Common Contracts
55 similar Equity Distribution Agreement contracts by Ellington Financial Inc., Marin Software Inc, New York Mortgage Trust Inc, others
ELLINGTON RESIDENTIAL MORTGAGE REIT COMMON SHARES OF BENEFICIAL INTEREST EQUITY DISTRIBUTION AGREEMENT DATED: November 14, 2023Equity Distribution Agreement • November 15th, 2023 • Ellington Residential Mortgage REIT • Real estate investment trusts • New York
Ellington Financial Inc. Common Stock EQUITY DISTRIBUTION AGREEMENT Dated: November 13, 2023Equity Distribution Agreement • November 14th, 2023 • Ellington Financial Inc. • Real estate • New York
Ellington Financial Inc. Common Stock EQUITY DISTRIBUTION AGREEMENT Dated: November 13, 2023Equity Distribution Agreement • November 14th, 2023 • Ellington Financial Inc. • Real estate • New York
Genprex, Inc. Common Stock EQUITY DISTRIBUTION AGREEMENT Dated: November 18, 2022Equity Distribution Agreement • November 18th, 2022 • Genprex, Inc. • Pharmaceutical preparations • New York
e LAVA THERAPEUTICS N.V.$50,000,000Common StockEQUITY DISTRIBUTION AGREEMENTDated: April 11, 2022Equity Distribution Agreement • April 12th, 2022 • LAVA Therapeutics NV • Pharmaceutical preparations • New York
Two Harbors Investment Corp. 31,302,700 Shares of Common Stock AMENDED AND RESTATED EQUITY DISTRIBUTION AGREEMENT Dated: August 13, 2021Equity Distribution Agreement • August 13th, 2021 • Two Harbors Investment Corp. • Real estate investment trusts • New York
New York Mortgage Trust, Inc. Up to $100,000,000 Shares of Common Stock EQUITY DISTRIBUTION AGREEMENT Dated: August 10, 2021Equity Distribution Agreement • August 11th, 2021 • New York Mortgage Trust Inc • Real estate investment trusts • New York
Ellington Financial Inc. Common Stock EQUITY DISTRIBUTION AGREEMENT Dated: August 6, 2021Equity Distribution Agreement • August 9th, 2021 • Ellington Financial Inc. • Real estate • New York
PLx Pharma Inc. Common Stock EQUITY DISTRIBUTION AGREEMENT Dated: August 6, 2021Equity Distribution Agreement • August 6th, 2021 • PLx Pharma Inc. • Pharmaceutical preparations • New York
Marin Software Incorporated Common Stock EQUITY DISTRIBUTION AGREEMENT Dated: August 2, 2021Equity Distribution Agreement • August 3rd, 2021 • Marin Software Inc • Services-computer processing & data preparation • New York
Marin Software Incorporated Common Stock EQUITY DISTRIBUTION AGREEMENT Dated: July 15, 2021Equity Distribution Agreement • July 15th, 2021 • Marin Software Inc • Services-computer processing & data preparation • New York
Ready Capital Corporation $150,000,000 of Common Stock EQUITY DISTRIBUTION AGREEMENTEquity Distribution Agreement • July 9th, 2021 • Ready Capital Corp • Real estate investment trusts • New York
Ready Capital Corporation, a Maryland corporation (the “Company”), Sutherland Partners, L.P., a Delaware limited partnership (the “Operating Partnership”), and Waterfall Asset Management, LLC, a Delaware limited liability company (the “Manager”), each confirms its agreement (this “Agreement”) with JMP Securities LLC (the “Placement Agent”), as follows:
Capstead Mortgage Corporation Shares of Common Stock and Shares of 7.50% Series E Cumulative Redeemable Preferred Stock EQUITY DISTRIBUTION AGREEMENT Dated: January 12, 2021Equity Distribution Agreement • January 12th, 2021 • Capstead Mortgage Corp • Real estate investment trusts • New York
Capstead Mortgage Corporation, a Maryland corporation (the “Company”), confirms its agreement (this “Agreement”) with [BANK NAME] (the “Placement Agent”), as follows:
MARINUS PHARMACEUTICALS, INC. Shares of Common Stock EQUITY DISTRIBUTION AGREEMENTEquity Distribution Agreement • July 9th, 2020 • Marinus Pharmaceuticals Inc • Pharmaceutical preparations • New York
EX-1.1 2 mrns-20170930ex110f5e834.htm EX-1.1 MARINUS PHARMACEUTICALS, INC. Shares of Common Stock EQUITY DISTRIBUTION AGREEMENT Dated: October 31, 2017Equity Distribution Agreement • May 5th, 2020 • New York
Exhibit A – Form of Placement Notice Exhibit B – Authorized Individuals for Placement Notices and Acceptances Exhibit C – Compensation Exhibit D – Form of Corporate Opinion of Duane Morris LLP Exhibit E – Officer Certificate Exhibit F – Issuer Free Writing Prospectuses
iCad, Inc. Common Stock EQUITY DISTRIBUTION AGREEMENT Dated: March 30, 2020Equity Distribution Agreement • March 31st, 2020 • Icad Inc • Surgical & medical instruments & apparatus • New York
iCad, Inc., a Delaware corporation (the “Company”), confirms its agreement (this “Agreement”) with JMP Securities LLC (the “Placement Agent”), as follows:
Mitcham Industries, Inc. 9.00% Series A Cumulative Preferred Stock AMENDED AND RESTATED EQUITY DISTRIBUTION AGREEMENT Dated: December 18, 2019Equity Distribution Agreement • December 18th, 2019 • Mitcham Industries Inc • Services-equipment rental & leasing, nec • New York
This AMENDED AND RESTATED EQUITY DISTRIBUTION AGREEMENT (this “Agreement”), dated as of December 18, 2019 (the “Effective Date”), is entered into by and between Mitcham Industries, Inc., a Texas corporation (the “Company”) and Ladenburg Thalmann & Co. Inc. (the “Placement Agent”).
Sorrento Therapeutics, Inc. $75,000,000 Common Stock EQUITY DISTRIBUTION AGREEMENT Dated: October 1, 2019Equity Distribution Agreement • October 1st, 2019 • Sorrento Therapeutics, Inc. • Services-commercial physical & biological research • New York
Sorrento Therapeutics, Inc., a Delaware corporation (the “Company”), confirms its agreement (this “Agreement”) with JMP Securities LLC (the “Placement Agent”), as follows:
EQUITY DISTRIBUTION AGREEMENTEquity Distribution Agreement • April 3rd, 2019 • Ellington Financial Inc. • Real estate • New York
New York Mortgage Trust, Inc. Up to $50,000,000 of 7.75% Series B Cumulative Redeemable Preferred Stock ($0.01 par value per share) 7.875% Series C Cumulative Redeemable Preferred Stock ($0.01 par value per share) 8.00% Series D Fixed-to-Floating Rate...Equity Distribution Agreement • March 29th, 2019 • New York Mortgage Trust Inc • Real estate investment trusts • New York
New York Mortgage Trust, Inc., a Maryland corporation (the “Company”), confirms its agreement (this “Agreement”) with JonesTrading Institutional Services LLC (the “Placement Agent”), as follows:
PLx Pharma Inc. Common Stock EQUITY DISTRIBUTION AGREEMENT Dated: March 25, 2019Equity Distribution Agreement • March 25th, 2019 • PLx Pharma Inc. • Pharmaceutical preparations • New York
Marin Software Incorporated Common Stock EQUITY DISTRIBUTION AGREEMENT Dated: March 14, 2019Equity Distribution Agreement • March 14th, 2019 • Marin Software Inc • Services-computer processing & data preparation • New York
Two Harbors Investment Corp. 35,000,000 Shares of Common Stock EQUITY DISTRIBUTION AGREEMENT Dated: February 8, 2019Equity Distribution Agreement • February 8th, 2019 • Two Harbors Investment Corp. • Real estate investment trusts • New York
Two Harbors Investment Corp., a Maryland corporation (the “Company”) confirms its agreement (this “Agreement”) with Credit Suisse Securities (USA) LLC (the “Placement Agent”), as follows:
Idera Pharmaceuticals, Inc. Common Stock EQUITY DISTRIBUTION AGREEMENT Dated: November 26, 2018Equity Distribution Agreement • November 26th, 2018 • Idera Pharmaceuticals, Inc. • Biological products, (no disgnostic substances) • New York
Idera Pharmaceuticals, Inc., a Delaware corporation (the “Company”), confirms its agreement (this “Agreement”) with JMP Securities LLC (the “Placement Agent”), as follows:
Sutherland Asset Management Corporation $100,000,000 of Common Stock EQUITY DISTRIBUTION AGREEMENT Dated: August 31, 2018Equity Distribution Agreement • September 4th, 2018 • Sutherland Asset Management Corp • Real estate investment trusts • New York
Sutherland Asset Management Corporation $100,000,000 of Common Stock EQUITY DISTRIBUTION AGREEMENT Dated: August 31, 2018Equity Distribution Agreement • September 4th, 2018 • Sutherland Asset Management Corp • Real estate investment trusts • New York
Sutherland Asset Management Corporation $100,000,000 of Common Stock EQUITY DISTRIBUTION AGREEMENT Dated: August 31, 2018Equity Distribution Agreement • September 4th, 2018 • Sutherland Asset Management Corp • Real estate investment trusts • New York
EQUITY DISTRIBUTION AGREEMENTEquity Distribution Agreement • June 29th, 2018 • Ellington Financial LLC • Real estate • New York
Veritone, Inc. Common Stock EQUITY DISTRIBUTION AGREEMENT Dated: June 1, 2018Equity Distribution Agreement • June 1st, 2018 • Veritone, Inc. • Services-computer processing & data preparation • New York
MARINUS PHARMACEUTICALS, INC. Shares of Common Stock EQUITY DISTRIBUTION AGREEMENTEquity Distribution Agreement • October 31st, 2017 • Marinus Pharmaceuticals Inc • Pharmaceutical preparations • New York
Exhibit A – Form of Placement Notice Exhibit B – Authorized Individuals for Placement Notices and Acceptances Exhibit C – Compensation Exhibit D – Form of Corporate Opinion of Duane Morris LLP Exhibit E – Officer Certificate Exhibit F – Issuer Free Writing Prospectuses
New York Mortgage Trust, Inc.Up to $100,000,000Shares of Common Stock EQUITY DISTRIBUTION AGREEMENTDated: August 10, 2017Equity Distribution Agreement • August 11th, 2017 • New York Mortgage Trust Inc • Real estate investment trusts • New York
CYS Investments, Inc. 20,000,000 Shares of Common Stock EQUITY DISTRIBUTION AGREEMENT Dated: August 4, 2017Equity Distribution Agreement • August 4th, 2017 • CYS Investments, Inc. • Real estate investment trusts • New York
Arlington Asset Investment Corp. Up to 1,865,000 Shares of 7.00% Series B Cumulative Perpetual Redeemable Preferred Stock ($0.01 par value per share) EQUITY DISTRIBUTION AGREEMENT Dated: May 16, 2017Equity Distribution Agreement • May 17th, 2017 • Arlington Asset Investment Corp. • Investors, nec • New York
Strongbridge Biopharma plc Ordinary Shares EQUITY DISTRIBUTION AGREEMENT Dated: April 28, 2017Equity Distribution Agreement • April 28th, 2017 • Strongbridge Biopharma PLC • Pharmaceutical preparations • New York
Arlington Asset Investment Corp. Up to 6,000,000 Shares of Class A Common Stock ($0.01 par value per share) EQUITY DISTRIBUTION AGREEMENT Dated: February 22, 2017Equity Distribution Agreement • February 22nd, 2017 • Arlington Asset Investment Corp. • Investors, nec • New York
