Common Contracts
22 similar Underwriting Agreement contracts by Apollo Investment Corp, Solar Capital Ltd., Solar Senior Capital Ltd., MidCap Financial Investment Corp
MIDCAP FINANCIAL INVESTMENT CORPORATIONUnderwriting Agreement • December 13th, 2023 • MidCap Financial Investment Corp • New York
The undersigned, MidCap Financial Investment Corporation, a Maryland corporation (the “Company”), Apollo Investment Management, L.P., a Delaware limited partnership (the “Adviser”) and Apollo Investment Administration, LLC, a Delaware limited liability company (the “Administrator” and, together with the Company and the Adviser, the “Apollo Entities”), address you as underwriters and as the Representatives of each of the several underwriters named in Schedule II hereto (the “Underwriters”). The Company proposes to sell to the several Underwriters the principal amount of its securities identified in Schedule II hereto (the “Firm Securities”), to be issued under an indenture (the “Base Indenture”) dated as of October 9, 2012, between the Company and U.S. Bank National Association, as trustee (the “Trustee”), as supplemented by the first supplemental indenture (the “First Supplemental Indenture”) dated as of October 9, 2012 between the Company and the Trustee, the second supplemental inden
APOLLO INVESTMENT CORPORATION UNDERWRITING AGREEMENTUnderwriting Agreement • July 15th, 2021 • Apollo Investment Corp • New York
The undersigned, Apollo Investment Corporation, a Maryland corporation (the “Company”), Apollo Investment Management, L.P., a Delaware limited partnership (the “Adviser”) and Apollo Investment Administration, LLC, a Delaware limited liability company (the “Administrator” and, together with the Company and the Adviser, the “Apollo Entities”), address you as underwriters and as the representatives (the “Representatives”) of each of the several underwriters named in Schedule II hereto (the “Underwriters”). The Company proposes to sell to the several Underwriters the principal amount of its securities identified in Schedule II hereto (the “Securities”), to be issued under an indenture (the “Base Indenture”) dated as of October 9, 2012, between the Company and U.S. Bank National Association, as trustee (the “Trustee”), as supplemented by the first supplemental indenture (the “First Supplemental Indenture”) dated as of October 9, 2012 between the Company and the Trustee, the second supplemen
SOLAR CAPITAL LTD. UNDERWRITING AGREEMENTUnderwriting Agreement • November 22nd, 2017 • Solar Capital Ltd. • New York
The undersigned, Solar Capital Ltd., a Maryland corporation (the “Company”), Solar Capital Partners, LLC, a Delaware limited liability company (the “Adviser”) and Solar Capital Management, LLC, a Delaware limited liability company (the “Administrator”), address you as underwriters and as the representatives (the “Representatives”) of each of the several underwriters named in Schedule I hereto (the “Underwriters”). The Company proposes to issue and sell to the several Underwriters the aggregate principal amount of its debt securities set forth in Schedule I hereto (the “Securities”), to be issued under an indenture (the “Base Indenture”), dated as of November 16, 2012, between the Company and U.S. Bank National Association, as trustee (the “Trustee”), as supplemented by the second supplemental indenture, dated as of November 22, 2017, between the Company and the Trustee (the “Second Supplemental Indenture” and, together with the Base Indenture, the “Indenture”). Unless otherwise stated,
SOLAR SENIOR CAPITAL LTD. 4,000,000 Shares of Common Stock ($0.01 par value) UNDERWRITING AGREEMENTUnderwriting Agreement • September 9th, 2016 • Solar Senior Capital Ltd. • New York
The undersigned, Solar Senior Capital Ltd., a Maryland corporation (the “Company”), Solar Capital Partners, LLC, a Delaware limited liability company (the “Adviser”) and Solar Capital Management, LLC, a Delaware limited liability company (the “Administrator”), address you as underwriters and as the representatives (the “Representatives”) of each of the several underwriters named in Schedule II hereto (the “Underwriters”). The Company proposes to issue and sell to the several Underwriters the number of shares of common stock, par value $0.01 per share (the “Common Stock”) of the Company set forth in Schedule I hereto (said shares to be issued and sold by the Company being hereinafter called the “Underwritten Securities”). The Company also proposes to grant to the Underwriters an option to purchase up to the number of additional shares of Common Stock set forth in Schedule I hereto (the “Option Securities”; the Option Securities, together with the Underwritten Securities, being hereinaft
APOLLO INVESTMENT CORPORATION UNDERWRITING AGREEMENTUnderwriting Agreement • March 3rd, 2015 • Apollo Investment Corp • New York
The undersigned, Apollo Investment Corporation, a Maryland corporation (the “Company”), Apollo Investment Management, L.P., a Delaware limited partnership (the “Adviser”) and Apollo Investment Administration, LLC, a Delaware limited liability company (the “Administrator”), address you as underwriters and as the representatives (the “Representatives”) of each of the several underwriters named in Schedule II hereto (the “Underwriters”). The Company proposes to sell to the several Underwriters the principal amount of its securities identified in Schedule II hereto (the “Securities”), to be issued under an indenture (the “Base Indenture”) dated as of October 9, 2012, between the Company and U.S. Bank National Association, as trustee (the “Trustee”), as supplemented by the first supplemental indenture (the “First Supplemental Indenture”) dated as of October 9, 2012 between the Company and the Trustee, the second supplemental indenture (the “Second Supplemental Indenture”) dated as of June 1
APOLLO INVESTMENT CORPORATION 12,000,000 Shares of Common Stock ($0.001 par value) UNDERWRITING AGREEMENTUnderwriting Agreement • February 28th, 2014 • Apollo Investment Corp • New York
The undersigned, Apollo Investment Corporation, a Maryland corporation (the “Company”), Apollo Investment Management, L.P., a Delaware limited partnership (the “Adviser”), and Apollo Investment Administration, LLC, a Delaware limited liability company (the “Administrator”), address you as underwriters and as the representatives (the “Representatives”) of each of the several underwriters named in Schedule II hereto (the “Underwriters”). The Company proposes to issue and sell to the several Underwriters the number of shares of its common stock, par value $.001 per share (the “Common Stock”) set forth in Schedule I hereto (said shares to be issued and sold by the Company being hereinafter called the “Underwritten Securities”). The Company also proposes to grant to the Underwriters an option to purchase up to the number of additional shares of Common Stock set forth in Schedule I hereto (the “Option Securities”; the Option Securities, together with the Underwritten Securities, being herein
APOLLO INVESTMENT CORPORATION UNDERWRITING AGREEMENTUnderwriting Agreement • June 17th, 2013 • Apollo Investment Corp • New York
The undersigned, Apollo Investment Corporation, a Maryland corporation (the “Company”) and Apollo Investment Management, L.P., a Delaware limited partnership (the “Adviser”) address you as underwriters and as the representatives (the “Representatives”) of each of the several underwriters named in Schedule II hereto (the “Underwriters”). The Company proposes to sell to the several Underwriters the principal amount of its securities identified in Schedule II hereto (the “Firm Securities”), to be issued under an indenture (the “Base Indenture”) dated as of October 9, 2012, between the Company and U.S. Bank National Association, as trustee (the “Trustee”), as supplemented by the first supplemental indenture (the “First Supplemental Indenture”) dated as of October 9, 2012 between the Company and the Trustee and as supplemented by the second supplemental indenture to be dated as of June 17, 2013 between the Company and the Trustee (the “Second Supplemental Indenture” and, together with the B
APOLLO INVESTMENT CORPORATION 19,000,000 Shares of Common Stock ($0.001 par value) UNDERWRITING AGREEMENTUnderwriting Agreement • May 17th, 2013 • Apollo Investment Corp • New York
The undersigned, Apollo Investment Corporation, a Maryland corporation (the “Company”), and Apollo Investment Management, L.P., a Delaware limited partnership (the “Adviser”), address you as underwriters and as the representatives (the “Representatives”) of each of the several underwriters named in Schedule II hereto (the “Underwriters”). The Company proposes to issue and sell to the several Underwriters the number of shares of its common stock, par value $.001 per share (the “Common Stock”) set forth in Schedule I hereto (said shares to be issued and sold by the Company being hereinafter called the “Underwritten Securities”). The Company also proposes to grant to the Underwriters an option to purchase up to the number of additional shares of Common Stock set forth in Schedule I hereto to cover over-allotments (the “Option Securities”; the Option Securities, together with the Underwritten Securities, being hereinafter called the “Securities”). To the extent there are no additional Unde
0.01 par value) UNDERWRITING AGREEMENTUnderwriting Agreement • January 16th, 2013 • Solar Senior Capital Ltd. • New York
The undersigned, Solar Senior Capital Ltd., a Maryland corporation (the “Company”), Solar Capital Partners, LLC, a Delaware limited liability company (the “Adviser”) and Solar Capital Management, LLC, a Delaware limited liability company (the “Administrator”), address you as underwriters and as the representatives (the “Representatives”) of each of the several underwriters named in Schedule II hereto (the “Underwriters”). The Company proposes to issue and sell to the several Underwriters the number of shares of common stock, par value $0.01 per share (the “Common Stock”) of the Company set forth in Schedule I hereto (said shares to be issued and sold by the Company being hereinafter called the “Underwritten Securities”). The Company also proposes to grant to the Underwriters an option to purchase up to the number of additional shares of Common Stock set forth in Schedule I hereto to cover over-allotments (the “Option Securities”; the Option Securities, together with the Underwritten Se
SOLAR CAPITAL LTD. 6,000,000 Shares of Common Stock1 ($0.01 par value) UNDERWRITING AGREEMENTUnderwriting Agreement • January 9th, 2013 • Solar Capital Ltd. • New York
The undersigned, Solar Capital Ltd., a Maryland corporation (the “Company”), Solar Capital Partners, LLC, a Delaware limited liability company (the “Adviser”) and Solar Capital Management, LLC, a Delaware limited liability company (the “Administrator”), address you as underwriters and as the representatives (the “Representatives”) of each of the several underwriters named in Schedule II hereto (the “Underwriters”). The Company proposes to issue and sell to the several Underwriters the number of shares of common stock, par value $0.01 per share (the “Common Stock”) of the Company set forth in Schedule I hereto (said shares to be issued and sold by the Company being hereinafter called the “Underwritten Securities”). The Company also proposes to grant to the Underwriters an option to purchase up to the number of additional shares of Common Stock set forth in Schedule I hereto to cover over-allotments (the “Option Securities”; the Option Securities, together with the Underwritten
SOLAR CAPITAL LTD. UNDERWRITING AGREEMENTUnderwriting Agreement • November 16th, 2012 • Solar Capital Ltd. • New York
The undersigned, Solar Capital Ltd., a Maryland corporation (the “Company”), Solar Capital Partners, LLC, a Delaware limited liability company (the “Adviser”) and Solar Capital Management, LLC, a Delaware limited liability company (the “Administrator”), address you as underwriters and as the representatives (the “Representatives”) of each of the several underwriters named in Schedule I hereto (the “Underwriters”). The Company proposes to issue and sell to the several Underwriters the principal amount of its debt securities set forth in Schedule I hereto (the “Securities”), to be issued under an indenture (the “Base Indenture”) to be dated as of November 16, 2012, between the Company and U.S. Bank National Association, as trustee (the “Trustee”), as supplemented by the first supplemental indenture to be dated as of November 16, 2012, between the Company and the Trustee (the “Supplemental Indenture” and, together with the Base Indenture, the “Indenture”). Unless otherwise stated, the ter
APOLLO INVESTMENT CORPORATION UNDERWRITING AGREEMENTUnderwriting Agreement • October 9th, 2012 • Apollo Investment Corp • New York
The undersigned, Apollo Investment Corporation, a Maryland corporation (the “Company”) and Apollo Investment Management, L.P., a Delaware limited partnership (the “Adviser”) address you as underwriters and as the representatives (the “Representatives”) of each of the several underwriters named in Schedule II hereto (the “Underwriters”). The Company proposes to sell to the several Underwriters the principal amount of its securities identified in Schedule II hereto (the “Securities”), to be issued under an indenture (the “Base Indenture”) to be dated as of October 9, 2012, between the Company and U.S. Bank National Association, as trustee (the “Trustee”), as supplemented by the first supplemental indenture to be dated as of October 9, 2012 between the Company and the Trustee (the “Supplemental Indenture” and, together with the Base Indenture, the “Indenture”). To the extent there are no additional Underwriters listed on Schedule II other than you, the term Representatives as used herein
FORM OF UNDERWRITING AGREEMENT] SOLAR SENIOR CAPITAL LTD. Shares of Common Stock ($0.01 par value) UNDERWRITING AGREEMENTUnderwriting Agreement • May 11th, 2012 • Solar Senior Capital Ltd. • New York
The Company is a party to an Investment Advisory and Management Agreement with the Adviser (the “Investment Advisory Agreement”) and an Administration Agreement with the Administrator (the “Administration Agreement”), in each case effective as of February 24, 2011. The Company has also entered into a Trademark License Agreement with the Adviser, dated as of February 24, 2011 (the “License Agreement”). Collectively, the Investment Advisory Agreement, Administration Agreement and License Agreement are herein referred to as the “Company Agreements.” In addition, the Company has adopted a dividend reinvestment plan (the “Dividend Reinvestment Plan”) pursuant to which holders of Common Stock shall have their dividends automatically reinvested in additional shares of Common Stock unless they elect to receive such dividends in cash.
FORM OF UNDERWRITING AGREEMENT] SOLAR CAPITAL LTD. Shares of Common Stock ($0.01 par value) UNDERWRITING AGREEMENTUnderwriting Agreement • July 6th, 2011 • Solar Capital Ltd. • New York
The undersigned, Solar Capital Ltd., a Maryland corporation (the “Company”), Solar Capital Partners, LLC, a Delaware limited liability company (the “Adviser”) and Solar Capital Management, LLC, a Delaware limited liability company (the “Administrator”), address you as underwriters and as the representatives (the “Representatives”) of each of the several underwriters named in Schedule II hereto (the “Underwriters”). The Company proposes to sell to the Underwriters the number of shares of common stock, par value $0.01 per share (the “Common Stock”) of the Company set forth in Schedule I hereto (said shares to be issued and sold by the Company being hereinafter called the “Underwritten Securities”). The Company also proposes to grant to the Underwriters an option to purchase up to the number of additional shares of Common Stock set forth in Schedule I hereto to cover over-allotments (the “Option Securities”; the Option Securities, together with the Underwritten Securities, being hereinaft
Form of Underwriting Agreement] SOLAR SENIOR CAPITAL LTD. [ ] Shares of Common Stock ($0.01 par value) UNDERWRITING AGREEMENTUnderwriting Agreement • February 14th, 2011 • Solar Senior Capital Ltd. • New York
The undersigned, Solar Senior Capital Ltd., a Maryland corporation (the “Company”), Solar Capital Partners, LLC, a Delaware limited liability company (the “Adviser”) and Solar Capital Management, LLC, a Delaware limited liability company (the “Administrator”), address you as underwriters and as the representatives (the “Representatives”) of each of the several underwriters named in Schedule II hereto (the “Underwriters”). The Company proposes to sell to the Underwriters the number of shares of its common stock, par value $0.01 per share (the “Common Stock”) set forth in Schedule I hereto (said shares to be issued and sold by the Company being hereinafter called the “Underwritten Securities”). The Company also proposes to grant to the Underwriters an option to purchase up to the number of additional shares of Common Stock set forth in Schedule I hereto to cover over-allotments, if any (the “Option Securities”; the Option Securities, together with the Underwritten Securities, being herei
0.01 par value) UNDERWRITING AGREEMENTUnderwriting Agreement • November 8th, 2010 • Solar Capital Ltd. • New York
0.01 par value) UNDERWRITING AGREEMENTUnderwriting Agreement • May 17th, 2010 • Solar Capital Ltd. • New York
The undersigned, Solar Capital Ltd., a Maryland corporation (the “Company”), Solar Capital Partners, LLC, a Delaware limited liability company (the “Adviser”) and Solar Capital Management, LLC, a Delaware limited liability company (the “Administrator”), as well as the persons named in Schedule V hereto (the “Selling Stockholders”), address you as underwriters and as the representatives (the “Representatives”) of each of the several underwriters named in Schedule II hereto (the “Underwriters”). The Selling Stockholders propose to sell to the Underwriters the number of shares of common stock, par value $0.01 per share (the “Common Stock”) of the Company set forth in Schedule I hereto (said shares to be sold by the Selling Stockholders being hereinafter called the “Underwritten Securities”). The Selling Stockholders also propose to grant to the Underwriters an option to purchase up to the number of additional shares of Common Stock set forth in Schedule I hereto to cover
APOLLO INVESTMENT CORPORATION 15,000,000 Shares of Common Stock ($0.001 par value) UNDERWRITING AGREEMENTUnderwriting Agreement • April 29th, 2010 • Apollo Investment Corp • New York
The undersigned, Apollo Investment Corporation, a Maryland corporation (the “Company”) and Apollo Investment Management, L.P., a Delaware limited partnership (the “Adviser”), address you as underwriters and as the representatives (the “Representatives”) of each of the several underwriters named in Schedule II hereto (the “Underwriters”). The Company proposes to sell to the Underwriters the number of shares of its common stock, par value $.001 per share (the “Common Stock”) set forth in Schedule I hereto (said shares to be issued and sold by the Company being hereinafter called the “Underwritten Securities”). The Company also proposes to grant to the Underwriters an option to purchase up to the number of additional shares of Common Stock set forth in Schedule I hereto to cover over-allotments (the “Option Securities”; the Option Securities, together with the Underwritten Securities, being hereinafter called the “Securities”). To the extent there are no additional Underwriters listed on
SOLAR CAPITAL LTD. [ ] Shares of Common Stock ($0.01 par value) UNDERWRITING AGREEMENTUnderwriting Agreement • February 9th, 2010 • Solar Capital Ltd. • New York
The undersigned, Solar Capital Ltd., a Maryland corporation (the “Company”), Solar Capital Partners, LLC, a Delaware limited liability company (the “Adviser”) and Solar Capital Management, LLC, a Delaware limited liability company (the “Administrator”), address you as underwriters and as the representatives (the “Representatives”) of each of the several underwriters named in Schedule II hereto (the “Underwriters”). The Company proposes to sell to the Underwriters the number of shares of its common stock, par value $0.01 per share (the “Common Stock”) set forth in Schedule I hereto (said shares to be issued and sold by the Company being hereinafter called the “Underwritten Securities”). The Company also proposes to grant to the Underwriters an option to purchase up to the number of additional shares of Common Stock set forth in Schedule I hereto to cover over-allotments (the “Option Securities”; the Option Securities, together with the Underwritten Securities, being hereinafter called t
APOLLO INVESTMENT CORPORATION 10,000,000 Shares of Common Stock ($0.001 par value) UNDERWRITING AGREEMENTUnderwriting Agreement • December 11th, 2009 • Apollo Investment Corp • New York
The undersigned, Apollo Investment Corporation, a Maryland corporation (the “Company”) and Apollo Investment Management, L.P., a Delaware limited partnership (the “Adviser”), address you as underwriters and as the representatives (the “Representatives”) of each of the several underwriters named in Schedule II hereto (the “Underwriters”). The Company proposes to sell to the Underwriters the number of shares of its common stock, par value $.001 per share (the “Common Stock”) set forth in Schedule I hereto (said shares to be issued and sold by the Company being hereinafter called the “Underwritten Securities”). The Company also proposes to grant to the Underwriters an option to purchase up to the number of additional shares of Common Stock set forth in Schedule I hereto to cover over-allotments (the “Option Securities”; the Option Securities, together with the Underwritten Securities, being hereinafter called the “Securities”). To the extent there are no additional Underwriters listed on
APOLLO INVESTMENT CORPORATION 18,000,000 Shares of Common Stock ($0.001 par value) UNDERWRITING AGREEMENTUnderwriting Agreement • August 14th, 2009 • Apollo Investment Corp • New York
The undersigned, Apollo Investment Corporation, a Maryland corporation (the “Company”) and Apollo Investment Management, L.P., a Delaware limited partnership (the “Adviser”), address you as underwriters and as the representatives (the “Representatives”) of each of the several underwriters named in Schedule II hereto (the “Underwriters”). The Company proposes to sell to the Underwriters the number of shares of its common stock, par value $.001 per share (the “Common Stock”) set forth in Schedule I hereto (said shares to be issued and sold by the Company being hereinafter called the “Underwritten Securities”). The Company also proposes to grant to the Underwriters an option to purchase up to the number of additional shares of Common Stock set forth in Schedule I hereto to cover over-allotments (the “Option Securities”; the Option Securities, together with the Underwritten Securities, being hereinafter called the “Securities”). To the extent there are no additional Underwriters listed on
APOLLO INVESTMENT CORPORATION Shares of Common Stock ($ par value) UNDERWRITING AGREEMENTUnderwriting Agreement • September 14th, 2007 • Apollo Investment Corp • New York
The Company has entered into an Investment Advisory and Management Agreement with the Adviser dated as of March 25, 2004, as supplemented as of the date hereof (the “Investment Advisory Agreement”). The Company has entered into an administration agreement with Apollo Investment Administration, LLC, a Delaware limited liability company (the “Administrator”), dated as of March 25, 2004 (the “Administration Agreement”). Collectively, the Investment Advisory Agreement and the Administration Agreement are herein referred to as the “Company Agreements.” In addition, the Company has adopted a dividend reinvestment plan (the “Dividend Reinvestment Plan”) pursuant to which holders of common stock of the Company have their dividends automatically reinvested in additional shares of common stock of the Company unless they elect to receive such dividends in cash.
