BOOKHAM, INC. Common Stock UNDERWRITING AGREEMENTUnderwriting Agreement • September 29th, 2005 • Bookham, Inc. • Semiconductors & related devices • New York
Contract Type FiledSeptember 29th, 2005 Company Industry JurisdictionSG COWEN & CO., LLC MERRIMAN CURHAN FORD & CO. As Representatives of the several Underwriters c/o SG Cowen & Co., LLC 1221 Avenue of the Americas New York, New York 10020
6,250,000 Shares VIVUS, INC. Shares of Common Stock $0.001 par value UNDERWRITING AGREEMENTUnderwriting Agreement • March 11th, 2005 • Vivus Inc • Surgical & medical instruments & apparatus • New York
Contract Type FiledMarch 11th, 2005 Company Industry Jurisdiction
Discovery Partners International, Inc. Common Stock, $0.001 par value per share UNDERWRITING AGREEMENTUnderwriting Agreement • May 4th, 2004 • Discovery Partners International Inc • Services-commercial physical & biological research • New York
Contract Type FiledMay 4th, 2004 Company Industry JurisdictionSG COWEN SECURITIES CORPORATION MERRIMAN CURHAN FORD & CO. ROTH CAPITAL PARTNERS, LLC As Representatives of the several Underwriters c/o SG Cowen Securities Corporation 1221 Avenue of the Americas New York, New York 10020
Number of Shares] Kintera, Inc. Common Stock UNDERWRITING AGREEMENTUnderwriting Agreement • November 28th, 2003 • Kintera Inc • Services-prepackaged software • New York
Contract Type FiledNovember 28th, 2003 Company Industry JurisdictionSG COWEN SECURITIES CORPORATION As Representative of the several Underwriters 1221 Avenue of the Americas New York, New York 10020
MOOG INC. Class A Common Stock UNDERWRITING AGREEMENTUnderwriting Agreement • September 11th, 2003 • Moog Inc • Misc industrial & commercial machinery & equipment • New York
Contract Type FiledSeptember 11th, 2003 Company Industry Jurisdiction
3,000,000 INNOVEX, INC. Common Stock UNDERWRITING AGREEMENTUnderwriting Agreement • July 2nd, 2003 • Innovex Inc • Electronic components, nec • New York
Contract Type FiledJuly 2nd, 2003 Company Industry JurisdictionSG COWEN SECURITIES CORPORATION C.E. UNTERBERG, TOWBIN CRAIG-HALLUM CAPITAL GROUP LLC As Representatives of the Several Underwriters c/o SG Cowen Securities Corporation Financial Square New York, New York 10005
4,300,000 SHARES LEXAR MEDIA, INC. COMMON STOCK UNDERWRITING AGREEMENTUnderwriting Agreement • December 5th, 2002 • Lexar Media Inc • Photographic equipment & supplies • New York
Contract Type FiledDecember 5th, 2002 Company Industry Jurisdiction
2,020,203 Shares Common Stock UNDERWRITING AGREEMENTUnderwriting Agreement • June 12th, 2001 • Cv Therapeutics Inc • Biological products, (no disgnostic substances) • New York
Contract Type FiledJune 12th, 2001 Company Industry JurisdictionSG COWEN SECURITIES CORPORATION As Representative of the several Underwriters c/o SG Cowen Securities Corporation Financial Square New York, New York 10005