ContractExclusive Dealer Manager Agreement • April 18th, 2017 • Energy Resources 12, L.P. • Crude petroleum & natural gas • New York
Contract Type FiledApril 18th, 2017 Company Industry Jurisdiction
EXCLUSIVE DEALER MANAGER AGREEMENT AMERICAN REALTY CAPITAL NEW YORK CITY REIT II, INC. UP TO 44,700,000 SHARES OF COMMON STOCKExclusive Dealer Manager Agreement • June 26th, 2015 • American Realty Capital New York City REIT II, Inc. • Real estate investment trusts • New York
Contract Type FiledJune 26th, 2015 Company Industry JurisdictionAmerican Realty Capital New York City REIT II, Inc. (the “Company”) is a Maryland corporation that intends to elect to be taxed as a real estate investment trust (a “REIT”) for federal income tax purposes commencing with the taxable year ending December 31, 2015, or the first year during which the Company begins material operations. The Company proposes to offer (a) up to 30,000,000 shares (the “Primary Shares”) of its common stock, $0.01 par value per share (“Common Stock”), in the primary offering (the “Primary Offering”), and (b) up to 14,700,000 shares of its Common Stock (the “DRP Shares” and, together with the Primary Shares, the “Shares”), for issuance through the Company’s distribution reinvestment plan (the “DRP” and together with the Primary Offering, the “Offering”) (subject to the right of the Company to reallocate such Shares between the Primary Offering and the DRP), all upon the other terms and subject to the conditions set forth in the Prospectus (as defined in Section
FORM OF EXCLUSIVE DEALER MANAGER AGREEMENT AMERICAN REALTY CAPITAL NEW YORK CITY REIT II, INC. UP TO 44,700,000 SHARES OF COMMON STOCKExclusive Dealer Manager Agreement • February 17th, 2015 • American Realty Capital New York City REIT II, Inc. • Real estate investment trusts • New York
Contract Type FiledFebruary 17th, 2015 Company Industry Jurisdiction
UP TO 100,263,158 COMMON UNITS OF LIMITED PARTNER INTEREST FORM OF EXCLUSIVE DEALER MANAGER AGREEMENTExclusive Dealer Manager Agreement • December 31st, 2014 • Energy 11, L.P. • Crude petroleum & natural gas • New York
Contract Type FiledDecember 31st, 2014 Company Industry Jurisdiction
UP TO 100,263,158 COMMON UNITS OF LIMITED PARTNER INTEREST FORM OF EXCLUSIVE DEALER MANAGER AGREEMENTExclusive Dealer Manager Agreement • December 12th, 2014 • Energy 11, L.P. • Crude petroleum & natural gas • New York
Contract Type FiledDecember 12th, 2014 Company Industry Jurisdiction
UP TO 100,263,158 COMMON UNITS OF LIMITED PARTNER INTEREST FORM OF EXCLUSIVE DEALER MANAGER AGREEMENTExclusive Dealer Manager Agreement • November 21st, 2014 • Energy 11, L.P. • Crude petroleum & natural gas • New York
Contract Type FiledNovember 21st, 2014 Company Industry Jurisdiction
AMERICAN REALTY CAPITAL – RETAIL CENTERS OF AMERICA II, INC. UP TO 151,315,789 SHARES OF COMMON STOCK EXCLUSIVE DEALER MANAGER AGREEMENT September 25, 2014Exclusive Dealer Manager Agreement • November 14th, 2014 • American Realty Capital - Retail Centers of America II, Inc. • Real estate investment trusts • New York
Contract Type FiledNovember 14th, 2014 Company Industry JurisdictionAmerican Realty Capital – Retail Centers of America II, Inc. (the “Company”) is a Maryland corporation that intends to elect to be taxed as a real estate investment trust (a “REIT”) for federal income tax purposes commencing with the taxable year ending December 31, 2014, or the first year during which the Company begins material operations. The Company proposes to offer (a) up to 125,000,000 shares (the “Primary Shares”) of its common stock, $0.01 par value per share (“Common Stock”), in the primary offering (the “Primary Offering”), and (b) up to 26,315,789 shares of its Common Stock (the “DRP Shares” and, together with the Primary Shares, the “Shares”), for issuance through the Company’s distribution reinvestment plan (the “DRP” and together with the Primary Offering, the “Offering”) (subject to the right of the Company to reallocate such Shares between the Primary Offering and the DRP), all upon the other terms and subject to the conditions set forth in the Prospectus (as defined i
EXCLUSIVE DEALER MANAGER AGREEMENT AMERICAN REALTY CAPITAL HEALTHCARE TRUST III, INC. UP TO 151,315,789 SHARES OF COMMON STOCK August 20, 2014Exclusive Dealer Manager Agreement • November 14th, 2014 • American Realty Capital Healthcare Trust III, Inc. • Real estate investment trusts • New York
Contract Type FiledNovember 14th, 2014 Company Industry JurisdictionAmerican Realty Capital Healthcare Trust III, Inc. (the “Company”) is a Maryland corporation that intends to elect to be taxed as a real estate investment trust (a “REIT”) for federal income tax purposes commencing with the taxable year ending December 31, 2014, or the first year during which the Company begins material operations. The Company proposes to offer (a) up to 125,000,000 shares (the “Primary Shares”) of its common stock, $0.01 par value per share (“Common Stock”), in the primary offering (the “Primary Offering”), and (b) up to 26,315,789 shares of its Common Stock (the “DRP Shares” and, together with the Primary Shares, the “Shares”), for issuance through the Company’s distribution reinvestment plan (the “DRP” and together with the Primary Offering, the “Offering”) (subject to the right of the Company to reallocate such Shares between the Primary Offering and the DRP), all upon the other terms and subject to the conditions set forth in the Prospectus (as defined in Section
AMERICAN REALTY CAPITAL GLOBAL TRUST II, INC. UP TO 151,315,789 SHARES OF COMMON STOCK EXCLUSIVE DEALER MANAGER AGREEMENT August 26, 2014Exclusive Dealer Manager Agreement • November 14th, 2014 • American Realty Capital Global Trust II, Inc. • Real estate investment trusts • New York
Contract Type FiledNovember 14th, 2014 Company Industry JurisdictionAmerican Realty Capital Global Trust II, Inc. (the “Company”) is a Maryland corporation that intends to elect to be taxed as a real estate investment trust (a “REIT”) for federal income tax purposes commencing with the taxable year ending December 31, 2014, or the first year during which the Company begins material operations. The Company proposes to offer (a) up to 125,000,000 shares (the “Primary Shares”) of its common stock, $0.01 par value per share (“Common Stock”), in the primary offering (the “Primary Offering”), and (b) up to 26,315,789 shares of its Common Stock (the “DRP Shares” and, together with the Primary Shares, the “Shares”), for issuance through the Company’s distribution reinvestment plan (the “DRP” and together with the Primary Offering, the “Offering”) (subject to the right of the Company to reallocate such Shares between the Primary Offering and the DRP), all upon the other terms and subject to the conditions set forth in the Prospectus (as defined in Section 1(a))
UP TO 100,263,158 COMMON UNITS OF LIMITED PARTNER INTEREST FORM OF EXCLUSIVE DEALER MANAGER AGREEMENTExclusive Dealer Manager Agreement • October 7th, 2014 • Energy 11, L.P. • Crude petroleum & natural gas • New York
Contract Type FiledOctober 7th, 2014 Company Industry Jurisdiction
AMERICAN REALTY CAPITAL – RETAIL CENTERS OF AMERICA II, INC. UP TO 151,315,789 SHARES OF COMMON STOCK FORM OF EXCLUSIVE DEALER MANAGER AGREEMENTExclusive Dealer Manager Agreement • September 15th, 2014 • American Realty Capital - Retail Centers of America II, Inc. • Real estate investment trusts • New York
Contract Type FiledSeptember 15th, 2014 Company Industry Jurisdiction
UP TO 100,263,158 COMMON UNITS OF LIMITED PARTNER INTEREST FORM OF EXCLUSIVE DEALER MANAGER AGREEMENTExclusive Dealer Manager Agreement • September 11th, 2014 • Energy 11, L.P. • Crude petroleum & natural gas • New York
Contract Type FiledSeptember 11th, 2014 Company Industry Jurisdiction
AMERICAN REALTY CAPITAL – RETAIL CENTERS OF AMERICA II, INC. UP TO 151,315,789 SHARES OF COMMON STOCK FORM OF EXCLUSIVE DEALER MANAGER AGREEMENTExclusive Dealer Manager Agreement • August 18th, 2014 • American Realty Capital - Retail Centers of America II, Inc. • Real estate investment trusts • New York
Contract Type FiledAugust 18th, 2014 Company Industry Jurisdiction
Business Development Corporation of America UP TO 101,100,000 SHARES OF COMMON STOCK EXCLUSIVE DEALER MANAGER AGREEMENT July 1, 2014Exclusive Dealer Manager Agreement • August 14th, 2014 • Business Development Corp of America • New York
Contract Type FiledAugust 14th, 2014 Company JurisdictionBusiness Development Corporation of America (the “Company”) is a Maryland corporation that has elected to be treated as a business development company (“BDC”) under the Investment Company Act of 1940 and the rules and regulations thereunder (collectively, the “Investment Company Act”). The Company proposes to offer up to 101,100,000 shares of common stock, $0.001 par value per share (the “Shares”) on a continuous basis, for an initial purchase price of $11.20 per Share, with a minimum initial investment of $1,000, in the offering (the “Offering”), all upon the other terms and subject to the conditions set forth in the Prospectus (as defined below).
AMERICAN REALTY CAPITAL Daily Net Asset Value Trust, INC. UP TO $1,714,315,556 OF SHARES OF COMMON STOCK FORM OF EXCLUSIVE DEALER MANAGER AGREEMENTExclusive Dealer Manager Agreement • August 14th, 2014 • American Realty Capital Daily Net Asset Value Trust, Inc. • Real estate investment trusts • New York
Contract Type FiledAugust 14th, 2014 Company Industry Jurisdiction
AMERICAN REALTY CAPITAL NEW YORK CITY REIT, INC. UP TO 40,526,315 SHARES OF COMMON STOCK EXCLUSIVE DEALER MANAGER AGREEMENTExclusive Dealer Manager Agreement • August 14th, 2014 • American Realty Capital New York City REIT, Inc. • Real estate investment trusts • New York
Contract Type FiledAugust 14th, 2014 Company Industry JurisdictionAmerican Realty Capital New York City REIT, Inc. (the “Company”) is a Maryland corporation that intends to qualify to be taxed as a real estate investment trust (a “REIT”) for federal income tax purposes beginning with the taxable year ending December 31, 2014, or the first year during which the Company begins material operations. The Company proposes to offer (a) up to 30,000,000 shares (the “Primary Shares”) of its common stock, $0.01 par value per share (“Common Stock”), in the primary offering (the “Primary Offering”), and (b) up to 10,526,315 shares of its Common Stock (the “DRP Shares” and, together with the Primary Shares, the “Shares”), for issuance through the Company’s distribution reinvestment plan (the “DRP” and together with the Primary Offering, the “Offering”) (subject to the right of the Company to reallocate such Shares between the Primary Shares and the DRP Shares), all upon the other terms and subject to the conditions set forth in the Prospectus (as defined in Secti
FORM OF EXCLUSIVE DEALER MANAGER AGREEMENT AMERICAN REALTY CAPITAL HEALTHCARE TRUST III, INC. UP TO 151,315,789 SHARES OF COMMON STOCKExclusive Dealer Manager Agreement • August 11th, 2014 • American Realty Capital Healthcare Trust III, Inc. • Real estate investment trusts • New York
Contract Type FiledAugust 11th, 2014 Company Industry Jurisdiction
AMERICAN REALTY CAPITAL GLOBAL TRUST II, INC. UP TO 151,315,789 SHARES OF COMMON STOCK FORM OF EXCLUSIVE DEALER MANAGER AGREEMENTExclusive Dealer Manager Agreement • August 11th, 2014 • American Realty Capital Global Trust II, Inc. • Real estate investment trusts • New York
Contract Type FiledAugust 11th, 2014 Company Industry Jurisdiction
AMERICAN ENERGY CAPITAL PARTNERS, LP UP TO 100,000,000 LIMITED PARTNER INTERESTS EXCLUSIVE DEALER MANAGER AGREEMENTExclusive Dealer Manager Agreement • June 20th, 2014 • American Energy Capital Partners, LP • Crude petroleum & natural gas • New York
Contract Type FiledJune 20th, 2014 Company Industry JurisdictionAmerican Energy Capital Partners, LP (the “Company”) is a Delaware limited partnership. The Company proposes to offer up to 100,000,000 limited partner interests (the “Units”), all upon the other terms and subject to the conditions set forth in the Prospectus (as defined in Section 1(a)). The Units will initially be sold at $20.00 per Unit. The Company’s operations will be conducted by American Energy Capital Partners GP, LLC (the “Managing GP”), the general partner of the Company.
AMERICAN REALTY CAPITAL HOSPITALITY TRUST, INC. UP TO 101,052,631 SHARES OF COMMON STOCK EXCLUSIVE DEALER MANAGER AGREEMENT January 7, 2014Exclusive Dealer Manager Agreement • April 7th, 2014 • American Realty Capital Hospitality Trust, Inc. • Real estate investment trusts • New York
Contract Type FiledApril 7th, 2014 Company Industry JurisdictionAmerican Realty Capital Hospitality Trust, Inc. (the “Company”) is a Maryland corporation that intends to qualify to be taxed as a real estate investment trust (a “REIT”) for federal income tax purposes beginning with the taxable year ending December 31, 2014, or the first year during which the Company begins material operations. The Company proposes to offer (a) up to 80,000,000 shares (the “Primary Shares”) of its common stock, $0.01 par value per share (“Common Stock”), in the primary offering (the “Primary Offering”), and (b) up to 21,052,631 shares of its Common Stock (the “DRP Shares” and, together with the Primary Shares, the “Shares”), for issuance through the Company’s distribution reinvestment plan (the “DRP” and together with the Primary Offering, the “Offering”) (subject to the right of the Company to reallocate such Shares between the Primary Shares and the DRP Shares), all upon the other terms and subject to the conditions set forth in the Prospectus (as defined in Sectio
PHILLIPS EDISON - ARC GROCERY CENTER REIT II, INC. UP TO 100,000,000 SHARES OF COMMON STOCK EXCLUSIVE DEALER MANAGER AGREEMENT November 25, 2013Exclusive Dealer Manager Agreement • March 6th, 2014 • Phillips Edison - ARC Grocery Center REIT II, Inc. • Real estate investment trusts • New York
Contract Type FiledMarch 6th, 2014 Company Industry JurisdictionPhillips Edison - ARC Grocery Center REIT II, Inc. (the “Company”) is a Maryland corporation that intends to qualify to be taxed as a real estate investment trust (a “REIT”) for federal income tax purposes beginning with the taxable year ending December 31, 2013, or the first year during which the Company begins material operations. The Company proposes to offer (a) up to 80,000,000 shares (the “Primary Shares”) of its common stock, $0.01 par value per share (“Common Stock”), in the primary offering (the “Primary Offering”), and (b) up to 20,000,000 shares of its Common Stock (the “DRP Shares” and, together with the Primary Shares, the “Shares”), for issuance through the Company’s distribution reinvestment plan (the “DRP” and together with the Primary Offering, the “Offering”) (subject to the right of the Company to reallocate such Shares between the Primary Shares and the DRP Shares), all upon the other terms and subject to the conditions set forth in the Prospectus (as defined in Sec
AMERICAN REALTY CAPITAL NEW YORK CITY REIT, INC. UP TO 40,526,315 SHARES OF COMMON STOCK FORM OF EXCLUSIVE DEALER MANAGER AGREEMENTExclusive Dealer Manager Agreement • February 26th, 2014 • American Realty Captal New York City REIT, Inc. • Real estate investment trusts • New York
Contract Type FiledFebruary 26th, 2014 Company Industry Jurisdiction
FORM OF EXCLUSIVE DEALER MANAGER AGREEMENT AMERICAN ENERGY CAPITAL PARTNERS, LP UP TO 100,000,000 LIMITED PARTNER INTERESTS FORM OF EXCLUSIVE DEALER MANAGER AGREEMENTExclusive Dealer Manager Agreement • February 14th, 2014 • American Energy Capital Partners, LP • Crude petroleum & natural gas • New York
Contract Type FiledFebruary 14th, 2014 Company Industry Jurisdiction
AMERICAN REALTY CAPITAL HOSPITALITY TRUST, INC. UP TO 101,052,631 SHARES OF COMMON STOCK FORM OF EXCLUSIVE DEALER MANAGER AGREEMENTExclusive Dealer Manager Agreement • November 14th, 2013 • American Realty Capital Hospitality Trust, Inc. • Real estate investment trusts • New York
Contract Type FiledNovember 14th, 2013 Company Industry Jurisdiction
PHILLIPS EDISON – ARC GROCERY CENTER REIT II, INC. UP TO 100,000,000 SHARES OF COMMON STOCK FORM OF EXCLUSIVE DEALER MANAGER AGREEMENTExclusive Dealer Manager Agreement • October 2nd, 2013 • Phillips Edison - ARC Grocery Center REIT II, Inc. • Real estate investment trusts • New York
Contract Type FiledOctober 2nd, 2013 Company Industry Jurisdiction
ARC REALTY FINANCE TRUST, INC. UP TO 96,842,105 SHARES OF COMMON STOCK AMENDED AND RESTATED EXCLUSIVE DEALER MANAGER AGREEMENTExclusive Dealer Manager Agreement • May 15th, 2013 • ARC Realty Finance Trust, Inc. • Real estate investment trusts • New York
Contract Type FiledMay 15th, 2013 Company Industry JurisdictionARC Realty Finance Trust, Inc. (the “Company”) is a Maryland corporation that intends to qualify to be taxed as a real estate investment trust (a “REIT”) for federal income tax purposes beginning with the taxable year ending December 31, 2013, or the first year during which the Company begins material operations. The Company proposes to offer (a) up to 80,000,000 shares (the “Primary Shares”) of its common stock, $.01 par value per share, (the “Common Stock”), in the primary offering (the “Primary Offering”), and (b) up to 16,842,105 shares of its Common Stock (the “DRP Shares” and, together with the Primary Shares, the “Shares”) for issuance through the Company’s distribution reinvestment plan (the “DRP” and together with the Primary Offering, the “Offering”) (subject to the right of the Company to reallocate such Shares between the Primary Shares and the DRP Shares), all upon the other terms and subject to the conditions set forth in the Prospectus (as defined in Section 1(a)). Initi
AMERICAN REALTY CAPITAL HEALTHCARE TRUST II, INC. UP TO 82,736,842 SHARES OF COMMON STOCK AMENDED AND RESTATED EXCLUSIVE DEALER MANAGER AGREEMENT April 9, 2013Exclusive Dealer Manager Agreement • May 14th, 2013 • American Realty Capital Healthcare Trust II, Inc. • Real estate investment trusts • New York
Contract Type FiledMay 14th, 2013 Company Industry JurisdictionAmerican Realty Capital Healthcare Trust II, Inc. (the “Company”) is a Maryland corporation that intends to qualify to be taxed as a real estate investment trust (a “REIT”) for federal income tax purposes beginning with the taxable year ending December 31, 2013, or the first year during which the Company begins material operations. The Company proposes to offer (a) up to 68,000,000 shares (the “Primary Shares”) of its common stock, $0.01 par value per share (“Common Stock”), in the primary offering (the “Primary Offering”), and (b) up to 14,736,842 shares of its Common Stock (the “DRP Shares” and, together with the Primary Shares, the “Shares”), for issuance through the Company’s distribution reinvestment plan (the “DRP” and together with the Primary Offering, the “Offering”) (subject to the right of the Company to reallocate such Shares between the Primary Shares and the DRP Shares), all upon the other terms and subject to the conditions set forth in the Prospectus (as defined in Sect
AMERICAN REALTY CAPITAL TRUST V, INC. UP TO 82,736,842 SHARES OF COMMON STOCK AMENDED AND RESTATED EXCLUSIVE DEALER MANAGER AGREEMENT April 9, 2013Exclusive Dealer Manager Agreement • May 14th, 2013 • American Realty Capital Trust V, Inc. • Real estate investment trusts • New York
Contract Type FiledMay 14th, 2013 Company Industry JurisdictionAmerican Realty Capital Trust V, Inc. (the “Company”) is a Maryland corporation that intends to qualify to be taxed as a real estate investment trust (a “REIT”) for federal income tax purposes beginning with the taxable year ending December 31, 2013, or the first year during which the Company begins material operations. The Company proposes to offer (a) up to 68,000,000 shares (the “Primary Shares”) of its common stock, $0.01 par value per share (“Common Stock”), in the primary offering (the “Primary Offering”), and (b) up to 14,736,842 shares of its Common Stock (the “DRP Shares” and, together with the Primary Shares, the “Shares”), for issuance through the Company’s distribution reinvestment plan (the “DRP” and together with the Primary Offering, the “Offering”) (subject to the right of the Company to reallocate such Shares between the Primary Shares and the DRP Shares), all upon the other terms and subject to the conditions set forth in the Prospectus (as defined in Section 1(a)). U
AMERICAN REALTY CAPITAL TRUST V, INC. UP TO 82,736,842 SHARES OF COMMON STOCK AMENDED AND RESTATED EXCLUSIVE DEALER MANAGER AGREEMENT April 9, 2013Exclusive Dealer Manager Agreement • April 30th, 2013 • RCS Capital Corp • Security brokers, dealers & flotation companies • New York
Contract Type FiledApril 30th, 2013 Company Industry JurisdictionAmerican Realty Capital Trust V, Inc. (the “Company”) is a Maryland corporation that intends to qualify to be taxed as a real estate investment trust (a “REIT”) for federal income tax purposes beginning with the taxable year ending December 31, 2013, or the first year during which the Company begins material operations. The Company proposes to offer (a) up to 68,000,000 shares (the “Primary Shares”) of its common stock, $0.01 par value per share (“Common Stock”), in the primary offering (the “Primary Offering”), and (b) up to 14,736,842 shares of its Common Stock (the “DRP Shares” and, together with the Primary Shares, the “Shares”), for issuance through the Company’s distribution reinvestment plan (the “DRP” and together with the Primary Offering, the “Offering”) (subject to the right of the Company to reallocate such Shares between the Primary Shares and the DRP Shares), all upon the other terms and subject to the conditions set forth in the Prospectus (as defined in Section 1(a)). U
AMERICAN REALTY CAPITAL TRUST IV, INC. UP TO 70,000,000 SHARES OF COMMON STOCK EXCLUSIVE DEALER MANAGER AGREEMENTExclusive Dealer Manager Agreement • March 28th, 2013 • RCS Capital Corp • Security brokers, dealers & flotation companies • New York
Contract Type FiledMarch 28th, 2013 Company Industry JurisdictionAmerican Realty Capital Trust IV, Inc. (the “Company”) is a Maryland corporation that intends to qualify to be taxed as a real estate investment trust (a “REIT”) for federal income tax purposes beginning with the taxable year ending December 31, 2012, or the first year during which the Company begins material operations. The Company proposes to offer (a) up to 60,000,000 shares of its common stock, $.01 par value per share, for a purchase price of $25.00 per Share (subject in certain circumstances to discounts based upon the volume of shares purchased), in the primary offering (the “Primary Offering”), and (b) up to 10,000,000 Shares for a purchase price of $23.75 per Share for issuance through the Company’s distribution reinvestment plan (the “DRP” and together with the Primary Offering, the “Offering”) (subject to the right of the Company to reallocate such Shares between the Primary Offering and the DRP), all upon the other terms and subject to the conditions set forth in the Prospe
AMERICAN REALTY CAPITAL NEW YORK RECOVERY REIT, INC. UP TO 175,000,000 SHARES OF COMMON STOCK EXCLUSIVE DEALER MANAGER AGREEMENT As of September 2, 2010Exclusive Dealer Manager Agreement • March 28th, 2013 • RCS Capital Corp • Security brokers, dealers & flotation companies • New York
Contract Type FiledMarch 28th, 2013 Company Industry JurisdictionAmerican Realty Capital New York Recovery REIT, Inc. (the “Company”) is a Maryland real estate investment trust that intends to qualify to be taxed as a real estate investment trust (a “REIT”) for federal income tax purposes beginning with the taxable year ending December 31, 2010, or the first year during which the Company begins material operations. The Company proposes to offer (a) up to 150,000,000 shares of common stock, $.01 par value per share (the “Shares”), for a purchase price of $10.00 per Share, in the primary offering (the “Primary Offering”), and (b) up to 25,000,000 Shares for a purchase price of $9.50 per Share for issuance through the Company’s distribution reinvestment plan (the “DRP” and together with the Primary Offering, the “Offering”) (subject to the right of the Company to reallocate such Shares between the Primary Offering and the DRP), all upon the other terms and subject to the conditions set forth in the Prospectus (as defined in Section 1(a)).
Phillips Edison – ARC Shopping Center REIT Inc. UP TO 180,000,000 SHARES OF COMMON STOCK SECOND AMENDED AND RESTATED EXCLUSIVE DEALER MANAGER AGREEMENT September 17, 2010Exclusive Dealer Manager Agreement • March 28th, 2013 • RCS Capital Corp • Security brokers, dealers & flotation companies • New York
Contract Type FiledMarch 28th, 2013 Company Industry JurisdictionPhillips Edison – ARC Shopping Center REIT Inc. (the “Company”) is a Maryland corporation that intends to qualify to be taxed as a real estate investment trust (a “REIT”) for federal income tax purposes beginning with the taxable year ending December 31, 2010, or the first year during which the Company begins material operations. The Company proposes to offer (a) up to 150,000,000 shares of common stock, $.01 par value per share (the “Shares”), for a purchase price of $10.00 per Share, with a minimum initial investment of $2,500, in the primary offering (the “Primary Offering”), and (b) up to 30,000,000 Shares for a purchase price of $9.50 per Share for issuance through the Company’s distribution reinvestment program (the “DRP” and together with the Primary Offering, the “Offering”) (subject to the right of the Company to reallocate such Shares between the Primary Offering and the DRP), all upon the other terms and subject to the conditions set forth in the Prospectus (as defined in Se
ARC REALTY FINANCE TRUST, INC. UP TO 96,842,105 SHARES OF COMMON STOCK FORM OF EXCLUSIVE DEALER MANAGER AGREEMENTExclusive Dealer Manager Agreement • March 28th, 2013 • RCS Capital Corp • Security brokers, dealers & flotation companies • New York
Contract Type FiledMarch 28th, 2013 Company Industry JurisdictionARC Realty Finance Trust, Inc. (the “Company”) is a Maryland corporation that intends to qualify to be taxed as a real estate investment trust (a “REIT”) for federal income tax purposes beginning with the taxable year ending December 31, 2013, or the first year during which the Company begins material operations. The Company proposes to offer (a) up to 80,000,000 shares (the “Primary Shares”) of its common stock, $.01 par value per share, (the “Common Stock”), in the primary offering (the “Primary Offering”), and (b) up to 16,842,105 shares of its Common Stock (the “DRP Shares” and, together with the Primary Shares, the “Shares”) for issuance through the Company’s distribution reinvestment plan (the “DRP” and together with the Primary Offering, the “Offering”) (subject to the right of the Company to reallocate such Shares between the Primary Shares and the DRP Shares), all upon the other terms and subject to the conditions set forth in the Prospectus (as defined in Section 1(a)). Initi
UP TO 150,000,000 SHARES OF COMMON STOCK FORM OF EXCLUSIVE DEALER MANAGER AGREEMENTExclusive Dealer Manager Agreement • March 28th, 2013 • RCS Capital Corp • Security brokers, dealers & flotation companies • New York
Contract Type FiledMarch 28th, 2013 Company Industry JurisdictionBusiness Development Corporation of America (the “Company”) is a Maryland corporation that intends to elect to be treated as a business development company (“BDC”) under the Investment Company Act of 1940 and the rules and regulations thereunder (collectively, the “Investment Company Act”). The Company proposes to offer up to 150,000,000 shares of common stock, $0.001 par value per share (the “Shares”) on a continuous basis, for an initial purchase price of $10.00 per Share, with a minimum initial investment of $1,000, in the offering (the “Offering”), all upon the other terms and subject to the conditions set forth in the Prospectus (as defined below).
AMERICAN REALTY CAPITAL DAILY NET ASSET VALUE TRUST, INC. UP TO $1,737,499,995 OF SHARES OF COMMON STOCK EXCLUSIVE DEALER MANAGER AGREEMENT August 15, 2011Exclusive Dealer Manager Agreement • March 28th, 2013 • RCS Capital Corp • Security brokers, dealers & flotation companies • New York
Contract Type FiledMarch 28th, 2013 Company Industry JurisdictionAmerican Realty Capital Daily Net Asset Value Trust, Inc. (the “ Company ”) is a Maryland corporation that intends to qualify to be taxed as a real estate investment trust (a “ REIT ”) for federal income tax purposes beginning with the taxable year ending December 31, 2012, or the first year during which the Company begins material operations. The Company proposes to offer (a) up to $1,499,999,995 of shares of its common stock, $.01 par value per share, consisting of Retail Shares and Institutional Shares (the “ Primary Shares ”), in the primary offering (the “ Primary Offering ”), and (b) up to $237,500,000 of shares of its common stock (the “ DRP Shares ” and, together with the Primary Shares, the “ Shares ”) for issuance through the Company’s distribution reinvestment plan (the “ DRP ” and together with the Primary Offering, the “ Offering ”) (subject to the right of the Company to reallocate such Shares between the Primary Shares and the DRP Shares), all upon the other terms and su