Standard Contracts
AMENDMENT TO SHAREHOLDER PROTECTION RIGHTS AGREEMENTShareholder Protection Rights Agreement • April 26th, 2002 • Smithtown Bancorp Inc • State commercial banks • New York
Contract Type FiledApril 26th, 2002 Company Industry Jurisdiction
SMITHTOWN BANCORP, INC.Indenture • September 24th, 2009 • Smithtown Bancorp Inc • State commercial banks • New York
Contract Type FiledSeptember 24th, 2009 Company Industry JurisdictionINDENTURE dated as of _________________, between SMITHTOWN BANCORP, INC., a New York corporation (the "Company"), having its principal office at ______________________, New York, _______, and ______________________, a _______________ corporation (the "Trustee"), having its principal office at ______________________.
Exhibit 1 SHAREHOLDER PROTECTION RIGHTS AGREEMENTShareholder Protection Rights Agreement • October 8th, 1997 • Smithtown Bancorp Inc • State commercial banks • New York
Contract Type FiledOctober 8th, 1997 Company Industry Jurisdiction
AMENDED AND RESTATED CHANGE IN CONTROL AGREEMENTChange in Control Agreement • December 28th, 2006 • Smithtown Bancorp Inc • State commercial banks
Contract Type FiledDecember 28th, 2006 Company IndustryThis Agreement, effective as of this 22nd day of December, 2006 (the "Effective Date") by and between Smithtown Bancorp, Inc., a New York corporation (the "Company"), Bank of Smithtown, a New York banking institution (the "Bank"), and Anita M. Florek (the "Executive"), Executive Vice President and Chief Financial Officer of the Company and the Bank.
AMENDMENT TO BANK OF SMITHTOWN EXECUTIVE INCENTIVE RETIREMENT AGREEMENTExecutive Incentive Retirement Agreement • December 28th, 2006 • Smithtown Bancorp Inc • State commercial banks
Contract Type FiledDecember 28th, 2006 Company IndustryTHIS AMENDMENT to the Bank of Smithtown Executive Incentive Retirement Agreement is made this 22nd day of December, 2006 by and between Bank of Smithtown, a state-chartered commercial bank (the “Company”) and Robert J. Anrig (the “Executive”)
2,800,000 Shares Smithtown Bancorp, Inc. Common Stock par value $0.01 per share Underwriting AgreementUnderwriting Agreement • May 19th, 2009 • Smithtown Bancorp Inc • State commercial banks • New York
Contract Type FiledMay 19th, 2009 Company Industry JurisdictionSmithtown Bancorp, Inc., a New York corporation (the “Company”), proposes, subject to the terms and conditions stated herein, to issue and sell to Sandler O’Neill & Partners, L.P. (the “Underwriter”) an aggregate of 2,800,000 shares (the “Firm Shares”) and, at the election of the Underwriter, up to 200,000 additional shares (the “Optional Shares”) of the common stock, par value $0.01 per share (“Stock”), of the Company (the Firm Shares and the Optional Shares that the Underwriter elects to purchase pursuant to Section 2 hereof being collectively called the “Shares”).
BANK OF SMITHTOWN SUBORDINATED NOTES DUE JULY 1, 2019 SMITHTOWN BANCORP, INC. WARRANTS TO PURCHASE COMMON SHARES SUBSCRIPTION AGREEMENTSubscription Agreement • July 29th, 2009 • Smithtown Bancorp Inc • State commercial banks • New York
Contract Type FiledJuly 29th, 2009 Company Industry JurisdictionTHIS SUBSCRIPTION AGREEMENT (this “Subscription Agreement”) dated as of July 27, 2009 is made by and among the undersigned subscriber or subscribers (the “Purchaser”), Bank of Smithtown, a New York state-chartered bank (the “Bank”), and Smithtown Bancorp, Inc., a corporation organized under the laws of the State of New York (the “Company”, and together with the Bank, the “Offerors”).
Exhibit No. 99.1 BANK OF SMITHTOWN EXECUTIVE INCENTIVE RETIREMENT AGREEMENT (Revised for Section 409A Compliance)Executive Incentive Retirement Agreement • April 3rd, 2009 • Smithtown Bancorp Inc • State commercial banks • New York
Contract Type FiledApril 3rd, 2009 Company Industry JurisdictionTHIS AGREEMENT is made this _________ day of _________________, 2008, by and between Bank of Smithtown, a New York State chartered bank, located in Smithtown, NY, (the "Company"), and ________________________ (the "Executive").
AGREEMENT AND PLAN OF MERGER dated as of July 15, 2010 between People’s United Financial, Inc. and Smithtown Bancorp, Inc.Merger Agreement • July 16th, 2010 • Smithtown Bancorp Inc • State commercial banks • New York
Contract Type FiledJuly 16th, 2010 Company Industry JurisdictionAGREEMENT AND PLAN OF MERGER, dated as of July 15, 2010 (this “Plan”), between People’s United Financial, Inc. (“Parent”) and Smithtown Bancorp, Inc. (the “Company”).
BANK OF SMITHTOWN DIRECTOR INCENTIVE RETIREMENT AGREEMENT (Revised for Section 409A Compliance)Director Incentive Retirement Agreement • April 3rd, 2009 • Smithtown Bancorp Inc • State commercial banks • Delaware
Contract Type FiledApril 3rd, 2009 Company Industry JurisdictionTHIS AGREEMENT is made this _________ day of _________________, 2008, by and between Bank of Smithtown, a state chartered commercial bank, located in Smithtown, New York (the "Company"), and ________________________ (the "Director").
BANK OF SMITHTOWN SUPPLEMENTAL EXECUTIVE RETIREMENT AGREEMENT Amended and Restated Effective January 1, 2005Supplemental Executive Retirement Agreement • April 3rd, 2009 • Smithtown Bancorp Inc • State commercial banks • New York
Contract Type FiledApril 3rd, 2009 Company Industry JurisdictionTHIS SECOND AMENDED AND RESTATED SUPPLEMENTAL EXECUTIVE RETIREMENT AGREEMENT (the “Agreement”) is entered into as of this _______ day of ________________, 2008, by and between the Bank of Smithtown, with its main office in Smithtown, New York (the “Bank”), and Bradley E. Rock, Chairman, President and Chief Executive Officer (the “Executive”).
Exhibit 4.1 SHAREHOLDER PROTECTION RIGHTS AGREEMENTShareholder Protection Rights Agreement • September 29th, 1997 • Smithtown Bancorp Inc • State commercial banks • New York
Contract Type FiledSeptember 29th, 1997 Company Industry Jurisdiction
AMENDMENT TO SHAREHOLDER PROTECTION RIGHTS AGREEMENTShareholder Protection Rights Agreement • August 24th, 2004 • Smithtown Bancorp Inc • State commercial banks • New York
Contract Type FiledAugust 24th, 2004 Company Industry JurisdictionAMENDMENT, dated as of July 27, 2004 (this “Amendment”), to the Shareholder Protection Rights Agreement, dated as of September 23, 1997 (as amended from time to time, the “Rights Agreement”), between Smithtown Bancorp Inc., a New York corporation (the “Company”) and Mellon Investor Services LLC, a New Jersey limited liability company (as successor to ChaseMellon Shareholder Services, L.L.C.), as Rights Agent (the “Rights Agent”).
AMENDMENT TO SHAREHOLDER PROTECTION RIGHTS AGREEMENTShareholder Protection Rights Agreement • February 5th, 2004 • Smithtown Bancorp Inc • State commercial banks • New York
Contract Type FiledFebruary 5th, 2004 Company Industry JurisdictionAMENDMENT, dated as of February 3, 2004 (this “Amendment”), to the Shareholder Protection Rights Agreement, dated as of September 23, 1997 (as amended from time to time, the “Rights Agreement”), between Smithtown Bancorp Inc., a New York corporation (the “Company”) and Mellon Investor Services LLC, a New Jersey limited liability company (as successor to ChaseMellon Shareholder Services, L.L.C.), as Rights Agent (the “Rights Agent”).
AMENDMENT TO SHAREHOLDER PROTECTION RIGHTS AGREEMENTShareholder Protection Rights Agreement • January 22nd, 2004 • Smithtown Bancorp Inc • State commercial banks • New York
Contract Type FiledJanuary 22nd, 2004 Company Industry JurisdictionAMENDMENT, effective as of April 29, 2003 (this “Amendment”), to the Shareholder Protection Rights Agreement, dated as of September 23, 1997(as amended from time to time, the “Rights Agreement”), between Smithtown Bancorp, Inc. a New York corporation (the “Company”) and Mellon Investor Services L.L.C., a New Jersey limited liability company (as successor to ChaseMellon Shareholder Services, L.L.C.), as Rights Agent (the “Rights Agent”).
AMENDED AND RESTATED BANK OF SMITHTOWN SUPPLEMENTAL EXECUTIVE RETIREMENT AGREEMENTSupplemental Executive Retirement Agreement • February 2nd, 2007 • Smithtown Bancorp Inc • State commercial banks • New York
Contract Type FiledFebruary 2nd, 2007 Company Industry JurisdictionTHIS AMENDED AND RESTATED SUPPLEMENTAL EXECUTIVE RETIREMENT AGREEMENT (the "Agreement") is entered into as of this 30th day of January, 2007, by and between the Bank of Smithtown, with its main office in Smithtown, New York (the "Bank"), and Bradley E. Rock, Chairman, President and Chief Executive Officer (the "Executive").
FEDERAL DEPOSIT INSURANCE CORPORATION WASHINGTON, D.C.Consent Order • February 1st, 2010 • Smithtown Bancorp Inc • State commercial banks
Contract Type FiledFebruary 1st, 2010 Company IndustrySubject to the acceptance of this STIPULATION AND CONSENT TO THE ISSUANCE OF A CONSENT ORDER (CONSENT AGREEMENT) by the Federal Deposit Insurance Corporation (FDIC), it is hereby stipulated and agreed by and between a representative of the Legal Division of the FDIC and Bank of Smithtown, Smithtown, New York (Bank) as follows:
SUBSCRIPTION AGREEMENT for SMITHTOWN BANCORP, INC. A NEW YORK CORPORATION COMMON SHARES, PAR VALUE $0.01 PER SHARESubscription Agreement • October 1st, 2008 • Smithtown Bancorp Inc • State commercial banks • New York
Contract Type FiledOctober 1st, 2008 Company Industry JurisdictionSubscription Agreement, dated September 26, 2008 (together with any attachments, annexes or exhibits hereto, collectively, this “Agreement”), between Smithtown Bancorp, Inc., a corporation organized under the laws of the State of New York (the “Company”), and the Investor listed on the signature page hereof (the “Investor”).