PLEDGE AND SECURITY AGREEMENT among Salt Pond Holdings LLC, as Pledgor, UBS AG (London Branch), as Options Office, UBS AG (Stamford Branch), as Collateral Agent, and the other parties named hereinPledge and Security Agreement • May 20th, 2015 • Erbey William C • Mortgage bankers & loan correspondents • New York
Contract Type FiledMay 20th, 2015 Company Industry JurisdictionPLEDGE AND SECURITY AGREEMENT (this “Agreement”), dated as of the date of the Master Agreement referred to herein, among UBS AG (London Branch) (the “Options Office”), pledgor(s) named on the signature page of this agreement (the “Pledgor”), UBS AG (Stamford Branch), as Collateral Agent for the Secured Parties (as defined herein) (the “Collateral Agent”), and, (A) when an Amendment in the form attached as Attachment I shall have been executed, such lender as may execute an Amendment (the “Lender”) or (B) if a registered broker-dealer or financial institution shall have executed this Agreement as a Securities Intermediary, as that term is defined in the UCC, such institution in its capacity as Securities Intermediary (the “Securities Intermediary”). The Options Office and the Pledgor have entered into a Master Agreement for Equity Options dated as of the date hereof (the “Master Agreement”), pursuant to which the Options Office and the Pledgor may enter into Options (as defined in the M
PLEDGE AND SECURITY AGREEMENTPledge and Security Agreement • December 23rd, 2014 • Ricketts J Joe • Security brokers, dealers & flotation companies • New York
Contract Type FiledDecember 23rd, 2014 Company Industry JurisdictionPLEDGE AND SECURITY AGREEMENT (this "Agreement"), dated as of the date of the Master Agreement referred to herein, among UBS AG (London Branch) (the "Options Office"), pledgor(s) named on the signature page of this agreement (the "Pledgor"), UBS AG (Stamford Branch), as Collateral Agent for the Secured Parties (as defined herein) (the "Collateral Agent"), and, (A) when an Amendment in the form attached as Attachment I shall have been executed, such lender as may execute an Amendment (the "Lender") or (B) if a registered broker-dealer or financial institution shall have executed this Agreement as a Securities Intermediary, as that term is defined in the UCC, such institution in its capacity as Securities Intermediary (the "Securities Intermediary"). The Options Office and the Pledgor have entered into a Master Agreement for Equity Options dated as of the date hereof (the "Master Agreement"), pursuant to which the Options Office and the Pledgor may enter into Options (as defined in the M
PLEDGE AND SECURITY AGREEMENT between Solitario Resources Corporation, as Pledgor, UBS AG, London Branch, as Collars Office, UBS AG, Stamford Branch, as Collateral Agent and the other parties named hereinPledge and Security Agreement • November 9th, 2007 • Solitario Resources Corp • Gold and silver ores • New York
Contract Type FiledNovember 9th, 2007 Company Industry Jurisdiction