US$300,000,000Placement Agreement • November 12th, 2009 • Ben Dov Ilan • Radiotelephone communications
WHEELER REAL ESTATE INVESTMENT TRUST, INC. Public Offering of Shares of Common Stock Maximum: 4,000,000 Shares Minimum: 3,000,000 Shares PLACEMENT AGREEMENTPlacement Agreement • December 7th, 2012 • Wheeler Real Estate Investment Trust, Inc. • Real estate investment trusts • Delaware
The undersigned, Wheeler Real Estate Investment Trust, Inc., a Maryland corporation (the “Company”), hereby confirms its agreement with you (unless otherwise defined herein, the term “you” shall collectively refer to the Placement Agents) as follows:
PLACEMENT AGREEMENTPlacement Agreement • May 5th, 2020 • New York
to Bidders (as defined below) and will sell directly to the Winning Bidders (as defined in Section 2 hereof), and Deutsche Bank Securities Inc. (the “Placement Agent”) will act as the Selling Security Holder’s exclusive placement agent for the sale of, three warrants (each, a “Warrant”) of HMN Financial, Inc. a Delaware corporation (the “Company”), three warrants each representing the right to purchase an aggregate of up to 277,777.66 shares (all such shares, collectively the “Warrant Shares”), of the Company’s common stock, $0.01 par value (the “Common Stock”), in a placement (the “Placement”) to “qualified institutional buyers,” as defined in Rule 144A (each, a “QIB”) under the Act (as hereinafter defined), to certain “accredited investors,” as defined in Rule 501(a)(1), (2), (3) or (7) of Regulation D (each an “Institutional Accredited Investor”) under the Act, who have represented to us that they have total assets in excess of $25,000,000, and to directors and executive officers of
Exhibit 10.3 EXCHANGE NATIONAL BANCSHARES, INC. 23,000 CAPITAL SECURITIES FIXED/FLOATING RATE CAPITAL SECURITIES (LIQUIDATION AMOUNT $1,000.00 PER CAPITAL SECURITY) PLACEMENT AGREEMENTPlacement Agreement • May 10th, 2005 • Exchange National Bancshares Inc • National commercial banks • New York
A B C N A N N Y S O U R C EPlacement Agreement • March 28th, 2012 • Pennsylvania
CAPSTEAD MORTGAGE CORPORATION 25,000 Capital Securities Fixed/Floating Rate Capital Securities (Liquidation Amount $1,000.00 per Capital Security) PLACEMENT AGREEMENTPlacement Agreement • February 24th, 2012 • Capstead Mortgage Corp • Real estate investment trusts • New York
[FOR FISCAL YEAR END: Attached hereto are the audited consolidated financial statements (including the balance sheet, income statement and statement of cash flows, and notes thereto, together with the report of the independent accountants thereon) of the Company and its consolidated subsidiaries for the three years ended [date], 20 and all financial statements required to be filed with any Governmental Entity (as defined in the Placement Agreement) other than the Securities and Exchange Commission for the year ended [date], 20__]
CONFIDENTIAL February 18, 2021Placement Agreement • April 30th, 2021 • Urban Tea, Inc. • Retail-eating places • New York
This letter (the “Agreement”) constitutes the agreement between Maxim Group LLC (“Maxim”) the “Lead Manager”) and Urban Tea, Inc. (the “Company”), that Maxim shall serve as (i) sole lead/exclusive placement agent for the Company, on a “reasonable best efforts” basis (“Direct Placement”) or (ii) sole lead book running manager for the Company, on a firm commitment basis (“Underwritten Placement”) and collectively with a Direct Placement (a “Placement”), in connection with the proposed offering of registered securities (the “Securities”) of the Company, including shares (the “Shares”) of the Company’s ordinary shares (the “Ordinary Shares”) in the U.S. The terms of such Placement and the Securities shall be mutually agreed upon by the Company, the Lead Manager and, if a Direct Placement, the purchasers (each, a “Purchaser” and collectively, the “Purchasers”) and nothing herein constitutes that the Lead Manager would have the power or authority to bind the Company or any Purchaser or an ob
PLACEMENT AGREEMENTPlacement Agreement • November 5th, 2024 • Ontario
EX-10.3 4 a17-20585_1ex10d3.htm EX-10.3 EXECUTION VERSIONPlacement Agreement • May 5th, 2020 • New York
ARBOR REALTY COMMERCIAL REAL ESTATE NOTES 2017-FL2, LTD. CLASS A NOTES, CLASS A-S NOTES, CLASS B NOTES, CLASS C NOTES AND CLASS D NOTES
FORM OF PLACEMENT AGENT COMMON STOCK PURCHASE WARRANT Cadrenal Therapeutics, Inc.Placement Agreement • November 4th, 2024 • Cadrenal Therapeutics, Inc. • Pharmaceutical preparations • New York
THIS PLACEMENT AGENT COMMON STOCK PURCHASE WARRANT (the “Warrant”) certifies that, for value received, _____________ or its assigns (the “Holder”) is entitled, upon the terms and subject to the limitations on exercise and the conditions hereinafter set forth, at any time on or after the date hereof (the “Initial Exercise Date”) and on or prior to 5:00 p.m. (New York City time) on November 5, 2029 (the “Termination Date”) but not thereafter, to subscribe for and purchase from Cadrenal Therapeutics, Inc., a Delaware corporation (the “Company”), up to ______ shares (as subject to adjustment hereunder, the “Warrant Shares”) of Common Stock. The purchase price of one share of Common Stock under this Warrant shall be equal to the Exercise Price, as defined in Section 2(b). This Warrant is issued pursuant to that certain engagement agreement, by and between the Company and H.C. Wainwright & Co., LLC, dated as of September 18, 2024 (the “Engagement Agreement”).
PLACEMENT AGREEMENT AMONG GREER BANCSHARES INCORPORATED, GREER CAPITAL TRUST II AND CREDIT SUISSE SECURITIES (USA) LLCPlacement Agreement • January 4th, 2007 • Greer Bancshares Inc • National commercial banks • New York
Greer Bancshares Incorporated, a South Carolina corporation (the “Company”), and its financing subsidiary, Greer Capital Trust II, a Delaware statutory trust (the “Trust,” and hereinafter together with the Company, the “Offerors”), hereby confirm their agreement (this “Agreement”) with you (the “Placement Agent”), as follows:
June 27, 2005 Cohen & Steers Capital Advisors, LLC 757 Third Avenue New York, New York 10017 Re: Placement of Securities of Windrose Medical Properties Trust Dear Sirs: This letter (the "Agreement") confirms our agreement to retain Cohen & Steers...Placement Agreement • July 1st, 2005 • Windrose Medical Properties Trust • Real estate investment trusts
PLACEMENT AGREEMENTPlacement Agreement • November 20th, 2009 • Zaldiva Inc • Services-business services, nec • New York
This Agreement is made and entered into as of this 16th day of November, 2009 by and between Charles Morgan Securities, Inc. ("CMS") and Zaldiva, Inc. ("the Company").
PLACEMENT AGREEMENTPlacement Agreement • October 29th, 2004 • Usa Capital First Trust Deed Fund LLC • Loan brokers • Nevada
USA Capital Realty Advisors, LLC, a Nevada limited-liability company, as the manager (“the “Manager”) of USA Capital First Trust Deed Fund, LLC, a Nevada limited-liability company (the “Company”), hereby engages USA Securities, LLC, a Nevada limited-liability company (the “Placement Agent”), and each dealer (a “Dealer”) with which the Placement Agent enters into a Selected Dealer Agreement, in the form attached hereto as Exhibit A, as the Company’s exclusive selling agents in connection with the proposed public offering of certain of its securities (the “Offering”) on the terms and conditions set forth below:
PLACEMENT AGREEMENTPlacement Agreement • July 21st, 2016 • Bridgeline Digital, Inc. • Services-prepackaged software • New York
This PLACEMENT AGREEMENT (the “Agreement”) dated as of July 8, 2016, by and between BRIDGELINE DIGITAL, INC., a Delaware corporation (the “Company”), and TAGLICH BROTHERS, INC. (“Placement Agent”).
Re: BROOKSHIRETM RAW MATERIALS (U.S.) TRUST PLACEMENT AGREEMENTPlacement Agreement • April 15th, 2008 • Brookshire Raw Materials (U.S.) Energy USD Fund • Commodity contracts brokers & dealers • Delaware
Brookshire Raw Materials Management, LLC, a Delaware limited liability company (the “Managing Owner”), has caused the formation, on August 17, 2006, of a statutory trust pursuant to the Delaware Statutory Trust Act (the “Trust Act”), under the name Brookshire Raw Materials (U.S.) Trust (the “Trust”), for the purpose of engaging in the speculative trading of commodity futures and forward contracts. CSC Trust Company of Delaware, a Delaware company (the “Trustee”), is the trustee of the Trust and has delegated substantially all responsibility for the management of the Trust’s business and affairs to the Managing Owner. The Amended and Restated Declaration of Trust and Trust Agreement dated as of , 2007 (the “Trust Agreement”) sets forth the terms of the Trust. Capitalized terms not defined in this Placement Agreement have the meanings assigned to such terms in the Registration Statement (as hereinafter defined) and/or the Trust Agreement.
Placement Agreement DetailsPlacement Agreement • June 6th, 2024
Placement Provider Vetting Confirmation and Placement Agreement Form for the purposes of s.12(3A) of the National Vetting Bureau (Children and Vulnerable Persons) Act 2012 (as amended)Placement Agreement • December 10th, 2021
The University of Limerick is a ‘relevant organisation’ as defined in section 2 of the National Vetting Bureau (Children and Vulnerable Persons) Act 2012 (as amended). This form is used to record an agreement between the University of Limerick and another relevant organisation, referred to in this agreement as the ‘Placement Provider’, at whose organisation students of the University of Limerick are placed as an integral part of their programme of study or in a volunteer capacity.
PXRE CAPITAL TRUST III PLACEMENT AGREEMENTPlacement Agreement • August 8th, 2003 • Pxre Group LTD • Title insurance • New York
FIRST COMMUNITY BANK CORPORATION OF FLORIDA Up to 600,000 Units Each Consisting of 4.165 Shares of Common Stock and one Share of 10% Cumulative Convertible Perpetual Preferred Stock, Series B (liquidation preference - $25.00 per share) PLACEMENT AGREEMENTPlacement Agreement • January 5th, 2010 • First Community Bank Corp of America • Savings institution, federally chartered • New York
RECITALSPlacement Agreement • September 26th, 2017
PLACEMENT AGREEMENTPlacement Agreement • March 4th, 2015 • Tantech Holdings LTD • Industrial organic chemicals
The undersigned, Tantech Holdings, Ltd., a British Virgin Islands company (the “Company”), and certain stockholders of the Company (the “Selling Stockholders”) named in Schedule 1 attached hereto, hereby confirms the agreement with ViewTrade Securities, Inc. (hereinafter referred to as “you” (including its correlatives) or the “Placement Agent”) as follows:
PLACEMENT AGREEMENT This Placement Agreement, dated as of _______ ___, 2006, is entered into among Torrey International Strategy Partners, LLC, a limited liability company organized under the laws of the State of Delaware (the "Fund"), Torrey...Placement Agreement • January 25th, 2006 • Torrey International Strategy Partners LLC • New York
PLACEMENT & funding AGREEMENT - Boys homePlacement Agreement • June 21st, 2019
A completed and signed placement agreement will always be maintained for each youth placed in the REST ASSURED, LLC program. This agreement shall obligate REST ASSURED, LLC, the legal guardian and the placing agency to provide the highest level of cooperation and service to ensure positive growth and advancement for the youth in placement. Please review this agreement and complete the necessary information as indicated.
Exhibit 1.2 PLACEMENT AGREEMENT August ___, 2003 U.S. BANCORP PIPER JAFFRAY, INC. Piper Jaffray Tower 222 South Ninth Street Minneapolis, MN 55402 Ladies/Gentlemen: 1. General. TranSwitch Corporation, a Delaware corporation (the ------- "Company"),...Placement Agreement • August 27th, 2003 • Transwitch Corp /De • Semiconductors & related devices • New York
PLACEMENT AGREEMENT February 6, 2006Placement Agreement • March 2nd, 2006 • Wentworth I Inc • Blank checks • Colorado
Aero Grow International, Inc. (“Company”) proposes to offer, offer for sale and sell up to 2,400,000 Units at an offering price of $5.00 per Unit, to accredited investors. The offering of the Units (“Offering”) is being made on a best efforts, $5,000,000 minimum (“Minimum Amount”) $12,000,000 maximum (“Maximum Amount”) basis. Each Unit shall consist of one share of Common Stock and one Warrant. Each Warrant is exercisable for one share of Common Stock at an exercise price of $6.25 per share. Each Warrant will be non-redeemable and will be exercisable for five years from the closing of this Offering. There will be only one closing of this Offering.
PLACEMENT AGREEMENT – EXTERNAL ADVANCED DIPLOMA TRAINEE COUNSELLORPlacement Agreement • September 20th, 2019
All counsellors are required either to be currently in appropriate psychodynamic personal therapy or to have had experience of psychodynamic/psychoanalytic therapy at least once weekly for the duration of their training. The requirement for Trainee counsellors is that they remain in personal therapy approved by the Training Team for the duration of their training and in accordance with The Counselling Foundation Training Handbooks for the Advanced Diploma in Psychodynamic Counselling.
CAPSTEAD MORTGAGE CORPORATION 40,000 Capital Securities Fixed/Floating Rate Capital Securities (Liquidation Amount $1,000.00 per Capital Security) PLACEMENT AGREEMENTPlacement Agreement • February 24th, 2012 • Capstead Mortgage Corp • Real estate investment trusts • New York
Capstead Mortgage Corporation, a Maryland corporation (the “Company”), and its financing subsidiary, Capstead Mortgage Trust II, a Delaware statutory trust (the “Trust,” and hereinafter together with the Company, the “Offerors”), hereby confirm their agreement (this “Agreement”) with you as placement agents (the “Placement Agents”), as follows:
Insert date] Private and Confidential [Insert placements full name] [Insert placements residential address]Placement Agreement • January 17th, 2023
PLACEMENT AGREEMENTPlacement Agreement • March 14th, 2018
Nimi/Name Opiskelijanumero/Student Number Koulutus, suuntautumisvaihtoehto, opintojen aloitusvuosi / Degree Programme, Targeted Degree, Starting year of the Study Ryhmätunnus/ Group Code Syntymäaika/ Date of Birth Puhelin/Telephone Sähköpostiosoite/Email
PEOPLES COMMUNITY BANCSHARES, INC. 4,000 Capital Securities Fixed/Floating Rate Capital Securities (Liquidation Amount $1,000.00 per Capital Security) PLACEMENT AGREEMENTPlacement Agreement • March 14th, 2008 • Superior Bancorp • State commercial banks • New York
PLACEMENT AGREEMENT between HEBRON TECHNOLOGY CO., LTD. (the “Company”) and SPARTAN SECURITIES GROUP, LTD. (the “Placement Agent”) HEBRON TECHNOLOGY CO., LTD. PLACEMENT AGREEMENTPlacement Agreement • June 13th, 2016 • Hebron Technology Co., LTD • Miscellaneous fabricated metal products • New York
The undersigned, Hebron Technology Co., Ltd., a British Virgin Islands company (collectively with its subsidiaries, including, without limitation, all entities disclosed or described in the Registration Statement (as hereinafter defined) as being subsidiaries of the Company, the “Company”), hereby confirms its agreement with Spartan Securities Group, Ltd. (hereinafter referred to as “you” (including its correlatives) or the “Placement Agent”), with respect to the sale by the Company, through the Placement Agent, on a best efforts basis, of a minimum of two million five hundred thousand (2,500,000) common shares of the Company and a maximum of five million (5,000,000) common shares of the Company (the “Best Efforts Shares”), par value $0.001 per share (the “Shares”).
Diploma in Wind Band StudiesPlacement Agreement • March 13th, 2023
The Diploma in Wind Band Studies includes two compulsory student placements aimed at providing students in the Diploma with the opportunity to experience on-site band practice with a band club member of the
GANNON UNIVERSITYPlacement Agreement • August 5th, 2021 • Pennsylvania
THIS AGREEMENT is made this 26th day of July 2021, by and between Gannon University (hereinafter referred to as “University”) and the Wattsburg School District (hereinafter “School District”). This agreement is for the placement of Advanced Certification Candidates and/or Student Teacher Candidates (hereinafter “Candidates”) in the Wattsburg School District. The parties intend to be legally bound to the following terms:
FORM OF PLACEMENT AGENT WARRANT TO PURCHASE ORDINARY SHARES REPRESENTED BY AMERICAN DEPOSITARY SHARES Kitov Pharma Ltd.Placement Agreement • June 5th, 2018 • Kitov Pharma Ltd. • Pharmaceutical preparations
THIS WARRANT TO PURCHASE ORDINARY SHARES REPRESENTED BY AMERICAN DEPOSITARY SHARES (the “Warrant”) certifies that, for value received, __________ or its assigns (the “Holder”) is entitled, upon the terms and subject to the limitations on exercise and the conditions hereinafter set forth, at any time on or after June 5, 2018 (the “Initial Exercise Date”) and on or prior to the close of business on June 1, 2023, or if the final day of such period falls on a date that is not a Trading Day, the next succeeding Trading Day (the “Termination Date”) but not thereafter, to subscribe for and purchase from Kitov Pharma Ltd., a company organized under the laws of the State of Israel (the “Company”), up to ________ Ordinary Shares (the “Warrant Shares”) represented by American Depositary Shares (“ADSs”), as subject to adjustment hereunder, and the ADSs issuable upon exercise of this Warrant the “Warrant ADSs”). The purchase price of one Warrant ADS shall be equal to the Exercise Price, as defined
