INDEMNIFICATION AGREEMENTIndemnification Agreement • September 9th, 2019 • Ready Capital Corp • Real estate investment trusts • Maryland
Contract Type FiledSeptember 9th, 2019 Company Industry JurisdictionWHEREAS, Sutherland Asset Management Corporation will be renamed “Ready Capital Corporation”, and pursuant to Section 19(c) hereof, the Company desires to enter into this Agreement with the Indemnitee.
THIRD AMENDED AND RESTATED AGREEMENT OF LIMITED PARTNERSHIPLimited Partnership Agreement • March 13th, 2019 • Ready Capital Corp • Real estate investment trusts • Delaware
Contract Type FiledMarch 13th, 2019 Company Industry JurisdictionTHIS THIRD AMENDED AND RESTATED AGREEMENT OF LIMITED PARTNERSHIP OF SUTHERLAND PARTNERS, L.P., dated as of March 5, 2019 (this "Agreement") is entered into by and among READY CAPITAL CORPORATION (formerly known as SUTHERLAND ASSET MANAGEMENT CORPORATION formerly known as ZAIS FINANCIAL CORP.), a Maryland corporation (the "General Partner"), and the limited partner(s) listed on Exhibit A hereto (each a "Limited Partner").
Ready Capital Corporation $150,000,000 of Common Stock EQUITY DISTRIBUTION AGREEMENTEquity Distribution Agreement • July 9th, 2021 • Ready Capital Corp • Real estate investment trusts • New York
Contract Type FiledJuly 9th, 2021 Company Industry JurisdictionReady Capital Corporation, a Maryland corporation (the “Company”), Sutherland Partners, L.P., a Delaware limited partnership (the “Operating Partnership”), and Waterfall Asset Management, LLC, a Delaware limited liability company (the “Manager”), each confirms its agreement (this “Agreement”) with JMP Securities LLC (the “Placement Agent”), as follows:
AGREEMENT AND PLAN OF MERGER among READY CAPITAL CORPORATION, RCC MERGER SUB, LLC and BROADMARK REALTY CAPITAL INC. Dated as of February 26, 2023Merger Agreement • February 28th, 2023 • Ready Capital Corp • Real estate investment trusts • Maryland
Contract Type FiledFebruary 28th, 2023 Company Industry JurisdictionAGREEMENT AND PLAN OF MERGER, dated as of February 26, 2023 (this “Agreement”), by and among Ready Capital Corporation, a Maryland corporation (“Parent”), RCC Merger Sub, LLC, a Delaware limited liability company and wholly owned subsidiary of Parent (“Merger Sub”), and Broadmark Realty Capital Inc., a Maryland corporation (the “Company”).
Dated as of [•], 20[•] READY CAPITAL CORPORATION, as Issuer and U.S. BANK, NATIONAL ASSOCIATION, as Trustee INDENTURE CROSS-REFERENCE TABLEIndenture • July 24th, 2020 • Ready Capital Corp • Real estate investment trusts • New York
Contract Type FiledJuly 24th, 2020 Company Industry JurisdictionThis INDENTURE, dated as of [●], 20[●] between READY CAPITAL CORPORATION (the "Company"), a Maryland corporation having its principal office at 1151 Avenue of the Americas, 50th Floor, New York, New York 10020, and U.S. BANK, NATIONAL ASSOCIATION (the "Trustee"), a national banking association organized under the laws of the United States of America which has its corporate trust office at 60 Livingston Avenue, St. Paul, MN, 55107.
GUARANTYGuaranty • August 15th, 2014 • ZAIS Financial Corp. • Real estate investment trusts • New York
Contract Type FiledAugust 15th, 2014 Company Industry JurisdictionGUARANTY, dated as of August 14, 2014 (as amended, supplemented, or otherwise modified from time to time, this “Guaranty”), made by ZAIS Financial Corp., a Maryland corporation (the “Guarantor”), in favor of Credit Suisse First Boston Mortgage Capital LLC (the “Buyer”).
A Maryland corporation) $120,000,000 6.125% Senior Notes Due 2025 UNDERWRITING AGREEMENTUnderwriting Agreement • April 11th, 2022 • Ready Capital Corp • Real estate investment trusts • New York
Contract Type FiledApril 11th, 2022 Company Industry JurisdictionReady Capital Corporation, a Maryland corporation (the “Company”), Sutherland Partners, L.P., a Delaware limited partnership (the “Operating Partnership”), and Waterfall Asset Management, LLC, a Delaware limited liability company (the “Manager”), each confirms its agreement with each of the Underwriters listed on Schedule I hereto (the “Underwriters”), for whom Piper Sandler & Co. is acting as Representative (in such capacity, the “Representative”), with respect to the issuance and sale by the Company of $120,000,000 principal amount of its 6.125% senior notes due 2025 (the “Notes”), and the purchase by the Underwriters, acting severally and not jointly, of the respective principal amount of the Notes set forth opposite the names of each of the Underwriters listed in Schedule I hereto. The Notes will be issued pursuant to an indenture (the “Base Indenture”) dated as of August 9, 2017 between the Company and U.S. Bank National Association, as trustee (the “Trustee”), as supplemented by
READY CAPITAL CORPORATION FORM OF RESTRICTED STOCK AWARD AGREEMENTRestricted Stock Award Agreement • February 28th, 2024 • Ready Capital Corp • Real estate investment trusts
Contract Type FiledFebruary 28th, 2024 Company IndustryTHIS AGREEMENT is made by and between Ready Capital Corporation, a Maryland corporation (the “Company”), and [ ] (the “Grantee”), dated as of the [ ] day of [ ], 20[ ] (the “Agreement”).
READY CAPITAL CORPORATION FORM OF RESTRICTED STOCK UNIT AWARD AGREEMENTRestricted Stock Unit Award Agreement • February 28th, 2024 • Ready Capital Corp • Real estate investment trusts
Contract Type FiledFebruary 28th, 2024 Company IndustryTHIS AGREEMENT is made by and between Ready Capital Corporation, a Maryland corporation (the “Company”), and [ ] (the “Grantee”), dated as of the [ ] day of [ ], 20[ ].
1. APPLICABILITY 1 2. DEFINITIONS AND ACCOUNTING MATTERS 1 3. THE TRANSACTIONS 20 4. PAYMENTS; COMPUTATION; COMMITMENT FEE 24 5. TAXES; TAX TREATMENT 25 6. MARGIN MAINTENANCE 27 7. INCOME PAYMENTS 28 8. SECURITY INTEREST; BUYER’S APPOINTMENT AS...Master Repurchase Agreement • March 15th, 2021 • Ready Capital Corp • Real estate investment trusts • New York
Contract Type FiledMarch 15th, 2021 Company Industry JurisdictionSECOND AMENDED AND RESTATED MASTER REPURCHASE AGREEMENT, dated as of June 26, 2017, among WATERFALL COMMERCIAL DEPOSITOR LLC, a Delaware limited liability company as a seller (the “Certificate Seller” or a “Seller”), SUTHERLAND ASSET I, LLC, a Delaware limited liability company as a seller (the “Sutherland Loan Seller” or a “Seller”) and READYCAP COMMERCIAL, LLC (the “ReadyCap Loan Seller” or a “Seller”, and together with the Certificate Seller and the Sutherland Loan Seller, the “Sellers”) and CITIBANK, N.A., a national banking association as buyer (“Buyer”).
FIRST AMENDED AND RESTATED REGISTRATION RIGHTS AGREEMENTRegistration Rights Agreement • January 28th, 2013 • ZAIS Financial Corp. • Real estate investment trusts • New York
Contract Type FiledJanuary 28th, 2013 Company Industry JurisdictionThis First Amended and Restated Registration Rights Agreement (this “Agreement”) is made and entered into this 13th day of December, 2012, among ZAIS Financial Corp., a Maryland corporation (the “Company”), ZAIS REIT Management, LLC, a Delaware limited liability company (the “Advisor”), and certain persons listed on Schedule I hereto (such persons, in their capacities as holders of Registrable Shares (as defined below), the “Holders,” and each a “Holder”).
THIRD AMENDED AND RESTATED GUARANTYGuaranty • March 15th, 2021 • Ready Capital Corp • Real estate investment trusts • New York
Contract Type FiledMarch 15th, 2021 Company Industry JurisdictionTHIS THIRD AMENDED AND RESTATED GUARANTY dated as of November 7, 2019, (as amended, supplemented and otherwise modified from time to time, this “Guaranty”), is made by Sutherland Partners, L.P. (f/k/a ZAIS Financial Partners, L.P.) (the “Guarantor”) in favor of Deutsche Bank AG, New York Branch.
MASTER LOAN AND SECURITY AGREEMENT Dated as of June 27, 2014 READYCAP LENDING, LLC and SUTHERLAND ASSET I, LLC, as Borrowers SUTHERLAND ASSET MANAGEMENT CORPORATION, as Guarantor and JPMORGAN CHASE BANK, N.A., as LenderMaster Loan and Security Agreement • March 15th, 2017 • Sutherland Asset Management Corp • Real estate investment trusts • New York
Contract Type FiledMarch 15th, 2017 Company Industry JurisdictionMASTER LOAN AND SECURITY AGREEMENT, dated as of June 27, 2014 between READYCAP LENDING, LLC, a Delaware limited liability company (“ReadyCap”), SUTHERLAND ASSET I, LLC, a Delaware limited liability company (“Sutherland”, together with ReadyCap, each a “Borrower” and, collectively, the “Borrowers”), SUTHERLAND ASSET MANAGEMENT CORPORATION, a Maryland corporation (the “Guarantor”) and JPMORGAN CHASE BANK, N.A. (the “Lender”).
AGREEMENT AND PLAN OF MERGER among READY CAPITAL CORPORATION, RC MERGER SUBSIDIARY, LLC and ANWORTH MORTGAGE ASSET CORPORATION Dated as of December 6, 2020Merger Agreement • December 8th, 2020 • Ready Capital Corp • Real estate investment trusts • Maryland
Contract Type FiledDecember 8th, 2020 Company Industry JurisdictionAGREEMENT AND PLAN OF MERGER, dated as of December 6, 2020 (this “Agreement”), by and among Ready Capital Corporation, a Maryland corporation (“Parent”), RC Merger Subsidiary, LLC, a Delaware limited liability company and a wholly owned Subsidiary of Parent (“Merger Sub”), and Anworth Mortgage Asset Corporation, a Maryland corporation (the “Company”).
Zais Group/Zais Financial Trademark License AgreementTrademark License Agreement • March 28th, 2013 • ZAIS Financial Corp. • Real estate investment trusts • New York
Contract Type FiledMarch 28th, 2013 Company Industry JurisdictionThis Zais Group/Zais Financial Trademark License Agreement (“Agreement”), is entered into as of the 5th day of February, 2013 (“Effective Date”), by and between the Parties,
AMENDED AND RESTATED MANAGEMENT AGREEMENTManagement Agreement • May 9th, 2016 • ZAIS Financial Corp. • Real estate investment trusts • New York
Contract Type FiledMay 9th, 2016 Company Industry JurisdictionTHIS AMENDED AND RESTATED MANAGEMENT AGREEMENT, dated as of May 9, 2016, among ZAIS FINANCIAL CORP., a Maryland corporation (the "Company"), ZAIS FINANCIAL PARTNERS, L.P., a Delaware limited partnership (the "Operating Partnership"), ZAIS MERGER SUB, LLC, a Delaware limited liability company ("Merger Sub"), SUTHERLAND ASSET I, LLC, a Delaware limited liability company ("Sutherland Asset I"), SUTHERLAND ASSET II, LLC, a Delaware limited liability company ("Sutherland Asset II"), SAMC REO 2013-01, LLC, a Delaware limited liability company ("SAMC 2013"), ZAIS ASSET I, LLC, a Delaware limited liability company ("ZAIS Asset I"), ZAIS ASSET II, LLC, a Delaware limited liability company ("ZAIS Asset II"), ZAIS ASSET III, LLC, a Delaware limited liability company ("ZAIS Asset III"), ZAIS ASSET IV, LLC, a Delaware limited liability company ("ZAIS Asset IV"), ZFC Funding, Inc., a Delaware corporation ("ZFC Funding"), ZFC TRUST, a Maryland trust ("ZFC Trust"), ZFC TRUST TRS I, LLC, a Delaware lim
Page 1. APPLICABILITY 1 2. DEFINITIONS 2 3. INITIATION; CONFIRMATION; TERMINATION; FEES; EXTENSION 33 4. MARGIN MAINTENANCE 40 5. INCOME PAYMENTS AND PRINCIPAL PAYMENTS 41 6. SECURITY INTEREST 45 7. PAYMENT, TRANSFER AND CUSTODY 46 8....Master Repurchase Agreement • March 15th, 2021 • Ready Capital Corp • Real estate investment trusts • New York
Contract Type FiledMarch 15th, 2021 Company Industry JurisdictionTHIS FOURTH AMENDED AND RESTATED MASTER REPURCHASE AGREEMENT (this “Agreement”) is dated as of November 7, 2019 and by and among READYCAP COMMERCIAL, LLC (“Originator”), a Delaware limited liability company, READY CAPITAL SUBSIDIARY REIT I, LLC (“Ready REIT”), a Delaware limited liability company, SUTHERLAND WAREHOUSE TRUST II (“Sutherland Trust II”), a Delaware statutory trust, SUTHERLAND ASSET I, LLC (“Sutherland”, and together with Originator, Ready REIT, Sutherland Trust II and any Additional Seller, “Sellers”, and each individually, a “Seller”), a Delaware limited liability company, U.S. BANK NATIONAL ASSOCIATION (“Depository” and “Paying Agent”), a national banking association, and DEUTSCHE BANK AG, NEW YORK BRANCH, a branch of a foreign banking institution (as assignee of Deutsche Bank AG, Cayman Islands Branch, “Buyer”).
THIRD AMENDED AND RESTATED INVESTMENT ADVISORY AGREEMENTInvestment Advisory Agreement • April 29th, 2016 • ZAIS Financial Corp. • Real estate investment trusts • New York
Contract Type FiledApril 29th, 2016 Company Industry JurisdictionTHIS THIRD AMENDED AND RESTATED INVESTMENT ADVISORY AGREEMENT is made as of August 11, 2014 by and among ZAIS FINANCIAL CORP., a Maryland corporation (the “Company”), ZAIS Financial Partners, L.P., a Delaware partnership (the “Operating Partnership”), ZAIS Asset I, LLC, a Delaware limited liability company (“Asset I”), ZAIS Asset II, LLC, a Delaware limited liability company (“Asset II”), ZAIS Asset III, LLC, a Delaware limited liability company (“Asset III”), ZAIS Asset IV, LLC, a Delaware limited liability company, ZAIS Funding, Inc., a Delaware corporation, ZFC Trust, a Maryland trust, ZFC Trust TRS I, LLC, a Delaware limited liability company, and ZAIS REIT Management, LLC, a Delaware limited liability company (together with its permitted assignees, the “Advisor”).
Certain portions of this Exhibit have been redacted pursuant to Item 601(b)(10) of Regulation S-K and, where applicable, have been marked with [***] to indicate where redactions have been made. The marked information has been excluded from the Exhibit...Note Purchase Agreement • September 16th, 2022 • Ready Capital Corp • Real estate investment trusts • New York
Contract Type FiledSeptember 16th, 2022 Company Industry JurisdictionTHIS NOTE PURCHASE AGREEMENT (this “Agreement”) is entered into as of September 15, 2022, by and between Ready Capital Corporation, a Maryland corporation (the “Company”), Sutherland Partners, L.P., a Delaware limited partnership (the “Operating Partnership”), and Waterfall Asset Management, LLC, a Delaware limited liability company (the “Manager”), and each purchaser identified on Appendix A hereto (each, a “Purchaser” and collectively the “Purchasers”).
READY CAPITAL CORPORATION 7,000,000 Shares Common Stock UNDERWRITING AGREEMENTUnderwriting Agreement • January 14th, 2022 • Ready Capital Corp • Real estate investment trusts • New York
Contract Type FiledJanuary 14th, 2022 Company Industry Jurisdiction
Dated as of August 9, 2017Indenture • August 9th, 2017 • Sutherland Asset Management Corp • Real estate investment trusts • New York
Contract Type FiledAugust 9th, 2017 Company Industry JurisdictionThis INDENTURE, dated as of August 9, 2017 between SUTHERLAND ASSET MANAGEMENT CORPORATION (the “Company”), a Maryland corporation having its principal office at 1140 Avenue of the Americas, 7th Floor, New York, New York 10036, and U.S. BANK NATIONAL ASSOCIATION (the “Trustee”), a national banking association organized under the laws of the United States of America which has its corporate trust office at 60 Livingston Avenue, St. Paul, MN, 55107.
AMENDMENT NO. 2 TO THE AGREEMENT AND PLAN OF MERGERAgreement and Plan of Merger • November 4th, 2016 • ZAIS Financial Corp. • Real estate investment trusts • Maryland
Contract Type FiledNovember 4th, 2016 Company Industry JurisdictionAMENDMENT NO. 2 TO THE AGREEMENT AND PLAN OF MERGER, dated as of August 4, 2016 (this “Amendment”), by and among ZAIS FINANCIAL CORP., a Maryland corporation that has elected to be treated as a real estate investment trust for federal income tax purposes (“Company”), ZAIS FINANCIAL PARTNERS, L.P., a Delaware limited partnership and the operating partnership of Company (“Company Operating Partnership”), ZAIS MERGER SUB, LLC, a Delaware limited liability company and a wholly owned subsidiary of Company (“Merger Sub”), SUTHERLAND ASSET MANAGEMENT CORPORATION, a Maryland corporation that has elected to be treated as a real estate investment trust for federal income tax purposes (“Sutherland”), and SUTHERLAND PARTNERS, L.P., a Delaware limited partnership (“Sutherland Operating Partnership”). Each of Company, Company Operating Partnership, Merger Sub, Sutherland and Sutherland Operating Partnership is sometimes referred to herein as a “Party” and collectively as the “Parties.” Capitalized t
Citigroup Global Markets Realty Corp. 390 Greenwich Street 5th Floor New York, New York 10013Master Mortgage Loan Sale Agreement • November 12th, 2013 • ZAIS Financial Corp. • Real estate investment trusts • New York
Contract Type FiledNovember 12th, 2013 Company Industry JurisdictionThis trade confirmation (the “Confirmation”) to the Master Mortgage Loan Sale Agreement dated May 31, 2013 between Citigroup Global Markets Realty Corp. (the “Seller”) and ZFC Trust (the “Purchaser”) (the Purchase Agreement”) confirms the agreement between the Seller and the Purchaser pursuant to which the Seller has agreed to sell, and the Purchaser has agreed to purchase, without recourse, certain first lien, performing and re-performing residential mortgage loans identified on the mortgage loan schedule attached hereto as Exhibit A (the “Mortgage Loans”), on a servicing released basis, subject to the terms set forth herein.
FOURTH AMENDMENT TO AGREEMENT OF LIMITED PARTNERSHIP OF ZAIS FINANCIAL PARTNERS, L.P.Agreement of Limited Partnership • March 28th, 2013 • ZAIS Financial Corp. • Real estate investment trusts • Delaware
Contract Type FiledMarch 28th, 2013 Company Industry JurisdictionThis Fourth Amendment (this "Amendment"), to the Agreement of Limited Partnership of ZAIS Financial Partners, L.P. (the "Partnership"), as amended, is made and entered as of February 13, 2013 by ZAIS Financial Corp., a Maryland corporation (the "General Partner").
FIRST AMENDMENT TO MERGER AGREEMENTMerger Agreement • February 7th, 2022 • Ready Capital Corp • Real estate investment trusts • Maryland
Contract Type FiledFebruary 7th, 2022 Company Industry JurisdictionTHIS CONTINGENT EQUITY RIGHTS AGREEMENT, dated as of [●], 2022 (this “Agreement”), is entered into by and among Ready Capital Corporation, a Maryland corporation (“Parent”), Sutherland Partners, L.P., a Delaware limited partnership (the “Operating Partnership”), and [●], a [●] (the “Rights Agent”).
CONTINGENT EQUITY RIGHTS AGREEMENTContingent Equity Rights Agreement • March 22nd, 2022 • Ready Capital Corp • Real estate investment trusts • New York
Contract Type FiledMarch 22nd, 2022 Company Industry JurisdictionTHIS CONTINGENT EQUITY RIGHTS AGREEMENT, dated as of March 16, 2022 (this “Agreement”), is entered into by and among Ready Capital Corporation, a Maryland corporation (“Parent”), Sutherland Partners, L.P., a Delaware limited partnership (the “Operating Partnership”), and American Stock Transfer & Trust Company, LLC, a New York limited liability trust company (the “Rights Agent”).
MASTER MORTGAGE LOAN SALE AGREEMENT between CITIGROUP GLOBAL MARKETS REALTY CORP. Seller and ZFC TRUST Purchaser Dated as of May 31, 2013Master Mortgage Loan Sale Agreement • August 13th, 2013 • ZAIS Financial Corp. • Real estate investment trusts • New York
Contract Type FiledAugust 13th, 2013 Company Industry JurisdictionThis Master Mortgage Loan Sale Agreement (the “Agreement”) is entered into as of May 31, 2013 by and between CITIGROUP GLOBAL MARKETS REALTY CORP., having an office at 390 Greenwich Street, 5th Floor, New York, New York 10013 (“Seller”), and ZFC TRUST, having an office at c/o ZAIS Financial Partners, L.P., Two Bridge Avenue, Suite 322, Red Bank, New Jersey 07701 (“Purchaser”).
FIRST AMENDMENT TO EQUITY DISTRIBUTION AGREEMENTEquity Distribution Agreement • March 8th, 2022 • Ready Capital Corp • Real estate investment trusts • New York
Contract Type FiledMarch 8th, 2022 Company Industry JurisdictionThis First Amendment (this “Amendment”), dated as of March 8, 2022, to the Equity Distribution Agreement, dated as of July 9, 2021 (the “Agreement”), is entered into by and among Ready Capital Corporation (the “Company”), Sutherland Partners L.P. (the “Operating Partnership”), Waterfall Asset Management, LLC (the “Manager”), and JMP Securities LLC (the “Placement Agent”). Each entity listed above a “Party” and collectively the “Parties”.
ZAIS FINANCIAL PARTNERS, L.P. ZAIS FINANCIAL CORP. Registration Rights AgreementRegistration Rights Agreement • November 25th, 2013 • ZAIS Financial Corp. • Real estate investment trusts • New York
Contract Type FiledNovember 25th, 2013 Company Industry JurisdictionZAIS Financial Partners, L.P., a Delaware limited partnership (the “Company”), proposes to issue and sell to Credit Suisse Securities (USA) LLC (the “Initial Purchaser”) upon the terms set forth in the Purchase Agreement (as defined herein) the Company’s 8.0% Exchangeable Senior Notes due 2016 (the “Notes”), exchangeable into common stock, par value $0.0001 per share (“ZFC Common Stock”) of ZAIS Financial Corp., a Maryland corporation (“ZAIS Financial Corp.”). As an inducement to the Initial Purchaser to enter into the Purchase Agreement and in satisfaction of a condition to the obligations of the Initial Purchaser thereunder, the Company and ZAIS Financial Corp. agree with the Initial Purchaser for the benefit of Holders (as defined herein) from time to time of the Registrable Securities (as defined herein) as follows:
THIRD AMENDMENT OF WARRANT AGREEMENTWarrant Agreement • August 8th, 2023 • Ready Capital Corp • Real estate investment trusts • New York
Contract Type FiledAugust 8th, 2023 Company Industry JurisdictionTHIS THIRD AMENDMENT OF WARRANT AGREEMENT (this “Third Amendment”), made as of May 31, 2023, is made by and among Ready Capital Corporation, a Maryland corporation (“Ready Capital”), RCC Merger Sub, LLC, a Delaware limited liability company and wholly owned subsidiary of Ready Capital (“RCC Merger Sub”) and the successor by merger to Broadmark Realty Capital Inc. (“Broadmark”), and Computershare Inc., a Delaware corporation (“Computershare Inc.”) and its affiliate, Computershare Trust Company, N.A., a federally chartered trust company, (“Trust Company,” and together with Computershare Inc., “Computershare”). Capitalized terms used herein, but not otherwise defined, shall have the meanings given to such terms in the Warrant Agreement (as defined below).
AMENDMENT NO. 2 AND JOINDER TO MASTER REPURCHASE AGREEMENTMaster Repurchase Agreement • September 30th, 2016 • ZAIS Financial Corp. • Real estate investment trusts • New York
Contract Type FiledSeptember 30th, 2016 Company Industry JurisdictionAmendment No. 2 and Joinder to Master Repurchase Agreement, dated as of September [30], 2016 (this “Amendment”), among Credit Suisse First Boston Mortgage Capital LLC (the “Administrative Agent” and a “Buyer”), Credit Suisse AG, a company incorporated under the laws of Switzerland, acting through its Cayman Islands Branch (“Credit Suisse AG” and a “Buyer”), ZFC Funding, Inc., (the “Existing Seller”), ZFC Trust, a Maryland real estate investment trust (the “Joining Seller”), U.S. Bank National Association, not in its individual capacity but solely as trustee (“Pass-Through Trust Trustee”) for ZFC Funding Pass-Through Trust I (“Pass-Through Trust”) and ZAIS Financial Corp. (the “Guarantor”).
] Shares ZAIS FINANCIAL CORP. Common Stock ($0.0001 Par Value) EQUITY UNDERWRITING AGREEMENTEquity Underwriting Agreement • February 7th, 2013 • ZAIS Financial Corp. • Real estate investment trusts • New York
Contract Type FiledFebruary 7th, 2013 Company Industry JurisdictionPursuant to the Agreement of Limited Partnership of ZAIS Financial Partners, L.P. (the “Operating Partnership”), dated as of July 29, 2011, as amended by the Amendment to Agreement of Limited Partnership of ZAIS Financial Partners, L.P., dated as of August 3, 2011, and the Second Amendment to Agreement of Limited Partnership of ZAIS Financial Partners, L.P., dated as of October 11, 2012, and the Third Amendment to Agreement of Limited Partnership of ZAIS Financial Partners, L.P., dated as of December 13, 2012 (collectively, the “OP Agreement”), upon receipt of the net proceeds of (a) the sale of the Firm Shares on the Closing Date (as defined below) and (b) any and all Option Shares on the Option Closing Date (as defined below), the Company will contribute such net proceeds to the Operating Partnership in exchange for a number of units of limited partner interest in the Operating Partnership (the “OP Units”) that is equivalent to the number of Firm Shares or Option Shares, respectively
REGISTRATION RIGHTS AGREEMENTRegistration Rights Agreement • January 28th, 2013 • ZAIS Financial Corp. • Real estate investment trusts • New York
Contract Type FiledJanuary 28th, 2013 Company Industry JurisdictionThis Registration Rights Agreement (this “Agreement”) is made and entered into this 3rd day of August, 2011, among ZAIS Financial Corp., a Maryland corporation (the “Company”), ZAIS Group, LLC, a Delaware limited liability company (“ZAIS Group”) and certain persons listed on Schedule I hereto (such persons, in their capacities as holders of Registrable Shares (as defined below), the “Holders,” and each a “Holder”).
AMENDED AND RESTATED CONTINGENT EQUITY RIGHTS AGREEMENTContingent Equity Rights Agreement • May 9th, 2023 • Ready Capital Corp • Real estate investment trusts • New York
Contract Type FiledMay 9th, 2023 Company Industry JurisdictionTHIS AMENDED AND RESTATED CONTINGENT EQUITY RIGHTS AGREEMENT, dated as of March 21, 2023 (this “Agreement”), is entered into by and among Ready Capital Corporation, a Maryland corporation (“Parent”), Sutherland Partners, L.P., a Delaware limited partnership (the “Operating Partnership”), and Computershare Inc., a Delaware corporation (“Computershare”) and its affiliate Computershare Trust Company, N.A., a national banking association (together with Computershare, the “Rights Agent”).
FIFTH AMENDMENT TO AGREEMENT OF LIMITED PARTNERSHIP OF ZAIS FINANCIAL PARTNERS, L.P.Agreement of Limited Partnership • October 25th, 2016 • ZAIS Financial Corp. • Real estate investment trusts • Delaware
Contract Type FiledOctober 25th, 2016 Company Industry JurisdictionThis Fifth Amendment (this "Amendment"), to the Agreement of Limited Partnership of ZAIS Financial Partners, L.P. (the "Partnership"), as amended, is made and entered as of July 1, 2016 by ZAIS Financial Corp., a Maryland corporation (the "General Partner").