RECITALSTrademark License Agreement • August 11th, 2004 • Apollo Investment Corp • New York
AMENDED AND RESTATED SENIOR SECURED REVOLVING CREDIT AGREEMENT dated as of November 19, 2018 between APOLLO INVESTMENT CORPORATION The LENDERS Party Hereto JPMORGAN CHASE BANK, N.A. as Administrative Agent SUNTRUST BANK BANK OF MONTREAL as Syndication...Senior Secured Revolving Credit Agreement • November 20th, 2018 • Apollo Investment Corp • New York
COLLATERAL MANAGEMENT AGREEMENT dated as of November 2, 2023 by and between MFIC BETHESDA CLO 1 LLC, as Issuer and MIDCAP FINANCIAL INVESTMENT CORPORATION, as Collateral ManagerCollateral Management Agreement • November 3rd, 2023 • MidCap Financial Investment Corp • New York
THIS COLLATERAL MANAGEMENT AGREEMENT (as amended, supplemented or otherwise modified from time to time, this “Agreement”), dated as of November 2, 2023, is entered into by and between MFIC BETHESDA CLO 1 LLC, a limited liability company formed under the laws of the State of Delaware (the “Issuer”) and MIDCAP FINANCIAL INVESTMENT CORPORATION, a corporation incorporated under the laws of the State of Maryland, as collateral manager (together with its successors and permitted assigns, “MFIC” and the “Collateral Manager”).
INDENTURE by and among MFIC BETHESDA CLO 1 LLC, Issuer and DEUTSCHE BANK NATIONAL TRUST COMPANY, Trustee Dated as of November 2, 2023Indenture • November 3rd, 2023 • MidCap Financial Investment Corp • New York
INDENTURE, dated as of November 2, 2023, between MFIC BETHESDA CLO 1 LLC, a limited liability company formed under the laws of the State of Delaware (the “Issuer”) and DEUTSCHE BANK NATIONAL TRUST COMPANY, as trustee (herein, together with its permitted successors and assigns in the trusts hereunder, the “Trustee”).
MIDCAP FINANCIAL INVESTMENT CORPORATIONUnderwriting Agreement • December 13th, 2023 • MidCap Financial Investment Corp • New York
The undersigned, MidCap Financial Investment Corporation, a Maryland corporation (the “Company”), Apollo Investment Management, L.P., a Delaware limited partnership (the “Adviser”) and Apollo Investment Administration, LLC, a Delaware limited liability company (the “Administrator” and, together with the Company and the Adviser, the “Apollo Entities”), address you as underwriters and as the Representatives of each of the several underwriters named in Schedule II hereto (the “Underwriters”). The Company proposes to sell to the several Underwriters the principal amount of its securities identified in Schedule II hereto (the “Firm Securities”), to be issued under an indenture (the “Base Indenture”) dated as of October 9, 2012, between the Company and U.S. Bank National Association, as trustee (the “Trustee”), as supplemented by the first supplemental indenture (the “First Supplemental Indenture”) dated as of October 9, 2012 between the Company and the Trustee, the second supplemental inden
MIDCAP FINANCIAL INVESTMENT CORPORATION (a Maryland corporation) Common Stock, Par Value $0.001 Per Share EQUITY DISTRIBUTION AGREEMENTEquity Distribution Agreement • August 13th, 2024 • MidCap Financial Investment Corp • New York
MidCap Financial Investment Corporation, a Maryland corporation (the “Company”), Apollo Investment Management, L.P., a Delaware limited partnership (the “Adviser”), and Apollo Investment Administration, LLC, a Delaware limited liability company (the “Administrator”), each confirms its agreement with [ ] (the “Sales Agent”) with respect to the sale by the Company of shares of common stock, par value $0.001 per share, of the Company (“Common Stock”), having an aggregate offering price of up to $200 million (the “Agreement”). The shares of Common Stock to be sold by the Sales Agent are herein called, collectively, the “Securities.” The Company, the Adviser and the Administrator have also entered into an agreement (the “Sales Agreement”) in substantially similar form to this Agreement, dated of even date herewith, with [ ] (the “Other Agent”). The aggregate amount of Securities that may be sold collectively pursuant to this Agreement and the Sales Agreement shall not exceed the lesser of $
SECOND AMENDED AND RESTATED ADMINISTRATION AGREEMENTAdministration Agreement • May 18th, 2018 • Apollo Investment Corp • New York
SECOND AMENDED AND RESTATED ADMINISTRATION AGREEMENT (this “Agreement”) made as of May 17, 2018 by and between Apollo Investment Corporation, a Maryland corporation (hereinafter referred to as the “Corporation”), and Apollo Investment Administration, LLC, a Delaware limited liability company, (hereinafter referred to as the “Administrator”).
INVESTMENT ADVISORY MANAGEMENT AGREEMENT BETWEEN APOLLO INVESTMENT CORPORATION AND APOLLO INVESTMENT MANAGEMENT L.P.Investment Advisory Management Agreement • April 1st, 2004 • Apollo Investment Corp • New York
Agreement made this [X] day of March 2004, by and between APOLLO INVESTMENT CORPORATION, a Maryland corporation (the “Corporation”), and APOLLO INVESTMENT MANAGEMENT L.P., a Delaware limited partnership (the “Adviser”).
Apollo Investment Corporation Up to 16,000,000 Shares of Common Stock (par value $0.001 per share) EQUITY DISTRIBUTION AGREEMENTEquity Distribution Agreement • September 12th, 2014 • Apollo Investment Corp • New York
Apollo Investment Corporation, a Maryland corporation (the “Company”), Apollo Investment Management, L.P., a Delaware limited partnership (the “Adviser”), and Apollo Investment Administration, LLC, a Delaware limited liability company (the “Administrator”), confirm their agreement (this “Agreement”) with Merrill Lynch, Pierce, Fenner & Smith Incorporated (the “Manager”), as follows:
FOURTH AMENDED AND RESTATED INVESTMENT ADVISORY MANAGEMENT AGREEMENT BETWEEN APOLLO INVESTMENT CORPORATION AND APOLLO INVESTMENT MANAGEMENT, L.P.Investment Advisory Management Agreement • February 21st, 2023 • MidCap Financial Investment Corp • New York
Fourth Amended and Restated Agreement made this 1st day of August 2022, by and between APOLLO INVESTMENT CORPORATION, a Maryland corporation (the “Corporation”), and APOLLO INVESTMENT MANAGEMENT L.P., a Delaware limited partnership (the “Adviser”).
THIRD AMENDED AND RESTATED INVESTMENT ADVISORY MANAGEMENT AGREEMENT BETWEEN APOLLO INVESTMENT CORPORATION AND APOLLO INVESTMENT MANAGEMENT, L.P.Investment Advisory Management Agreement • August 10th, 2018 • Apollo Investment Corp • New York
Third Amended and Restated Agreement made this 8th day of August 2018, by and between APOLLO INVESTMENT CORPORATION, a Maryland corporation (the “Corporation”), and APOLLO INVESTMENT MANAGEMENT L.P., a Delaware limited partnership (the “Adviser”).
APOLLO INVESTMENT CORPORATION (a Maryland Corporation) [Title of Securities] TERMS AGREEMENTTerms Agreement • June 20th, 2005 • Apollo Investment Corp • New York
AGREEMENT AND PLAN OF MERGER among MIDCAP FINANCIAL INVESTMENT CORPORATION, AIF MERGER SUB, INC., APOLLO TACTICAL INCOME FUND INC. and APOLLO INVESTMENT MANAGEMENT, L.P. (for the limited purposes set forth herein) Dated as of November 7, 2023Merger Agreement • November 7th, 2023 • MidCap Financial Investment Corp • Maryland
This AGREEMENT AND PLAN OF MERGER, dated as of November 7, 2023 (this “Agreement”), is made by and among MidCap Financial Investment Corporation, a Maryland corporation (the “Acquiror”), AIF Merger Sub, Inc., a Maryland corporation and a wholly-owned direct Consolidated Subsidiary of the Acquiror (“Merger Sub”), Apollo Tactical Income Fund Inc., a Maryland corporation (the “Company”), and, solely for purposes of Article V, Section 7.17, Section 8.3 and Article XI, Apollo Investment Management, L.P., a Delaware limited partnership and the investment adviser to the Acquiror (the “Acquiror Adviser”).
MASTER LOAN SALE AGREEMENT among MIDCAP FINANCIAL INVESTMENT CORPORATION, as the Transferor, MFIC BETHESDA CLO 1 DEPOSITOR LLC, as the U.S. Retention Holder, and MFIC BETHESDA CLO 1 LLC, as the Issuer Dated as of November 2, 2023Master Loan Sale Agreement • November 3rd, 2023 • MidCap Financial Investment Corp • New York
THIS MASTER LOAN SALE AGREEMENT, dated as of November 2, 2023 (as amended, modified, restated, or supplemented from time to time, this “Agreement”), is made by and among MIDCAP FINANCIAL INVESTMENT CORPORATION, a corporation incorporated under the laws of the state of Maryland (in its capacity as transferor under this Agreement, together with its successors and assigns in such capacity, the “Transferor”), MFIC BETHESDA CLO 1 DEPOSITOR LLC, a limited liability company formed under the laws of the state of Delaware (together with its successors and assigns in such capacity, the “U.S. Retention Holder”), and MFIC BETHESDA CLO 1 LLC, a limited liability company formed under the laws of the state of Delaware (together with its successors and assigns in such capacity, the “Issuer”).
TRADEMARK LICENSE AGREEMENTTrademark License Agreement • April 1st, 2004 • Apollo Investment Corp • New York
This TRADEMARK LICENSE AGREEMENT (this “Agreement”) is made and effective as of March [x], 2004 (the “Effective Date”) by and between Apollo Management, L.P. (the “Licensor”), and Apollo Investment Corporation, a corporation organized under the laws of the State of Maryland (“Corporation”) (each a “party,” and collectively, the “parties”).
JOINT FIDELITY BOND AGREEMENT AS AMENDED AND RESTATEDJoint Fidelity Bond Agreement • April 22nd, 2022 • Apollo Investment Corp • New York
This JOINT FIDELITY BOND AGREEMENT as amended and restated is dated as of March 13, 2009 by and between Apollo Investment Corporation (the “Corporation”), a Maryland corporation, Apollo Investment Management, L.P. (the “Adviser”), a Delaware limited partnership, and Apollo Investment Administration, LLC (the “Administrator”), a Delaware limited liability company.
] Shares Common Stock ($.001 Par Value Per Share) UNDERWRITING AGREEMENTUnderwriting Agreement • April 1st, 2004 • Apollo Investment Corp • New York
Apollo Investment Corporation, a Maryland corporation (the “Company”), proposes to issue and sell an aggregate of shares (the “Firm Shares”) of Common Stock, $.001 par value per share (the “Common Stock”), of the Company. It is understood that, subject to the conditions hereinafter stated, the Firm Shares will be sold by the Company to the several Underwriters named in Schedule A hereto (the “Underwriters”) in connection with the offer and sale of such Firm Shares. UBS Securities LLC, Citigroup Global Markets Inc. and J.P. Morgan Securities Inc. shall act as joint book-running managers (the “Joint Book-Running Managers”).
LETTER AGREEMENTLetter Agreement • January 17th, 2024 • MidCap Financial Investment Corp
Reference is made to that certain Agreement and Plan of Merger, dated as of November 7, 2023, by and among MidCap Financial Investment Corporation, a Maryland corporation, Apollo Senior Floating Rate Fund Inc., a Maryland corporation (“AFT”), AFT Merger Sub, Inc., a Maryland corporation, and Apollo Investment Management, L.P., a Delaware limited partnership (“AIM”) (the “Merger Agreement”). Capitalized terms used but not defined herein shall have the respective meanings ascribed to such terms in the Merger Agreement.
LETTER AGREEMENTLetter Agreement • January 17th, 2024 • MidCap Financial Investment Corp
Reference is made to (i) that certain Agreement and Plan of Merger, dated as of November 7, 2023, by and among MidCap Financial Investment Corporation, a Maryland corporation (“MFIC”), Apollo Senior Floating Rate Fund Inc., a Maryland corporation, AFT Merger Sub, Inc., a Maryland corporation, and Apollo Investment Management, L.P., a Delaware limited partnership and the investment adviser to MFIC (“AIM”) (the “AFT Merger Agreement”), and (ii) that certain Agreement and Plan of Merger, dated as of November 7, 2023, by and among MFIC, Apollo Tactical Income Fund Inc., a Maryland corporation, AIF Merger Sub, Inc., a Maryland corporation, and AIM (the “AIF Merger Agreement” and, together with the AFT Merger Agreement, the “Merger Agreements”).
SHARE SUBSCRIPTION AGREEMENT by and between APOLLO INVESTMENT CORPORATION and MFIC HOLDINGS, LP Dated as of August 2, 2022Share Subscription Agreement • August 2nd, 2022 • Apollo Investment Corp • New York
SHARE SUBSCRIPTION AGREEMENT dated as of August 2, 2022 (this “Agreement”) between Apollo Investment Corporation, a Maryland corporation (the “Company”), and MFIC Holdings, LP, a Cayman Islands limited partnership the (“Purchaser”).
LETTER AGREEMENTLetter Agreement • January 17th, 2024 • MidCap Financial Investment Corp
Reference is made to that certain Agreement and Plan of Merger, dated as of November 7, 2023, by and among MidCap Financial Investment Corporation, a Maryland corporation, Apollo Tactical Income Fund Inc., a Maryland corporation (“AIF”), AIF Merger Sub, Inc., a Maryland corporation, and Apollo Investment Management, L.P., a Delaware limited partnership (“AIM”) (the “Merger Agreement”). Capitalized terms used but not defined herein shall have the respective meanings ascribed to such terms in the Merger Agreement.
AMENDMENT NO. 1Amended and Restated Senior Secured Revolving Credit Agreement • December 23rd, 2009 • Apollo Investment Corp • New York
AMENDED AND RESTATED SENIOR SECURED REVOLVING CREDIT AGREEMENT dated as of March 31, 2006, between APOLLO INVESTMENT CORPORATION, the LENDERS party hereto, and JPMORGAN CHASE BANK, N.A., as Administrative Agent.
FEE OFFSET AGREEMENT APOLLO INVESTMENT CORPORATIONFee Offset Agreement • February 6th, 2019 • Apollo Investment Corp • New York
THIS AGREEMENT is hereby made as of January 16, 2019 (the “Agreement”) between Apollo Investment Corporation, a Maryland corporation (the “Company”), and Apollo Investment Management, L.P., a Delaware limited partnership (the “Adviser”).
AMENDED AND RESTATED INVESTMENT ADVISORY MANAGEMENT AGREEMENT BETWEEN APOLLO INVESTMENT CORPORATION AND APOLLO INVESTMENT MANAGEMENT, L.P.Investment Advisory Management Agreement • May 26th, 2010 • Apollo Investment Corp • New York
Amended and Restated Agreement made this 18th day of March 2010, by and between APOLLO INVESTMENT CORPORATION, a Maryland corporation (the “Corporation”), and APOLLO INVESTMENT MANAGEMENT L.P., a Delaware limited partnership (the “Adviser”).
Simpson Thacher & Bartlett LLP WASHINGTON, D.C. 20001 TELEPHONE: +1-202-636-5500 FACSIMILE: +1-202-636-5502Underwriting Agreement • December 13th, 2023 • MidCap Financial Investment Corp
Wells Fargo Securities, LLC and the other several Underwriters named in Schedule II of the Underwriting Agreement as defined below
AMENDED AND RESTATED TRADEMARK LICENSE AGREEMENTTrademark License Agreement • May 23rd, 2012 • Apollo Investment Corp • New York
This AMENDED AND RESTATED TRADEMARK LICENSE AGREEMENT (this “Agreement”), is entered into as of May 14, 2012 (the “Effective Date”), by and between Apollo Management Holdings, L.P., a Delaware limited partnership, having a principal place of business at 9 West 57th Street, New York, NY 10019 (“Licensor”), and Apollo Investment Corporation, a Maryland corporation, with offices at 9 West 57th Street, New York, NY 10019 (“Licensee” and, together with Licensor, each a “Party” and, collectively, the “Parties”).
Dated as of November 2, 2023 MFIC Bethesda CLO 1 LLC PURCHASE AND PLACEMENT AGENCY AGREEMENTPurchase and Placement Agency Agreement • November 3rd, 2023 • MidCap Financial Investment Corp • New York
TRADEMARK LICENSE AGREEMENTTrademark License Agreement • August 2nd, 2022 • Apollo Investment Corp • New York
This TRADEMARK LICENSE AGREEMENT (this “Agreement”), is entered into as of August 2, 2022 (the “Effective Date”), by and between Apollo Capital Management, L.P., a Delaware limited partnership, having a principal place of business at 9 West 57th Street, New York, NY 10019 (“Licensor”), and Apollo Investment Corporation, a Maryland corporation, with offices at 9 West 57th Street, New York, NY 10019 (“Licensee” and, together with Licensor, each a “Party” and, collectively, the “Parties”).
GLOBAL CUSTODY AGREEMENT BETWEEN APOLLO INVESTMENT CORPORATION AND JPMORGAN CHASE BANK March 15, 2004Global Custody Agreement • April 1st, 2004 • Apollo Investment Corp • New York
This Agreement, dated as of March 15,_2004, is between JPMORGAN CHASE BANK (“Bank”), with a principal place of business at 270 Park Avenue, New York, N.Y. 10017; and APOLLO INVESTMENT CORPORATION (“Customer”) with a place of business at 1301 Avenue of the Americas, New York, N.Y. 10019.
AGREEMENT OF JOINT FILING (Miller Energy Resources, Inc.)Joint Filing Agreement • March 29th, 2016 • Apollo Investment Corp • Crude petroleum & natural gas
In accordance with Rule 13d-1(k) under the Securities Exchange Act of 1934, as amended, the undersigned hereby confirm the agreement by and among them to the joint filing on behalf of them of the Statement on Schedule 13D and any and all further amendments thereto, with respect to the securities of the above referenced issuer, and that this Agreement be included as an Exhibit to such filing. This Agreement may be executed in any number of counterparts each of which shall be deemed to be an original and all of which together shall be deemed to constitute one and the same Agreement.
SHAREHOLDERS AGREEMENT among MILLER ENERGY RESOURCES, INC. and THE SHAREHOLDERS PARTY HERETO dated as of March 29, 2016Shareholder Agreement • March 29th, 2016 • Apollo Investment Corp • Crude petroleum & natural gas • Tennessee
This SHAREHOLDERS AGREEMENT (this “Agreement”), dated as of March 29, 2016, is entered into among MILLER ENERGY RESOURCES, INC., a Tennessee corporation (the “Company”), the Initial Shareholders (as defined herein) and each other Person who after the date hereof acquires Common Stock of the Company and becomes a party to this Agreement by executing a Joinder Agreement (such Persons, collectively with the Initial Shareholders, the “Shareholders”).
TRANSFER AGENCY AND REGISTRAR SERVICES AGREEMENT by and between: APOLLO INVESTMENT CORPORATION and AMERICAN STOCK TRANSFER & TRUST COMPANY Dated: April , 2004Transfer Agency and Registrar Services Agreement • April 1st, 2004 • Apollo Investment Corp • New York
This Transfer Agency and Registrar Services Agreement (the “Agreement”), dated as of April , 2004 is between Apollo Investment Corporation, a Maryland corporation (the “Company”), and American Stock Transfer & Trust Company, a New York corporation (“AST”).
AMENDED AND RESTATED SENIOR SECURED REVOLVING CREDIT AGREEMENT dated as of March 31, 2006 between APOLLO INVESTMENT CORPORATION The LENDERS Party Hereto and JPMORGAN CHASE BANK, N.A. as Administrative Agent BANK OF AMERICA, N.A. CITICORP NORTH...Senior Secured Revolving Credit Agreement • April 4th, 2006 • Apollo Investment Corp • New York
AMENDED AND RESTATED SENIOR SECURED REVOLVING CREDIT AGREEMENT dated as of March 31, 2006, between APOLLO INVESTMENT CORPORATION, the LENDERS party hereto, and JPMORGAN CHASE BANK, N.A., as Administrative Agent.
