Exhibit 1.1 ANWORTH MORTGAGE ASSET CORPORATION 4,000,000 Shares of Common Stock UNDERWRITING AGREEMENTUnderwriting Agreement • January 11th, 2002 • Anworth Mortgage Asset Corp • Real estate investment trusts • New York
This PURCHASE AGREEMENT (this "Agreement"), dated as of December 20, 2001, --------- is made by and among Anworth Mortgage Asset Corporation, a Maryland corporation (the "Company"), FBR Asset Investment Corporation, a Virginia corporation (the -------...Purchase Agreement • January 30th, 2002 • Anworth Mortgage Asset Corp • Real estate investment trusts • California
EXHIBIT 10.1 MANAGEMENT AGREEMENT THIS MANAGEMENT AGREEMENT (this "Agreement") is made as of the _____ day of _________, 1998 (the "Effective Date"), by and between (i) ANWORTH MORTGAGE ASSET CORPORATION, a Maryland corporation (the "Company"), and...Management Agreement • February 25th, 1998 • Anworth Mortgage Asset Corp • Real estate investment trusts • California
COMMON STOCKUnderwriting Agreement • February 25th, 1998 • Anworth Mortgage Asset Corp • Real estate investment trusts • New York
JUNIOR SUBORDINATED INDENTURE between ANWORTH MORTGAGE ASSET CORPORATION and JPMORGAN CHASE BANK, NATIONAL ASSOCIATION, as TrusteeJunior Subordinated Indenture • March 16th, 2005 • Anworth Mortgage Asset Corp • Real estate investment trusts • New York
JUNIOR SUBORDINATED INDENTURE, dated as of March 15, 2005, between Anworth Mortgage Asset Corporation, a Maryland corporation (the “Company”), and JPMORGAN CHASE BANK, NATIONAL ASSOCIATION, a national banking association, as Trustee (in such capacity, the “Trustee”).
SECOND AMENDED AND RESTATED TRUST AGREEMENT among ANWORTH MORTGAGE ASSET CORPORATION, as Depositor JPMORGAN CHASE BANK, NATIONAL ASSOCIATION, as Property Trustee CHASE BANK USA, NATIONAL ASSOCIATION, as Delaware Trustee and THE ADMINISTRATIVE TRUSTEES...Trust Agreement • March 16th, 2006 • Anworth Mortgage Asset Corp • Real estate investment trusts • Delaware
THIS SECOND AMENDED AND RESTATED TRUST AGREEMENT, dated as of September 26, 2005 (as amended and restated, the “Trust Agreement”), among (i) Anworth Mortgage Asset Corporation, a Maryland corporation (including any successors or permitted assigns, the “Depositor”), (ii) JPMorgan Chase Bank, National Association, a national banking association, as property trustee (in such capacity, the “Property Trustee”), (iii) Chase Bank USA, National Association, a national banking association, as Delaware trustee (in such capacity, the “Delaware Trustee”), (iv) Lloyd McAdams, an individual, Joseph McAdams, an individual and Thad Brown, an individual, each of whose address is c/o Anworth Mortgage Asset Corporation, 1299 Ocean Avenue, Suite 250, Santa Monica, CA 90401, as administrative trustees (in such capacities, each an “Administrative Trustee” and, collectively, the “Administrative Trustees” and, together with the Property Trustee and the Delaware Trustee, the “Trustees”) and (v) the several Hol
8,000,000 Shares Anworth Mortgage Asset Corporation Common Stock ($0.01 Par Value) EQUITY UNDERWRITING AGREEMENTEquity Underwriting Agreement • February 6th, 2009 • Anworth Mortgage Asset Corp • Real estate investment trusts • New York
Anworth Mortgage Asset Corporation, a Maryland corporation (the “Company”), proposes to sell to the several underwriters (the “Underwriters”) named in Schedule I hereto for whom you are acting as representatives (the “Representatives”) an aggregate of 8,000,000 shares (the “Firm Shares”) of the Company’s common stock, $0.01 par value (the “Common Stock”). The respective amounts of the Firm Shares to be so purchased by the several Underwriters are set forth opposite their names in Schedule I hereto. The Company also proposes to sell at the Underwriters’ option an aggregate of up to 1,200,000 additional shares of the Company’s Common Stock (the “Option Shares”) as set forth below.
ANWORTH MORTGAGE ASSET CORPORATION Common Stock (par value $0.01 per share) (par value $0.01 per share) (par value $0.01 per share) AT MARKET ISSUANCE SALES AGREEMENTAt Market Issuance Sales Agreement • March 6th, 2015 • Anworth Mortgage Asset Corp • Real estate investment trusts • New York
ANWORTH MORTGAGE ASSET CORPORATION, a Maryland corporation (the “Company”), and ANWORTH MANAGEMENT LLC, a Delaware limited liability company (the “Manager”), confirm their agreement (this “Agreement”) with MLV & Co. LLC (“MLV”), as follows:
EXHIBIT 10.4 OPTION AGREEMENT ---------------- This Option Agreement (the "Agreement") is dated as of the _____ day of October, 2001, by and among Heather U. Baines and Lloyd McAdams, as Trustees of The Heather U. Baines and Lloyd McAdams Living Trust...Option Agreement • October 31st, 2001 • Anworth Mortgage Asset Corp • Real estate investment trusts • California
R E C I T A L S : - - - - - - - -Administrative Agreement • November 14th, 2002 • Anworth Mortgage Asset Corp • Real estate investment trusts • California
ANWORTH MORTGAGE ASSET CORPORATION 1,000,000 Shares of 6.25% Series B Cumulative Convertible Preferred Stock UNDERWRITING AGREEMENT January 25, 2007Underwriting Agreement • January 30th, 2007 • Anworth Mortgage Asset Corp • Real estate investment trusts • New York
ANWORTH MORTGAGE ASSET CORPORATIONSales Agreement • May 27th, 2011 • Anworth Mortgage Asset Corp • Real estate investment trusts • New York
ANWORTH MORTGAGE ASSET CORPORATION, a Maryland real estate investment trust (the “Company”), confirms its agreement (this “Agreement”) with Cantor Fitzgerald & Co. (“CF&Co”), as follows:
MANAGEMENT AGREEMENT by and between Anworth Mortgage Asset Corporation and Anworth Management, LLC Dated as of December 31, 2011Management Agreement • January 3rd, 2012 • Anworth Mortgage Asset Corp • Real estate investment trusts • California
MANAGEMENT AGREEMENT, dated as of December 31, 2011, by and between Anworth Mortgage Asset Corporation, a Maryland corporation (the “Company”) and Anworth Management, LLC, a Delaware limited liability company (the “Manager”).
ANWORTH MORTGAGE ASSET CORPORATION Common Stock (par value $0.01 per share) (par value $0.01 per share) (par value $0.01 per share) AT MARKET ISSUANCE SALES AGREEMENTAt Market Issuance Sales Agreement • August 10th, 2016 • Anworth Mortgage Asset Corp • Real estate investment trusts • New York
ANWORTH MORTGAGE ASSET CORPORATION, a Maryland corporation (the “Company”), and ANWORTH MANAGEMENT LLC, a Delaware limited liability company (the “Manager”), confirm their agreement (this “Agreement”) with FBR Capital Markets & Co. (“FBR”), as follows:
ANWORTH MORTGAGE ASSET CORPORATION 300,000 Shares (Plus up an Option to Purchase up to 45,000 Shares to Cover Overallotments) UNDERWRITING AGREEMENTUnderwriting Agreement • January 26th, 2015 • Anworth Mortgage Asset Corp • Real estate investment trusts • New York
Anworth Mortgage Asset Corporation, a Maryland corporation (the “Company”), proposes, subject to the terms and conditions of this Underwriting Agreement (this “Agreement”), to issue and sell to the several Underwriters named in Schedule I hereto (the “Underwriters”), for whom MLV & Co. LLC is acting as representative (the “Representative”), an aggregate of 300,000 shares (the “Firm Shares”) of the Company’s 7.625% Series C Cumulative Redeemable Preferred Stock, par value $0.01 per share and liquidation preference $25.00 per share (the “Preferred Stock”), in connection with the public offering and sale of the Firm Shares. The Company also proposes to sell to the Underwriters, upon the terms and conditions set forth in Section 3 hereof, up to an additional 45,000 shares of Preferred Stock (the “Option Shares”) as may be necessary to cover overallotments made in connection with the public offering of the Firm Shares. The Firm Shares and the Option Shares are hereinafter collectively refer
ANWORTH MORTGAGE ASSET CORPORATION CHANGE IN CONTROL AND ARBITRATION AGREEMENTChange in Control and Arbitration Agreement • June 28th, 2006 • Anworth Mortgage Asset Corp • Real estate investment trusts • California
THIS CHANGE IN CONTROL AND ARBITRATION AGREEMENT is made and entered into as of June 27, 2006, by and between Anworth Mortgage Asset Corporation, a Maryland corporation (the “Company”) and Evangelos Karagiannis (“Employee”).
AMENDMENT TO ANWORTH MORTGAGE ASSET CORPORATION CHANGE IN CONTROL AND ARBITRATION AGREEMENTChange in Control and Arbitration Agreement • January 3rd, 2012 • Anworth Mortgage Asset Corp • Real estate investment trusts
This Amendment to Anworth Mortgage Asset Corporation Change in Control and Arbitration Agreement (this “Amendment”), is made by and between Anworth Mortgage Asset Corporation, a Maryland corporation (the “Company”), and Bistra Pashamova (“Employee”), in connection with that certain Anworth Mortgage Asset Corporation Change in Control and Arbitration Agreement by and between the Company and Employee, dated June 27, 2006 (collectively, the "Master Agreement"), with reference to the following recitals:
AGREEMENT AND PLAN OF MERGER among READY CAPITAL CORPORATION, RC MERGER SUBSIDIARY, LLC and ANWORTH MORTGAGE ASSET CORPORATION Dated as of December 6, 2020Merger Agreement • December 8th, 2020 • Anworth Mortgage Asset Corp • Real estate investment trusts • Maryland
AGREEMENT AND PLAN OF MERGER, dated as of December 6, 2020 (this “Agreement”), by and among Ready Capital Corporation, a Maryland corporation (“Parent”), RC Merger Subsidiary, LLC, a Delaware limited liability company and a wholly owned Subsidiary of Parent (“Merger Sub”), and Anworth Mortgage Asset Corporation, a Maryland corporation (the “Company”).
Termination AgreementTermination Agreement • January 3rd, 2012 • Anworth Mortgage Asset Corp • Real estate investment trusts • California
This TERMINATION AGREEMENT (this “Agreement”) is entered into as of December 31, 2011, by and between Anworth Mortgage Asset Corporation, a Maryland corporation (the “Company”), and Joseph E. McAdams (the “Executive”). The above parties are referred to collectively herein as the “Parties” and individually as a “Party”.
EMPLOYMENT AGREEMENTEmployment Agreement • August 14th, 2002 • Anworth Mortgage Asset Corp • Real estate investment trusts • California
THIS EMPLOYMENT AGREEMENT (“Agreement”), effective as of the 1st day of January 2002, is entered into by and between Joseph Lloyd McAdams (the “Executive”) and Anworth Mortgage Advisory Corporation, a California corporation (the “Company”).
AMENDED AND RESTATED ADMINISTRATIVE SERVICES AGREEMENTAdministrative Services Agreement • August 20th, 2010 • Anworth Mortgage Asset Corp • Real estate investment trusts • California
This AMENDED AND RESTATED ADMINISTRATIVE SERVICES AGREEMENT (the “Agreement”) is made effective as of August 20, 2010 (the “Effective Date”), by and between Pacific Income Advisers, a Delaware corporation (“PIA”), and Anworth Mortgage Asset Corporation, a Maryland corporation (“Anworth”).
ANWORTH MORTGAGE ASSET CORPORATION 1,000,000 Shares of 8.625% Series A Cumulative Preferred Stock UNDERWRITING AGREEMENT November 1, 2004Underwriting Agreement • November 3rd, 2004 • Anworth Mortgage Asset Corp • Real estate investment trusts • New York
Anworth Mortgage Asset Corporation, a Maryland corporation (the “Company”), confirms its agreement with each of the Underwriters listed on Schedule I hereto (collectively, the “Underwriters”), for whom you are acting as a representative (in such capacity, the “Representative”), with respect to (i) the sale by the Company of One Million (1,000,000) shares (the “Initial Shares”) of 8.625% Series A Cumulative Preferred Stock, par value $.01 per share, of the Company (the “Preferred Stock”) and the purchase by the Underwriters, acting severally and not jointly, of the respective number of shares of Preferred Stock set forth opposite the names of the Underwriters in Schedule I hereto, and (ii) the grant of the option to the Underwriters described in Section 1(b) hereof to purchase all or any part of One Hundred Fifty Thousand (150,000) additional shares of Preferred Stock to cover over-allotments (the “Option Shares”), if any, as set forth in Schedule I hereto. The 1,000,000 shares of Prefe
SUBLEASESublease • August 6th, 2012 • Anworth Mortgage Asset Corp • Real estate investment trusts • California
This Sublease is made as of the 26th day of January, 2012, by and between PACIFIC INCOME ADVISERS, INC., a Delaware corporation (“Sublandlord”) and ANWORTH MORTGAGE ASSET CORPORATION, a Maryland corporation (“Subtenant”) with regard to the following facts.
ANWORTH MORTGAGE ASSET CORPORATION 6,000,000 Shares of Common Stock UNDERWRITING AGREEMENTUnderwriting Agreement • May 24th, 2002 • Anworth Mortgage Asset Corp • Real estate investment trusts • New York
FOURTH ADDENDUM TO EMPLOYMENT AGREEMENTEmployment Agreement • June 28th, 2006 • Anworth Mortgage Asset Corp • Real estate investment trusts
THIS FOURTH ADDENDUM TO EMPLOYMENT AGREEMENT (the “Fourth Addendum”) is made effective as of the 27th day of June, 2006, by and between Anworth Mortgage Asset Corporation, a Maryland corporation (“Anworth”), and Joseph E. McAdams (the “Executive”).
EXHIBIT 1.1 ANWORTH MORTGAGE ASSET CORPORATION 13,000,000 Shares of Common Stock UNDERWRITING AGREEMENT November ___, 2001 FRIEDMAN, BILLINGS, RAMSEY & CO., INC. ADVEST, INC. as Representatives of the several Underwriters c/o Friedman, Billings,...Underwriting Agreement • October 31st, 2001 • Anworth Mortgage Asset Corp • Real estate investment trusts • Virginia
CONTROLLED EQUITY OFFERINGSM SALES AGREEMENTSales Agreement • December 30th, 2002 • Anworth Mortgage Asset Corp • Real estate investment trusts • New York
Anworth Mortgage Asset Corporation, a Maryland corporation (the “Company”), confirms its agreement (“Agreement”) with Cantor Fitzgerald & Co. (“CF&Co”), as follows:
EMPLOYMENT AGREEMENTEmployment Agreement • November 13th, 2003 • Anworth Mortgage Asset Corp • Real estate investment trusts • California
THIS EMPLOYMENT AGREEMENT (this “Agreement”), dated as of November 3, 2003, is by and between, BT MANAGEMENT COMPANY, L.L.C., a Delaware limited liability company (the “Company”), and Claus Lund (the “Executive”).
ADDENDUM TO EMPLOYMENT AGREEMENTEmployment Agreement • August 14th, 2002 • Anworth Mortgage Asset Corp • Real estate investment trusts
THIS ADDENDUM TO EMPLOYMENT AGREEMENT (this “Addendum”) is entered into as of the 18th day of April, 2002 by and among Anworth Mortgage Advisory Corporation, a California corporation (the “Company”), Anworth Mortgage Asset Corporation, a Maryland corporation (“Anworth”), and Joseph E. McAdams (the “Executive”).
AMENDED AND RESTATED CONTROLLED EQUITY OFFERINGSM SALES AGREEMENTSales Agreement • January 21st, 2005 • Anworth Mortgage Asset Corp • Real estate investment trusts • New York
Anworth Mortgage Asset Corporation, a Maryland corporation (the “Company”), confirms its agreement (“Agreement”) with Cantor Fitzgerald & Co. (“CF&Co”), as follows:
ANWORTH MORTGAGE ASSET CORPORATION 3,500,000 Shares of Common Stock UNDERWRITING AGREEMENT August 12, 2003Underwriting Agreement • August 13th, 2003 • Anworth Mortgage Asset Corp • Real estate investment trusts • New York
FRIEDMAN, BILLINGS, RAMSEY & CO., INC. CREDIT SUISSE FIRST BOSTON LLC ADVEST, INC. FLAGSTONE SECURITIES, LLC as Representatives of the several Underwriters c/o Friedman, Billings, Ramsey & Co., Inc. 1001 19th Street North Arlington, Virginia 22209
ADDENDUM TO EMPLOYMENT AGREEMENTEmployment Agreement • August 14th, 2002 • Anworth Mortgage Asset Corp • Real estate investment trusts
THIS ADDENDUM TO EMPLOYMENT AGREEMENT (this “Addendum”) is entered into as of the 18th day of April, 2002 by and among Anworth Mortgage Advisory Corporation, a California corporation (the “Company”), Anworth Mortgage Asset Corporation, a Maryland corporation (“Anworth”), and Heather U. Baines (the “Executive”).
Re: Amendment to the Underwriting AgreementUnderwriting Agreement • December 31st, 2007 • Anworth Mortgage Asset Corp • Real estate investment trusts • New York
Reference is hereby made to that certain Underwriting Agreement, dated as of November 29, 2007 (the “Agreement”), among Anworth Mortgage Asset Corporation, a Maryland corporation (the “Company”) and Deutsche Bank Securities, Inc. (the “Representative”) (for itself and as representative of the several underwriters named in Schedule I to the Agreement). All capitalized terms used in this letter without definition shall have the respective meanings assigned to such terms in the Agreement.
THIRD ADDENDUM TO EMPLOYMENT AGREEMENTEmployment Agreement • February 15th, 2008 • Anworth Mortgage Asset Corp • Real estate investment trusts
THIS THIRD ADDENDUM TO EMPLOYMENT AGREEMENT (the “Third Addendum”) is made effective as of the 13th day of February, 2008, by and between Anworth Mortgage Asset Corporation, a Maryland corporation (“Anworth”), and Heather U. Baines (the “Executive”).
EIGHTH ADDENDUM TO EMPLOYMENT AGREEMENTEmployment Agreement • October 15th, 2009 • Anworth Mortgage Asset Corp • Real estate investment trusts
THIS EIGHTH ADDENDUM TO EMPLOYMENT AGREEMENT (the “Eighth Addendum”) is made effective as of the 14th day of October, 2009, by and between Anworth Mortgage Asset Corporation, a Maryland corporation (“Anworth”), and Joseph E. McAdams (the “Executive”).
