WESTERN ALLIANCE BANCORPORATION 10% Senior Notes due 2015 Underwriting AgreementUnderwriting Agreement • August 25th, 2010 • Western Alliance Bancorporation • State commercial banks • New York
Contract Type FiledAugust 25th, 2010 Company Industry JurisdictionKeefe, Bruyette & Woods, Inc. Goldman, Sachs & Co. As Representatives of the several Underwriters c/o Keefe, Bruyette & Woods, Inc. 787 Seventh Avenue 4th Floor New York, New York 10019
Shares Provident Financial Holdings, Inc. Common Stock $.01 Par Value Per Share Underwriting AgreementUnderwriting Agreement • November 13th, 2009 • Provident Financial Holdings Inc • Savings institution, federally chartered • New York
Contract Type FiledNovember 13th, 2009 Company Industry JurisdictionProvident Financial Holdings, Inc., a Delaware corporation (the “Company”), proposes, subject to the terms and conditions stated herein, to issue and sell to Sandler O’Neill & Partners, L.P. (“Sandler O’Neill” or an “Underwriter”) and each of the other underwriters named in Schedule I hereto (collectively, the “Underwriters,” which term shall also include any underwriter substituted as hereinafter provided in Section 11 hereof), for whom Sandler O’Neill is acting as representative (in such capacity, the “Representative”) with respect to (i) the sale by the Company, and the purchase by the Underwriters, acting severally and not jointly, of an aggregate of _________ shares of common stock, $.01 par value per share, of the Company (the “Common Stock”), as set forth in Schedule I hereto (the “Firm Shares”) and (ii) the grant by the Company to the Underwriters, acting severally and not jointly, of the option described in Section 2 hereof to purchase all or any part of ________ additional sh
4,600,000 Shares First Community Bancshares, Inc. Common Stock par value $1.00 per share Underwriting AgreementUnderwriting Agreement • June 5th, 2009 • First Community Bancshares Inc /Nv/ • State commercial banks • New York
Contract Type FiledJune 5th, 2009 Company Industry JurisdictionFirst Community Bancshares, Inc., a Nevada corporation (the “Company”), proposes, subject to the terms and conditions stated herein, to issue and sell to Sandler O’Neill & Partners, L.P. (“Sandler O’Neill” or an “Underwriter”) and each of the other underwriters named in Schedule A hereto (collectively, the “Underwriters,” which term shall also include any underwriter substituted as hereinafter provided in Section 11 hereof), for whom Sandler O’Neill is acting as representative (in such capacity, the “Representative”) with respect to (i) the sale by the Company, and the purchase by the Underwriters, acting severally and not jointly, of an aggregate of 4,600,000 shares of Common Stock, $1.00 par value per share, of the Company (the “Stock”), as set forth in Schedule I hereto (the “Firm Shares”) and (ii) the grant by the Company to the Underwriters, acting severally and not jointly, of the option described in Section 2 hereof to purchase all or any part of 690,000 additional shares of Com
2,800,000 Shares Smithtown Bancorp, Inc. Common Stock par value $0.01 per share Underwriting AgreementUnderwriting Agreement • May 19th, 2009 • Smithtown Bancorp Inc • State commercial banks • New York
Contract Type FiledMay 19th, 2009 Company Industry JurisdictionSmithtown Bancorp, Inc., a New York corporation (the “Company”), proposes, subject to the terms and conditions stated herein, to issue and sell to Sandler O’Neill & Partners, L.P. (the “Underwriter”) an aggregate of 2,800,000 shares (the “Firm Shares”) and, at the election of the Underwriter, up to 200,000 additional shares (the “Optional Shares”) of the common stock, par value $0.01 per share (“Stock”), of the Company (the Firm Shares and the Optional Shares that the Underwriter elects to purchase pursuant to Section 2 hereof being collectively called the “Shares”).