CONFIDENTIAL February 5, 2021Sino-Global Shipping America, Ltd. • February 8th, 2021 • Arrangement of transportation of freight & cargo • New York
Company FiledFebruary 8th, 2021 Industry Jurisdiction
SUBJECT TO LEGAL REVIEW AND COMMITMENT COMMITTEE APPROVALSOS LTD • December 28th, 2020 • Finance services • New York
Company FiledDecember 28th, 2020 Industry JurisdictionThis letter (the “Agreement”) constitutes the agreement between Maxim Group LLC (“Maxim”) the “Lead Manager”) and SOS Limited (the “Company”), that Maxim shall serve as (i) sole lead/exclusive placement agent for the Company, on a “reasonable best efforts” basis (“Direct Placement”) or (ii) sole lead book running manager for the Company, on a firm commitment basis (“Underwritten Placement”) and collectively with a Direct Placement (a “Placement”), in connection with the proposed offering of registered securities (the “Securities”) of the Company, including shares (the “Shares”) of the Company’s common stock (the “Common Stock”). The terms of such Placement and the Securities shall be mutually agreed upon by the Company, the Lead Manager and, if a Direct Placement, the purchasers (each, a “Purchaser” and collectively, the “Purchasers”) and nothing herein constitutes that the Lead Manager would have the power or authority to bind the Company or any Purchaser or an obligation for the Comp
CONFIDENTIAL November 13, 2020Sino-Global Shipping America, Ltd. • December 9th, 2020 • Arrangement of transportation of freight & cargo • New York
Company FiledDecember 9th, 2020 Industry Jurisdiction
CONFIDENTIALUrban Tea, Inc. • August 18th, 2020 • Industrial organic chemicals • New York
Company FiledAugust 18th, 2020 Industry JurisdictionThis letter (the “Agreement”) constitutes the agreement between Maxim Group LLC (“Maxim”) the “Lead Manager”) and Urban Tea, Inc. (the “Company”), that Maxim shall serve as (i) sole lead/exclusive placement agent for the Company, on a “reasonable best efforts” basis (“Direct Placement”) or (ii) sole lead book running manager for the Company, on a firm commitment basis (“Underwritten Placement”) and collectively with a Direct Placement (a “Placement”), in connection with the proposed offering of registered securities (the “Securities”) of the Company, including shares (the “Shares”) of the Company’s common stock (the “Common Stock”). The terms of such Placement and the Securities shall be mutually agreed upon by the Company, the Lead Manager and, if a Direct Placement, the purchasers (each, a “Purchaser” and collectively, the “Purchasers”) and nothing herein constitutes that the Lead Manager would have the power or authority to bind the Company or any Purchaser or an obligation for the
SUBJECT TO LEGAL REVIEW AND COMMITMENT COMMITTEE APPROVALUrban Tea, Inc. • June 30th, 2020 • Industrial organic chemicals • New York
Company FiledJune 30th, 2020 Industry JurisdictionThis letter (the “Agreement”) constitutes the agreement between Maxim Group LLC (“Maxim”) the “Lead Manager”) and Urban Tea, Inc. (the “Company”), that Maxim shall serve as (i) sole lead/exclusive placement agent for the Company, on a “reasonable best efforts” basis (“Direct Placement”) or (ii) sole lead book running manager for the Company, on a firm commitment basis (“Underwritten Placement”) and collectively with a Direct Placement (a “Placement”), in connection with the proposed offering of registered securities (the “Securities”) of the Company, including shares (the “Shares”) of the Company’s common stock (the “Common Stock”). The terms of such Placement and the Securities shall be mutually agreed upon by the Company, the Lead Manager and, if a Direct Placement, the purchasers (each, a “Purchaser” and collectively, the “Purchasers”) and nothing herein constitutes that the Lead Manager would have the power or authority to bind the Company or any Purchaser or an obligation for the
SUBJECT TO LEGAL REVIEW AND COMMITMENT COMMITTEE APPROVALRecon Technology, LTD • May 26th, 2020 • Oil & gas field services, nec • New York
Company FiledMay 26th, 2020 Industry Jurisdiction
SUBJECT TO LEGAL REVIEW AND COMMITMENT COMMITTEE APPROVALIt Tech Packaging, Inc. • May 1st, 2020 • Converted paper & paperboard prods (no contaners/boxes) • New York
Company FiledMay 1st, 2020 Industry JurisdictionThis letter (the “Agreement”) constitutes the agreement between Maxim Group LLC (“Maxim”) the “Lead Manager”) and IT Tech Packaging, Inc. (the “Company”), that Maxim shall serve as (i) sole lead/exclusive placement agent for the Company, on a “reasonable best efforts” basis (“Direct Placement”) or (ii) sole lead book running manager for the Company, on a firm commitment basis (“Underwritten Placement”) and collectively with a Direct Placement (a “Placement”), in connection with the proposed offering of registered securities (the “Securities”) of the Company, including shares (the “Shares”) of the Company’s common stock (the “Common Stock”). The terms of such Placement and the Securities shall be mutually agreed upon by the Company, the Lead Manager and, if a Direct Placement, the purchasers (each, a “Purchaser” and collectively, the “Purchasers”) and nothing herein constitutes that the Lead Manager would have the power or authority to bind the Company or any Purchaser or an obligation
SUBJECT TO LEGAL REVIEW AND COMMITMENT COMMITTEE APPROVALChina Bat Group, Inc. • May 22nd, 2019 • National commercial banks • New York
Company FiledMay 22nd, 2019 Industry JurisdictionThis letter (the “Agreement”) constitutes the agreement between Maxim Group LLC (“Maxim”) the “Lead Manager”) and China Bat Group, Inc. Corporation (the “Company”), that Maxim shall serve as (i) sole lead/exclusive placement agent for the Company, on a “reasonable best efforts” basis (“Direct Placement”) or (ii) sole lead book running manager for the Company, on a firm commitment basis (“Underwritten Placement”) and collectively with a Direct Placement (a “Placement”), in connection with the proposed offering of registered securities (the “Securities”) of the Company, including shares (the “Shares”) of the Company’s common stock (the “Common Stock”). The terms of such Placement and the Securities shall be mutually agreed upon by the Company, the Lead Manager and, if a Direct Placement, the purchasers (each, a “Purchaser” and collectively, the “Purchasers”) and nothing herein grants the Lead Manager the power or authority to bind the Company or any Purchaser or creates an obligation for
SUBJECT TO LEGAL REVIEW AND COMMITMENT COMMITTEE APPROVALChina Bat Group, Inc. • April 12th, 2019 • National commercial banks • New York
Company FiledApril 12th, 2019 Industry JurisdictionThis letter (the “Agreement”) constitutes the agreement between Maxim Group LLC (“Maxim”) the “Lead Manager”) and China Bat Group, Inc. Corporation (the “Company”), that Maxim shall serve as (i) sole lead/exclusive placement agent for the Company, on a “reasonable best efforts” basis (“Direct Placement”) or (ii) sole lead book running manager for the Company, on a firm commitment basis (“Underwritten Placement”) and collectively with a Direct Placement (a “Placement”), in connection with the proposed offering of registered securities (the “Securities”) of the Company, including shares (the “Shares”) of the Company’s common stock (the “Common Stock”). The terms of such Placement and the Securities shall be mutually agreed upon by the Company, the Lead Manager and, if a Direct Placement, the purchasers (each, a “Purchaser” and collectively, the “Purchasers”) and nothing herein grants the Lead Manager the power or authority to bind the Company or any Purchaser or creates an obligation for