FIBROBIOLOGICS, INC. and VStock Transfer LLC, as Warrant Agent Warrant Agency Agreement Dated as of ___________, 2024 WARRANT AGENCY AGREEMENTWarrant Agency Agreement • April 26th, 2024 • FibroBiologics, Inc. • Pharmaceutical preparations • New York
Contract Type FiledApril 26th, 2024 Company Industry JurisdictionWARRANT AGENCY AGREEMENT, dated as of __________, 2024 (“Agreement”), by and between FibroBiologics, Inc., a Delaware corporation (the “Company”), and VStock Transfer LLC, a New York limited liability trust company (“VStock” or the “Warrant Agent”).
Cyclacel Pharmaceuticals, Inc. and EQUINITI TRUST COMPANY, LLC as Warrant Agent Warrant Agency Agreement Dated as of _______, 2024 WARRANT AGENCY AGREEMENTWarrant Agency Agreement • April 19th, 2024 • Cyclacel Pharmaceuticals, Inc. • Pharmaceutical preparations • New York
Contract Type FiledApril 19th, 2024 Company Industry JurisdictionWARRANT AGENCY AGREEMENT, dated as of _______, 2024 (“Agreement”), between Cyclacel Pharmaceuticals, Inc., a Delaware corporation (the “Company”), and Equiniti Trust Company, LLC (the “Warrant Agent”).
CLEARSIGN TECHNOLOGIES CORPORATION and VStock Transfer, LLC, as Warrant Agent Warrant Agency Agreement Dated as of April ____, 2024 WARRANT AGENCY AGREEMENTWarrant Agency Agreement • April 19th, 2024 • ClearSign Technologies Corp • Industrial instruments for measurement, display, and control • New York
Contract Type FiledApril 19th, 2024 Company Industry JurisdictionWARRANT AGENCY AGREEMENT, dated as of April ___, 2024 (“Agreement”), by and between ClearSign Technologies Corporation, a Delaware corporation (the “Company”), and VStock Transfer, LLC, a New York limited liability trust company (“VStock” or the “Warrant Agent”).
CALIDI BIOTHERAPEUTICS, INC. and EQUINITI TRUST COMPANY, LLC (f/k/a AMERICAN STOCK TRANSFER & TRUST COMPANY, LLC) as Warrant Agent Warrant Agency Agreement Dated as of April __, 2024 WARRANT AGENCY AGREEMENTWarrant Agency Agreement • April 15th, 2024 • Calidi Biotherapeutics, Inc. • Biological products, (no disgnostic substances) • New York
Contract Type FiledApril 15th, 2024 Company Industry JurisdictionWARRANT AGENCY AGREEMENT, dated as of April __, 2024 (“Agreement”), between Calidi Biotherapeutics, Inc. , a Delaware corporation (the “Company”), and Equiniti Trust Company, LLC (f/k/a American Stock Transfer & Trust Company, LLC), a New York limited liability trust company (the “Warrant Agent”).
AMPLITECH GROUP, INC. and VSTOCK TRANSFER, LLC, as Warrant Agent Warrant Agency Agreement Dated as of February 14, 2024 WARRANT AGENCY AGREEMENTWarrant Agency Agreement • April 1st, 2024 • AmpliTech Group, Inc. • Communications equipment, nec • New York
Contract Type FiledApril 1st, 2024 Company Industry JurisdictionWARRANT AGENCY AGREEMENT, dated as of February 14, 2024 (“Agreement”), between AmpliTech Group, Inc., a corporation organized under the laws of the State of Nevada (the “Company”), and VStock Transfer, LLC, a California limited liability company (the “Warrant Agent”).
ACLARION, INC. and VSTOCK TRANSFER LLC, as Warrant Agent Warrant Agency Agreement Dated as of [***], 2024 WARRANT AGENCY AGREEMENTWarrant Agency Agreement • February 23rd, 2024 • Aclarion, Inc. • Services-medical laboratories • New York
Contract Type FiledFebruary 23rd, 2024 Company Industry JurisdictionWARRANT AGENCY AGREEMENT, dated as of [***], 2024 (“Agreement”), between Aclarion, Inc., a corporation organized under the laws of the State of Delaware (the “Company”), and VStock Transfer LLC (the “Warrant Agent”).
and Continental Stock Transfer & Trust Company, as Warrant Agent Warrant Agency Agreement Dated as of March 9, 2023 WARRANT AGENCY AGREEMENTWarrant Agency Agreement • February 21st, 2024 • U.S. GoldMining Inc. • Gold and silver ores • New York
Contract Type FiledFebruary 21st, 2024 Company Industry JurisdictionWARRANT AGENCY AGREEMENT, dated as of March 9, 2023 (“Agreement”), between U.S. GoldMining Inc., a Nevada corporation (the “Company”), and Continental Stock Transfer & Trust Company, a New York corporation (the “Warrant Agent”).
TENAX THERAPEUTICS, INC. and DIRECT TRANSFER LLC as Warrant Agent Warrant Agency Agreement Dated as of February 12, 2024 WARRANT AGENCY AGREEMENTWarrant Agency Agreement • February 12th, 2024 • Tenax Therapeutics, Inc. • Pharmaceutical preparations • New York
Contract Type FiledFebruary 12th, 2024 Company Industry JurisdictionWARRANT AGENCY AGREEMENT, dated as of February 12, 2024 (“Agreement”), between Tenax Therapeutics, Inc., a Delaware corporation (the “Company”), and Direct Transfer LLC, a Delaware limited liability trust company (the “Warrant Agent”).
Revelation Biosciences, Inc. and Continental Stock Transfer & Trust Company as Warrant Agent Warrant Agency Agreement Dated as of February 5, 2024Warrant Agency Agreement • February 8th, 2024 • Revelation Biosciences, Inc. • Pharmaceutical preparations • New York
Contract Type FiledFebruary 8th, 2024 Company Industry JurisdictionWARRANT AGENCY AGREEMENT, dated as of February 5, 2024 (“Agreement”), between Revelation Biosciences, Inc., a Delaware corporation (the “Company”), and Continental Stock Transfer & Trust Company, a New York corporation (the “Warrant Agent”).
ACLARION, INC. and VSTOCK TRANSFER LLC, as Warrant Agent Warrant Agency Agreement Dated as of [***], 2024 WARRANT AGENCY AGREEMENTWarrant Agency Agreement • February 6th, 2024 • Aclarion, Inc. • Services-medical laboratories • New York
Contract Type FiledFebruary 6th, 2024 Company Industry JurisdictionWARRANT AGENCY AGREEMENT, dated as of [***], 2024 (“Agreement”), between Aclarion, Inc., a corporation organized under the laws of the State of Delaware (the “Company”), and VStock Transfer LLC (the “Warrant Agent”).
PERASO INC. and EQUINITI TRUST COMPANY, LLC as Warrant Agent Warrant Agency Agreement Dated as of _______, 2024 WARRANT AGENCY AGREEMENTWarrant Agency Agreement • February 5th, 2024 • Peraso Inc. • Semiconductors & related devices • New York
Contract Type FiledFebruary 5th, 2024 Company Industry JurisdictionWARRANT AGENCY AGREEMENT, dated as of _______, 2024 (“Agreement”), between Peraso Inc., a Delaware corporation (the “Company”), and Equiniti Trust Company, LLC (the “Warrant Agent”).
SINTX TECHNOLOGIES, INC. and EQUINITI TRUST COMPANY, LLC, as Warrant Agent Warrant Agency Agreement Dated as of February 2, 2024 WARRANT AGENCY AGREEMENTWarrant Agency Agreement • February 2nd, 2024 • Sintx Technologies, Inc. • Surgical & medical instruments & apparatus • New York
Contract Type FiledFebruary 2nd, 2024 Company Industry JurisdictionWARRANT AGENCY AGREEMENT, dated as of February 2, 2024 (“Agreement”), between SINTX Technologies, Inc., a corporation organized under the laws of the State of Delaware (the “Company”), and Equiniti Trust Company, LLC (the “Warrant Agent”).
TENAX THERAPEUTICS, INC. and DIRECT TRANSFER LLC as Warrant Agent Warrant Agency Agreement Dated as of [•], 2024 WARRANT AGENCY AGREEMENTWarrant Agency Agreement • February 1st, 2024 • Tenax Therapeutics, Inc. • Pharmaceutical preparations • New York
Contract Type FiledFebruary 1st, 2024 Company Industry JurisdictionWARRANT AGENCY AGREEMENT, dated as of [•], 2024 (“Agreement”), between Tenax Therapeutics, Inc., a Delaware corporation (the “Company”), and Direct Transfer LLC, a Delaware limited liability trust company (the “Warrant Agent”).
NUVVE HOLDING CORP. and CONTINENTAL STOCK TRANSFER & TRUST COMPANY, as Warrant Agent Warrant Agency Agreement Dated as of ___________, 2024 WARRANT AGENCY AGREEMENTWarrant Agency Agreement • January 26th, 2024 • Nuvve Holding Corp. • Power, distribution & specialty transformers • New York
Contract Type FiledJanuary 26th, 2024 Company Industry JurisdictionWARRANT AGENCY AGREEMENT, dated as of __________, 2024 (“Agreement”), by and between Nuvve Holding Corp., a Delaware corporation (the “Company”), and Continental Stock Transfer & Trust Company, a Delaware limited liability company (“CST” or the “Warrant Agent”).
SINTX TECHNOLOGIES, INC. and EQUINITI TRUST COMPANY, LLC, as Warrant Agent Warrant Agency Agreement Dated as of ______, 2024 WARRANT AGENCY AGREEMENTWarrant Agency Agreement • January 24th, 2024 • Sintx Technologies, Inc. • Surgical & medical instruments & apparatus • New York
Contract Type FiledJanuary 24th, 2024 Company Industry JurisdictionWARRANT AGENCY AGREEMENT, dated as of _______, 2024 (“Agreement”), between SINTX Technologies, Inc., a corporation organized under the laws of the State of Delaware (the “Company”), and Equiniti Trust Company, LLC (the “Warrant Agent”).
PERASO INC. and EQUINITI TRUST COMPANY, LLC as Warrant Agent Warrant Agency Agreement Dated as of _______, 2024 WARRANT AGENCY AGREEMENTWarrant Agency Agreement • January 23rd, 2024 • Peraso Inc. • Semiconductors & related devices • New York
Contract Type FiledJanuary 23rd, 2024 Company Industry JurisdictionWARRANT AGENCY AGREEMENT, dated as of _______, 2024 (“Agreement”), between Peraso Inc., a Delaware corporation (the “Company”), and Equiniti Trust Company, LLC (the “Warrant Agent”).
BIO-PATH HOLDINGS, INC. and EQUINITI TRUST COMPANY, LLC, as Warrant Agent Warrant Agency Agreement Dated as of [●] WARRANT AGENCY AGREEMENTWarrant Agency Agreement • January 23rd, 2024 • Bio-Path Holdings Inc • Pharmaceutical preparations • New York
Contract Type FiledJanuary 23rd, 2024 Company Industry JurisdictionWARRANT AGENCY AGREEMENT, dated as of [●] (“Agreement”), between Bio-Path Holdings, Inc., a Delaware corporation (the “Company”), and Equiniti Trust Company, LLC, a New York limited liability trust company (the “Warrant Agent”).
C3IS INC. and EQUINITI TRUST COMPANY, LLC as Warrant Agent Warrant Agency Agreement Dated as of January [•], 2024Warrant Agency Agreement • January 8th, 2024 • C3is Inc. • Deep sea foreign transportation of freight • New York
Contract Type FiledJanuary 8th, 2024 Company Industry JurisdictionWARRANT AGENCY AGREEMENT, dated as of January [•], 2024 (“Agreement”), between C3is Inc., a corporation organized under the laws of the Republic of the Marshall Islands (the “Company”), and Equiniti Trust Company, LLC (the “Warrant Agent”).
FIRST WAVE BIOPHARMA, INC. and COLONIAL STOCK TRANSFER CO., INC. as Warrant Agent Warrant Agency Agreement Dated as of December [ ], 2023 WARRANT AGENCY AGREEMENTWarrant Agency Agreement • December 27th, 2023 • First Wave BioPharma, Inc. • Pharmaceutical preparations • New York
Contract Type FiledDecember 27th, 2023 Company Industry JurisdictionWARRANT AGENCY AGREEMENT, dated as of December [ ], 2023 (“Agreement”), between First Wave BioPharma, Inc., a Delaware corporation (the “Company”), and Colonial Stock Transfer Co., Inc. (the “Warrant Agent”).
Securities Transfer Corporation as Warrant AgentWarrant Agency Agreement • December 22nd, 2023 • PreTam Holdings Inc. • Concrete products, except block & brick • New York
Contract Type FiledDecember 22nd, 2023 Company Industry JurisdictionWARRANT AGENCY AGREEMENT, dated as of December __, 2023(“Agreement”), between PreTam Holdings Inc., a corporation organized under the laws of Alberta, Canada (the “Company”), and Securities Transfer Corporation, a __________ corporation (the “Warrant Agent”).
Revelation Biosciences, Inc. and Continental Stock Transfer & Trust Company as Warrant Agent Warrant Agency Agreement Dated as of ________, 2024 WARRANT AGENCY AGREEMENTWarrant Agency Agreement • December 22nd, 2023 • Revelation Biosciences, Inc. • Pharmaceutical preparations • New York
Contract Type FiledDecember 22nd, 2023 Company Industry JurisdictionWARRANT AGENCY AGREEMENT, dated as of _________, 2024 (“Agreement”), between Revelation Biosciences, Inc., a Delaware corporation (the “Company”), and Continental Stock Transfer & Trust Company, a New York corporation (the “Warrant Agent”).
FIRST WAVE BIOPHARMA, INC.. and COLONIAL STOCK TRANSFER CO., INC. as Warrant Agent Warrant Agency Agreement Dated as of December [__], 2023 WARRANT AGENCY AGREEMENTWarrant Agency Agreement • December 18th, 2023 • First Wave BioPharma, Inc. • Pharmaceutical preparations • New York
Contract Type FiledDecember 18th, 2023 Company Industry JurisdictionWARRANT AGENCY AGREEMENT, dated as of December [__], 2023 (“Agreement”), between First Wave BioPharma, Inc., a Delaware corporation (the “Company”), and Colonial Stock Transfer Co., Inc.(the “Warrant Agent”).
ACLARION, INC. and VSTOCK TRANSFER LLC, as Warrant Agent Warrant Agency Agreement Dated as of December __, 2023 WARRANT AGENCY AGREEMENTWarrant Agency Agreement • December 11th, 2023 • Aclarion, Inc. • Services-medical laboratories • New York
Contract Type FiledDecember 11th, 2023 Company Industry JurisdictionWARRANT AGENCY AGREEMENT, dated as of December __, 2023 (“Agreement”), between Aclarion, Inc., a corporation organized under the laws of the State of Delaware (the “Company”), and VStock Transfer LLC (the “Warrant Agent”).
REALPHA TECH CORP. and VStock Transfer LLC, as Warrant Agent Warrant Agency Agreement Dated as of ___________, 2023 WARRANT AGENCY AGREEMENTWarrant Agency Agreement • November 21st, 2023 • reAlpha Tech Corp. • Real estate • New York
Contract Type FiledNovember 21st, 2023 Company Industry JurisdictionWARRANT AGENCY AGREEMENT, dated as of __________, 2023 (“Agreement”), by and between reAlpha Tech Corp., a Delaware corporation (the “Company”), and VStock Transfer LLC, a New York limited liability trust company (“VStock” or the “Warrant Agent”).
REALPHA TECH CORP. and VStock Transfer LLC, as Warrant Agent Warrant Agency Agreement Dated as of ___________, 2023 WARRANT AGENCY AGREEMENTWarrant Agency Agreement • November 16th, 2023 • reAlpha Tech Corp. • Real estate • New York
Contract Type FiledNovember 16th, 2023 Company Industry JurisdictionWARRANT AGENCY AGREEMENT, dated as of __________, 2023 (“Agreement”), by and between reAlpha Tech Corp., a Delaware corporation (the “Company”), and VStock Transfer LLC, a New York limited liability trust company (“VStock” or the “Warrant Agent”).
HALL OF FAME RESORT & ENTERTAINMENT COMPANY and CONTINENTAL STOCK TRANSFER & TRUST COMPANY, as Warrant Agent Warrant Agency Agreement Dated as of October 13, 2023 WARRANT AGENCY AGREEMENTWarrant Agency Agreement • November 14th, 2023 • Hall of Fame Resort & Entertainment Co • Services-miscellaneous amusement & recreation • New York
Contract Type FiledNovember 14th, 2023 Company Industry JurisdictionWARRANT AGENCY AGREEMENT, dated as of October 13, 2023 (“Agreement”), between Hall of Fame Resort & Entertainment Company, a corporation organized under the laws of the State of Delaware (the “Company”), and Continental Stock Transfer & Trust Company, a corporation organized under the laws of the State of New York (the “Warrant Agent”).
ADAMIS PHARMACEUTICALS CORPORATION and EQUINITI TRUST COMPANY, LLC, as Warrant Agent Warrant Agency Agreement Dated as of August 4, 2023 WARRANT AGENCY AGREEMENTWarrant Agency Agreement • November 14th, 2023 • DMK PHARMACEUTICALS Corp • Pharmaceutical preparations • New York
Contract Type FiledNovember 14th, 2023 Company Industry JurisdictionWARRANT AGENCY AGREEMENT, dated as of August 4, 2023 (“Agreement”), between Adamis Pharmaceuticals Corporation, a corporation organized under the laws of the State of Delaware (the “Company”), and Equiniti Trust Company, LLC (the “Warrant Agent”).
SINTX TECHNOLOGIES, INC. and EQUINITI TRUST COMPANY, LLC, as Warrant Agent Warrant Agency Agreement Dated as of ______, 2023 WARRANT AGENCY AGREEMENTWarrant Agency Agreement • November 2nd, 2023 • Sintx Technologies, Inc. • Surgical & medical instruments & apparatus • New York
Contract Type FiledNovember 2nd, 2023 Company Industry JurisdictionWARRANT AGENCY AGREEMENT, dated as of _______, 2023 (“Agreement”), between SINTX Technologies, Inc., a corporation organized under the laws of the State of Delaware (the “Company”), and Equiniti Trust Company, LLC (the “Warrant Agent”).
HALL OF FAME RESORT & ENTERTAINMENT COMPANY and CONTINENTAL STOCK TRANSFER & TRUST COMPANY, as Warrant Agent Warrant Agency Agreement Dated as of October 13, 2023 WARRANT AGENCY AGREEMENTWarrant Agency Agreement • October 12th, 2023 • Hall of Fame Resort & Entertainment Co • Services-miscellaneous amusement & recreation • New York
Contract Type FiledOctober 12th, 2023 Company Industry JurisdictionWARRANT AGENCY AGREEMENT, dated as of October 13, 2023 (“Agreement”), between Hall of Fame Resort & Entertainment Company, a corporation organized under the laws of the State of Delaware (the “Company”), and Continental Stock Transfer & Trust Company, a corporation organized under the laws of the State of New York (the “Warrant Agent”).
Siyata Mobile Inc. and Computershare Inc. and Computershare Trust Company, N.A., jointly as Warrant Agent Warrant Agency Agreement Dated as of ________, 2023 WARRANT AGENCY AGREEMENTWarrant Agency Agreement • October 10th, 2023 • Siyata Mobile Inc. • Radiotelephone communications • New York
Contract Type FiledOctober 10th, 2023 Company Industry JurisdictionWARRANT AGENCY AGREEMENT, dated as of October __, 2023(“Agreement”), between Siyata Mobile Inc., a corporation organized under the laws of British Columbia (the “Company”), and Computershare Inc., a Delaware corporation (“Computershare”), and its wholly-owned subsidiary, Computershare Trust Company, N.A., a federally chartered trust company (collectively, the “Warrant Agent”).
NXU, INC. and EQUINITI TRUST COMPANY, LLC, as Warrant Agent Warrant Agency Agreement Dated as of ___, 2023 WARRANT AGENCY AGREEMENTWarrant Agency Agreement • October 10th, 2023 • Nxu, Inc. • Truck & bus bodies • New York
Contract Type FiledOctober 10th, 2023 Company Industry JurisdictionWARRANT AGENCY AGREEMENT, dated as of _____, 2023 (“Agreement”), between Nxu, Inc., a corporation organized under the laws of the State of Delaware (the “Company”), and Equiniti Trust Company, LLC (the “Warrant Agent”).
INTELLIGENT BIO SOLUTIONS INC. and CONTINENTAL STOCK TRANSFER & TRUST COMPANY, as Warrant Agent Warrant Agency Agreement Dated as of October 4, 2023 WARRANT AGENCY AGREEMENTWarrant Agency Agreement • October 4th, 2023 • Intelligent Bio Solutions Inc. • Surgical & medical instruments & apparatus • New York
Contract Type FiledOctober 4th, 2023 Company Industry JurisdictionWARRANT AGENCY AGREEMENT, dated as of October 4, 2023 (“Agreement”), by and between Intelligent Bio Solutions Inc., a Delaware corporation (the “Company”), and Continental Stock Transfer & Trust Company, a Delaware limited liability company (“CST” or the “Warrant Agent”).
ONTRAK, INC. and EQUINITI TRUST COMPANY, LLC, as Warrant Agent Warrant Agency Agreement Dated as of ___________, 2023Warrant Agency Agreement • September 29th, 2023 • Ontrak, Inc. • Services-misc health & allied services, nec • New York
Contract Type FiledSeptember 29th, 2023 Company Industry JurisdictionWARRANT AGENCY AGREEMENT, dated as of __________, 2023 (“Agreement”), by and between Ontrak, Inc., a Delaware corporation (the “Company”), and Equiniti Trust Company, LLC, a New York limited liability trust company (the “Warrant Agent”).
INTELLIGENT BIO SOLUTIONS INC. and CONTINENTAL STOCK TRANSFER & TRUST COMPANY, as Warrant Agent Warrant Agency Agreement Dated as of ______, 2023 WARRANT AGENCY AGREEMENTWarrant Agency Agreement • September 22nd, 2023 • Intelligent Bio Solutions Inc. • Surgical & medical instruments & apparatus • New York
Contract Type FiledSeptember 22nd, 2023 Company Industry JurisdictionWARRANT AGENCY AGREEMENT, dated as of ______, 2023 (“Agreement”), by and between Intelligent Bio Solutions Inc., a Delaware corporation (the “Company”), and Continental Stock Transfer & Trust Company, a Delaware limited liability company (“CST” or the “Warrant Agent”).
INTRUSION INC. and COMPUTERSHARE INC. and COMPUTERSHARE TRUST COMPANY, N.A., collectively, as Warrant Agent Warrant Agency Agreement Dated as of ________, 2023 WARRANT AGENCY AGREEMENTWarrant Agency Agreement • September 18th, 2023 • Intrusion Inc • Computer communications equipment • New York
Contract Type FiledSeptember 18th, 2023 Company Industry JurisdictionWARRANT AGENCY AGREEMENT, dated as of _________, 2023 (“Agreement”), between Intrusion Inc., a Delaware corporation (the “Company”), and Computershare Inc., a Delaware corporation (“Computershare”), and its affiliate Computershare Trust Company, N.A., a federally chartered trust company (collectively with Computershare, the “Warrant Agent”).