Medley LLCUnderwriting Agreement • February 13th, 2017 • Medley LLC • Investment advice • New York
Contract Type FiledFebruary 13th, 2017 Company Industry JurisdictionMedley LLC, a Delaware limited liability company (the “Company”), proposes, subject to the terms and conditions stated herein, to issue and sell to the Underwriters named in Schedule I hereto (the “Underwriters”) $[•] aggregate principal amount of 7.25% Notes due 2024 (the "Senior Notes") of the Company and, at the election of the Underwriters pursuant to the option described in Section 2 hereof, up to an additional $[•] aggregate principal amount of Senior Notes.
Medley LLC [•]% Notes due 20[•] Form of Underwriting AgreementUnderwriting Agreement • November 15th, 2016 • Medley LLC • Investment advice • New York
Contract Type FiledNovember 15th, 2016 Company Industry JurisdictionMedley LLC, a Delaware limited liability company (the “Company”), proposes, subject to the terms and conditions stated herein, to issue and sell to the Underwriters named in Schedule I hereto (the “Underwriters”) $[•] aggregate principal amount of [•]% Notes due 20[•] (the "Senior Notes") of the Company and, at the election of the Underwriters pursuant to the option described in Section 3 hereof, up to an additional $[•] aggregate principal amount of Senior Notes.
Medley LLC [•]% Notes due 20[•] Form of Underwriting AgreementUnderwriting Agreement • October 12th, 2016 • Medley LLC • Investment advice • New York
Contract Type FiledOctober 12th, 2016 Company Industry JurisdictionMedley LLC, a Delaware limited liability company (the “Company”), proposes, subject to the terms and conditions stated herein, to issue and sell to the Underwriters named in Schedule I hereto (the “Underwriters”) $[•] aggregate principal amount of [•]% Notes due 20[•] (the "Senior Notes") of the Company and, at the election of the Underwriters pursuant to the option described in Section 3 hereof, up to an additional $[•] aggregate principal amount of Senior Notes.
Medley LLC [•]% Notes due 20[•] Form of Underwriting AgreementUnderwriting Agreement • October 5th, 2016 • Medley LLC • Investment advice • New York
Contract Type FiledOctober 5th, 2016 Company Industry JurisdictionMedley LLC, a Delaware limited liability company (the “Company”), proposes, subject to the terms and conditions stated herein, to issue and sell to the Underwriters named in Schedule I hereto (the “Underwriters”) $[•] aggregate principal amount of [•]% Notes due 20[•] (the "Senior Notes") of the Company and, at the election of the Underwriters pursuant to the option described in Section 3 hereof, up to an additional $[•] aggregate principal amount of Senior Notes.
Medley Management Inc. [ • ] Shares of Class A Common Stock Underwriting AgreementUnderwriting Agreement • September 3rd, 2014 • Medley Management Inc. • Investment advice • New York
Contract Type FiledSeptember 3rd, 2014 Company Industry JurisdictionMedley Management Inc., a Delaware corporation (the “Company”), proposes, subject to the terms and conditions stated herein, to issue and sell to the Underwriters named in Schedule I hereto (the “Underwriters”) an aggregate of [ • ] shares (the “Firm Shares”) and, at the election of the Underwriters, up to [ • ] additional shares (the “Optional Shares”) of Class A Common Stock, par value $0.01 per share (“Stock”) of the Company (the Firm Shares and the Optional Shares that the Underwriters elect to purchase pursuant to Section 2 hereof being collectively called the “Shares”).