) Subscription Price $10.00 Per Share AGENCY AGREEMENTAgency Agreement • February 11th, 2014 • New Investors Bancorp, Inc. • State commercial banks • New York
Contract Type FiledFebruary 11th, 2014 Company Industry Jurisdiction