HAMILTON LANE INCORPORATED 671,737 Shares of Class A Common Stock Underwriting AgreementHamilton Lane INC • March 9th, 2023 • Investment advice • New York
Company FiledMarch 9th, 2023 Industry JurisdictionHamilton Lane Incorporated, a Delaware corporation (the “Company”), proposes to issue and sell to BofA Securities, Inc. (the “Underwriter”), an aggregate of 571,737 shares of Class A Common Stock, par value $0.001 per share, of the Company, and Rysaffe Trustee Company (C.I.) Limited as trustee of The Oakville Number Two Trust (the “Selling Stockholder”) proposes to sell to the Underwriter 100,000 shares of Class A Common Stock of the Company (collectively, the “Shares”). The shares of Class A Common Stock of the Company to be outstanding after giving effect to the sale of the Shares, together with the shares of Class B Common Stock, par value $0.001 per share, of the Company (the “Class B Common Stock”) are referred to herein as the “Stock”.
HAMILTON LANE INCORPORATED 950,751 Shares of Class A Common Stock Underwriting AgreementHamilton Lane INC • September 10th, 2021 • Investment advice • New York
Company FiledSeptember 10th, 2021 Industry JurisdictionHamilton Lane Incorporated, a Delaware corporation (the “Company”), proposes to issue and sell to Morgan Stanley & Co. LLC (the “Underwriter”), an aggregate of 877,400 shares of Class A Common Stock, par value $0.001 per share, of the Company, Hartley R. Rogers (“Rogers”) proposes to sell to the Underwriter 11,487 shares of Class A Common Stock of the Company, and Juan Delgado-Moreira (“Delgado-Moreira” and, together with Rogers, the “Selling Stockholders”) proposes to sell to the Underwriter 61,864 shares of Class A Common Stock of the Company (collectively, the “Shares”). The shares of Class A Common Stock of the Company to be outstanding after giving effect to the sale of the Shares, together with the shares of Class B Common Stock, par value $0.001 per share, of the Company (the “Class B Common Stock”) are referred to herein as the “Stock”.
HAMILTON LANE INCORPORATED 1,453,110 Shares of Class A Common Stock Underwriting AgreementHamilton Lane INC • March 4th, 2021 • Investment advice • New York
Company FiledMarch 4th, 2021 Industry JurisdictionHamilton Lane Incorporated, a Delaware corporation (the “Company”), proposes to issue and sell to J.P. Morgan Securities LLC (the “Underwriter”), an aggregate of 1,358,865 shares of Class A Common Stock, par value $0.001 per share, of the Company, Hartley R. Rogers (“Rogers”) proposes to sell to the Underwriter 19,245 shares of Class A Common Stock of the Company, and Rysaffe Trustee Company (C.I.) Limited as trustee of The Oakville Number 2 Trust (“Oakville” and, together with Rogers, the “Selling Stockholders”) proposes to sell to the Underwriter 75,000 shares of Class A Common Stock of the Company (collectively, the “Shares”). The shares of Class A Common Stock of the Company to be outstanding after giving effect to the sale of the Shares, together with the shares of Class B Common Stock, par value $0.001 per share, of the Company (the “Class B Common Stock”) are referred to herein as the “Stock”.
HAMILTON LANE INCORPORATED 2,207,380 Shares of Class A Common Stock Underwriting AgreementHamilton Lane INC • September 4th, 2020 • Investment advice • New York
Company FiledSeptember 4th, 2020 Industry JurisdictionHamilton Lane Incorporated, a Delaware corporation (the “Company”), proposes to issue and sell to J.P. Morgan Securities LLC (the “Underwriter”) an aggregate of 2,132,380 shares of Class A Common Stock, par value $0.001 per share, of the Company, and Rysaffe Trustee Company (C.I.) Limited as trustee of The Oakville Number 2 Trust (“Oakville” or the “Selling Stockholder”) proposes to sell to the Underwriter 75,000 shares of Class A Common Stock of the Company (collectively, the “Shares”). The shares of Class A Common Stock of the Company to be outstanding after giving effect to the sale of the Shares, together with the shares of Class B Common Stock, par value $0.001 per share, of the Company (the “Class B Common Stock”) are referred to herein as the “Stock”.
Reference is made herein to the following documents entered into in connection with the Company’s initial public offering: (i) the Fourth Amended and Restated Limited Liability Company Agreement of Hamilton Lane Advisors, L.L.C., a Pennsylvania...Hamilton Lane INC • June 5th, 2020 • Investment advice • New York
Company FiledJune 5th, 2020 Industry Jurisdiction
2,680,089 Shares of Class A Common Stock Underwriting AgreementHamilton Lane INC • September 12th, 2019 • Investment advice • New York
Company FiledSeptember 12th, 2019 Industry JurisdictionHamilton Lane Incorporated, a Delaware corporation (the “Company”), proposes to issue and sell to the several underwriters listed in Schedule 1 hereto (the “Underwriters”), for whom you are acting as representatives (the “Representatives”), an aggregate of 2,451,633 shares of Class A Common Stock, par value $0.001 per share, of the Company, Juan Delgado-Moreira (“Delgado-Moreira”) proposes to sell to the several Underwriters 150,000 shares of Class A Common Stock of the Company, and Hartley R. Rogers (“Rogers” and together with Delgado-Moreira, the “Selling Stockholders”) proposes to sell to the several Underwriters 78,456 shares of Class A Common Stock of the Company (collectively, the “Shares”). The shares of Class A Common Stock of the Company to be outstanding after giving effect to the sale of the Shares, together with the shares of Class B Common Stock, par value $0.001 per share, of the Company (the “Class B Common Stock”) are referred to herein as the “Stock”.
•] Shares of Class A Common Stock Underwriting AgreementHamilton Lane INC • February 26th, 2018 • Investment advice • New York
Company FiledFebruary 26th, 2018 Industry JurisdictionAs Representatives of the several Underwriters listed in Schedule 1 hereto c/o J.P. Morgan Securities LLC 383 Madison Avenue New York, New York 10179 Morgan Stanley & Co. LLC 1585 Broadway New York, New York 10036