BGC PARTNERS, INC. UP TO $300,000,000 OF SHARES OF CLASS A COMMON STOCK CONTROLLED EQUITY OFFERINGSM SALES AGREEMENTSales Agreement • March 9th, 2018 • BGC Partners, Inc. • Security & commodity brokers, dealers, exchanges & services • New York
Contract Type FiledMarch 9th, 2018 Company Industry JurisdictionBGC PARTNERS, INC., a Delaware corporation (the “Company”), confirms its agreement (this “Agreement”) with CANTOR FITZGERALD & CO. (“CF&Co” and, together with the Company, the “Parties”), as follows:
BGC PARTNERS, INC. UP TO 20,000,000 SHARES CLASS A COMMON STOCK CONTROLLED EQUITY OFFERINGSM SALES AGREEMENTSales Agreement • April 13th, 2017 • BGC Partners, Inc. • Security & commodity brokers, dealers, exchanges & services • New York
Contract Type FiledApril 13th, 2017 Company Industry JurisdictionBGC PARTNERS, INC., a Delaware corporation (the “Company”), confirms its agreement (this “Agreement”) with CANTOR FITZGERALD & CO. (“CF&Co” and, together with the Company, the “Parties”), as follows:
SALES AGREEMENTSales Agreement • March 5th, 2012 • Hatteras Financial Corp • Real estate investment trusts • New York
Contract Type FiledMarch 5th, 2012 Company Industry JurisdictionThe Company and the Manager have also entered into a separate sales agreement (an “Alternative Sales Agreement”), dated as of even date herewith, with JMP Securities LLC (the “Alternative Agent”).
ANWORTH MORTGAGE ASSET CORPORATIONSales Agreement • May 27th, 2011 • Anworth Mortgage Asset Corp • Real estate investment trusts • New York
Contract Type FiledMay 27th, 2011 Company Industry JurisdictionANWORTH MORTGAGE ASSET CORPORATION, a Maryland real estate investment trust (the “Company”), confirms its agreement (this “Agreement”) with Cantor Fitzgerald & Co. (“CF&Co”), as follows:
SALES AGREEMENTSales Agreement • November 9th, 2010 • American Capital Agency Corp • Real estate investment trusts • New York
Contract Type FiledNovember 9th, 2010 Company Industry JurisdictionAMERICAN CAPITAL AGENCY CORP., a Delaware corporation (the “Company”), and American Capital Agency Management, LLC, a Delaware limited liability company and manager of the Company (the “Manager”), confirm their respective agreements (this “Agreement”) with Cantor Fitzgerald & Co. (“CF&Co”), as follows:
NATIONWIDE HEALTH PROPERTIES, INC. 5,000,000 SHARES OF COMMON STOCK CONTROLLED EQUITY OFFERINGSM SALES AGREEMENTSales Agreement • July 2nd, 2010 • Nationwide Health Properties Inc • Real estate investment trusts • New York
Contract Type FiledJuly 2nd, 2010 Company Industry JurisdictionNATIONWIDE HEALTH PROPERTIES, INC., a Maryland corporation (the “Company”), confirms its agreement (this “Agreement”) with Cantor Fitzgerald & Co. (“CF&Co”), as follows:
SALES AGREEMENTSales Agreement • June 2nd, 2010 • BGC Partners, Inc. • Security & commodity brokers, dealers, exchanges & services • New York
Contract Type FiledJune 2nd, 2010 Company Industry JurisdictionBGC PARTNERS, INC., a Delaware corporation (the “Company”), confirms its agreement (this “Agreement”) with Cantor Fitzgerald & Co. (“CF&Co” and, together with the Company, the “Parties”), as follows:
SALES AGREEMENTSales Agreement • October 9th, 2009 • Hatteras Financial Corp • Real estate investment trusts • New York
Contract Type FiledOctober 9th, 2009 Company Industry JurisdictionHATTERAS FINANCIAL CORP., a Maryland corporation (the “Company”), and ATLANTIC CAPITAL ADVISORS, LLC, a North Carolina limited liability company (the “Manager”), confirm their respective agreements (this “Agreement”) with Cantor Fitzgerald & Co. (“CF&Co”), as follows:
DYNEX CAPITAL, INC. 3,000,000 SHARES CONTROLLED EQUITY OFFERINGSM SALES AGREEMENTSales Agreement • March 16th, 2009 • Dynex Capital Inc • Real estate investment trusts • New York
Contract Type FiledMarch 16th, 2009 Company Industry JurisdictionDYNEX CAPITAL, INC., a Virginia corporation (the “Company”), confirms its agreement (this “Agreement”) with Cantor Fitzgerald & Co. (“CF&Co”), as follows:
ANWORTH MORTGAGE ASSET CORPORATIONSales Agreement • May 15th, 2008 • Anworth Mortgage Asset Corp • Real estate investment trusts • New York
Contract Type FiledMay 15th, 2008 Company Industry JurisdictionANWORTH MORTGAGE ASSET CORPORATION, a Maryland real estate investment trust (the “Company”), confirms its agreement (this “Agreement”) with Cantor Fitzgerald & Co. (“CF&Co”), as follows:
SALES AGREEMENTSales Agreement • December 14th, 2007 • Nationwide Health Properties Inc • Real estate investment trusts • New York
Contract Type FiledDecember 14th, 2007 Company Industry JurisdictionNATIONWIDE HEALTH PROPERTIES, INC., a Maryland corporation (the “Company”), confirms its agreement (this “Agreement”) with Cantor Fitzgerald & Co. (“CF&Co”), as follows:
ANWORTH MORTGAGE ASSET CORPORATIONSales Agreement • July 2nd, 2007 • Anworth Mortgage Asset Corp • Real estate investment trusts • New York
Contract Type FiledJuly 2nd, 2007 Company Industry JurisdictionANWORTH MORTGAGE ASSET CORPORATION, a Maryland real estate investment trust (the “Company”), confirms its agreement (this “Agreement”) with Cantor Fitzgerald & Co. (“CF&Co”), as follows:
STEMCELLS, INC. 10,000,000 SHARES CONTROLLED EQUITY OFFERINGSM SALES AGREEMENTSales Agreement • December 29th, 2006 • Stemcells Inc • Biological products, (no disgnostic substances) • New York
Contract Type FiledDecember 29th, 2006 Company Industry JurisdictionSTEMCELLS, INC., a Delaware corporation (the “Company”), confirms its agreement (this “Agreement”) with Cantor Fitzgerald & Co. (“CF&Co”), as follows:
NATIONWIDE HEALTH PROPERTIES, INC. 5,000,000 SHARES OF COMMON STOCK CONTROLLED EQUITY OFFERINGSM SALES AGREEMENTSales Agreement • January 17th, 2006 • Nationwide Health Properties Inc • Real estate investment trusts • New York
Contract Type FiledJanuary 17th, 2006 Company Industry JurisdictionNATIONWIDE HEALTH PROPERTIES, INC., a Maryland corporation (the “Company”), confirms its agreement (this “Agreement”) with Cantor Fitzgerald & Co. (“CF&Co”), as follows:
THORNBURG MORTGAGE, INC. 14,000,000 SHARES CONTROLLED EQUITY OFFERINGSM SALES AGREEMENTSales Agreement • July 22nd, 2005 • Thornburg Mortgage Inc • Real estate investment trusts • New York
Contract Type FiledJuly 22nd, 2005 Company Industry JurisdictionTHORNBURG MORTGAGE, INC., a Maryland corporation (the “Company”), confirms its agreement (this “Agreement”) with Cantor Fitzgerald & Co. (“CF&Co”), as follows: