GWG Holdings, Inc. 1,250,000 Shares Common Stock UNDERWRITING AGREEMENTGWG Holdings, Inc. • September 3rd, 2014 • Life insurance • New York
Company FiledSeptember 3rd, 2014 Industry JurisdictionGWG Holdings, Inc., a Delaware corporation (the “Company”), proposes, subject to the terms and conditions of this Underwriting Agreement (this “Agreement”), to issue and sell to the public through Newport Coast Securities, Inc. (the “Representative”), who is acting as the representative of the several underwriters (the “Underwriters”) listed on Schedule I hereto, on a best efforts basis, an aggregate of up to 1,250,000 shares (the “Shares”) of the Company’s common stock, par value $0.001 per share (the “Common Stock”).
1,578,948 Shares CALLON PETROLEUM COMPANY 10% Series A Cumulative Preferred Stock UNDERWRITING AGREEMENTCallon Petroleum Co • May 28th, 2013 • Crude petroleum & natural gas • New York
Company FiledMay 28th, 2013 Industry JurisdictionCallon Petroleum Company, a Delaware corporation (the “Company”), proposes, subject to the terms and conditions of this Underwriting Agreement (this “Agreement”), to issue and sell to the public through the Underwriters named in Schedule I hereto (the “Underwriters”), for whom MLV & Co. LLC, Janney Montgomery Scott LLC, and Sterne, Agee & Leach, Inc. are acting as representatives (the “Representatives”), on a best efforts basis, 1,578,948 shares (the “Securities”) of the Company’s 10% Series A Cumulative Preferred Stock, par value $0.01 per share (the “Series A Preferred Stock”).
EVOLUTION PETROLEUM CORPORATION Series A Preferred Stock UNDERWRITING AGREEMENTEvolution Petroleum Corp • June 29th, 2011 • Crude petroleum & natural gas • New York
Company FiledJune 29th, 2011 Industry JurisdictionEvolution Petroleum Corporation, a Nevada corporation (the "Company"), proposes, subject to the terms and conditions of this Underwriting Agreement (this "Agreement"), to issue and sell to the public through McNicoll, Lewis & Vlak LLC (the "Underwriter"), on a best efforts basis, 220,000 shares of the Company's Series A Preferred Stock, par value $0.001 per share (the "Securities").