Common Contracts
5 similar Underwriting Agreement contracts by Carolina Trust BancShares, Inc., First Community Bancshares Inc /Nv/, Provident Financial Holdings Inc, others
Underwriting AgreementUnderwriting Agreement • April 19th, 2018 • Carolina Trust BancShares, Inc. • State commercial banks • New York
In this Underwriting Agreement (this “Agreement”), Carolina Trust BancShares, Inc., a North Carolina corporation (the “Company”), and its subsidiary Carolina Trust Bank, a North Carolina corporation (the “Bank”), confirm their respective agreements with the underwriters named in Schedule I hereto (each, an “Underwriter” and collectively, the “Underwriters”), for whom Sandler O’Neill & Partners, L.P. is acting as representative (the “Representative”) with respect to the proposed issuance and sale, subject to the terms and conditions stated herein, of an aggregate of 2,310,000 shares (the “Firm Shares”) and, at the election of the Underwriters, up to 346,500 additional shares (the “Optional Shares”) of the common stock, $2.50 par value per share (“Stock”), of the Company (the Firm Shares and the Optional Shares that the Underwriters elect to purchase pursuant to Section 2 hereof collectively referred to herein as the “Shares”).
WESTERN ALLIANCE BANCORPORATION 10% Senior Notes due 2015 Underwriting AgreementUnderwriting Agreement • August 25th, 2010 • Western Alliance Bancorporation • State commercial banks • New York
Keefe, Bruyette & Woods, Inc. Goldman, Sachs & Co. As Representatives of the several Underwriters c/o Keefe, Bruyette & Woods, Inc. 787 Seventh Avenue 4th Floor New York, New York 10019
Shares Provident Financial Holdings, Inc. Common Stock $.01 Par Value Per Share Underwriting AgreementUnderwriting Agreement • November 13th, 2009 • Provident Financial Holdings Inc • Savings institution, federally chartered • New York
Provident Financial Holdings, Inc., a Delaware corporation (the “Company”), proposes, subject to the terms and conditions stated herein, to issue and sell to Sandler O’Neill & Partners, L.P. (“Sandler O’Neill” or an “Underwriter”) and each of the other underwriters named in Schedule I hereto (collectively, the “Underwriters,” which term shall also include any underwriter substituted as hereinafter provided in Section 11 hereof), for whom Sandler O’Neill is acting as representative (in such capacity, the “Representative”) with respect to (i) the sale by the Company, and the purchase by the Underwriters, acting severally and not jointly, of an aggregate of _________ shares of common stock, $.01 par value per share, of the Company (the “Common Stock”), as set forth in Schedule I hereto (the “Firm Shares”) and (ii) the grant by the Company to the Underwriters, acting severally and not jointly, of the option described in Section 2 hereof to purchase all or any part of ________ additional sh
4,600,000 Shares First Community Bancshares, Inc. Common Stock par value $1.00 per share Underwriting AgreementUnderwriting Agreement • June 5th, 2009 • First Community Bancshares Inc /Nv/ • State commercial banks • New York
First Community Bancshares, Inc., a Nevada corporation (the “Company”), proposes, subject to the terms and conditions stated herein, to issue and sell to Sandler O’Neill & Partners, L.P. (“Sandler O’Neill” or an “Underwriter”) and each of the other underwriters named in Schedule A hereto (collectively, the “Underwriters,” which term shall also include any underwriter substituted as hereinafter provided in Section 11 hereof), for whom Sandler O’Neill is acting as representative (in such capacity, the “Representative”) with respect to (i) the sale by the Company, and the purchase by the Underwriters, acting severally and not jointly, of an aggregate of 4,600,000 shares of Common Stock, $1.00 par value per share, of the Company (the “Stock”), as set forth in Schedule I hereto (the “Firm Shares”) and (ii) the grant by the Company to the Underwriters, acting severally and not jointly, of the option described in Section 2 hereof to purchase all or any part of 690,000 additional shares of Com
2,800,000 Shares Smithtown Bancorp, Inc. Common Stock par value $0.01 per share Underwriting AgreementUnderwriting Agreement • May 19th, 2009 • Smithtown Bancorp Inc • State commercial banks • New York
Smithtown Bancorp, Inc., a New York corporation (the “Company”), proposes, subject to the terms and conditions stated herein, to issue and sell to Sandler O’Neill & Partners, L.P. (the “Underwriter”) an aggregate of 2,800,000 shares (the “Firm Shares”) and, at the election of the Underwriter, up to 200,000 additional shares (the “Optional Shares”) of the common stock, par value $0.01 per share (“Stock”), of the Company (the Firm Shares and the Optional Shares that the Underwriter elects to purchase pursuant to Section 2 hereof being collectively called the “Shares”).
