Common Contracts

2 similar Change in Control Agreement contracts by Kbw, Inc.

CHANGE IN CONTROL AGREEMENT
Change in Control Agreement • February 28th, 2008 • Kbw, Inc. • Security brokers, dealers & flotation companies • New York

AGREEMENT, dated as of the first day of February, 2008 (this “Agreement”), by and between KBW, Inc., a Delaware corporation (the “Company”), and Mitchell B. Kleinman, Executive Vice President and General Counsel (the “Executive”).

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CHANGE IN CONTROL AGREEMENT
Change in Control Agreement • February 28th, 2008 • Kbw, Inc. • Security brokers, dealers & flotation companies • New York

AGREEMENT, dated as of the first day of February, 2008 (this “Agreement”), by and between KBW, Inc., a Delaware corporation (the “Company”), and Robert Giambrone, Executive Vice President and Chief Financial and Administrative Officer (the “Executive”).

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