MEDICUS PHARMA LTD. and Odyssey Transfer and Trust Company, as Warrant Agent Warrant Agency Agreement Dated as of November 15, 2024 WARRANT AGENCY AGREEMENTWarrant Agency Agreement • November 18th, 2024 • Medicus Pharma Ltd. • Pharmaceutical preparations • New York
WARRANT AGENCY AGREEMENT, dated as of November 15, 2024 ("Agreement"), between Medicus Pharma Ltd., a corporation organized under the laws of Ontario, Canada (the "Company"), and Odyssey Transfer and Trust Company, as warrant agent, a corporation organized under the laws of Minnesota (the "Warrant Agent").
Greenpower Motor Company Inc. and Computershare Inc., and its affiliate, Computershare Trust Company, N.A., as Warrant AgentWarrant Agency Agreement • May 9th, 2024 • GREENPOWER MOTOR Co INC. • Truck & bus bodies • New York
WARRANT AGENCY AGREEMENT, dated as of May 9, 2024 ("Agreement"), by and between Greenpower Motor Company Inc., a corporation existing under the laws of the Province of British Columbia, Canada (the "Company"), and Computershare Inc., a Delaware corporation, and its affiliate, Computershare Trust Company, N.A., a federally chartered trust company (collectively, the "Warrant Agent").
WARRANT AGENCY AGREEMENTWarrant Agency Agreement • October 4th, 2024 • Edible Garden AG Inc • Agricultural production-crops
WARRANT AGENCY AGREEMENT (this “Warrant Agreement”) dated as of September 30, 2024 (the “Issuance Date”) between Edible Garden AG Incorporated, a company incorporated under the laws of the State of Delaware (the “Company”), and Equiniti Trust Company, LLC (the “Warrant Agent”).
TITAN PHARMACEUTICALS, INC. WARRANT AGENCY AGREEMENTWarrant Agency Agreement • September 12th, 2018 • Titan Pharmaceuticals Inc • Biological products, (no disgnostic substances) • New York
WARRANT AGENCY AGREEMENT (this “Warrant Agreement”) made as of _______, 2018 (the “Issuance Date”), between Titan Pharmaceuticals, Inc., a Delaware corporation, with offices at 400 Oyster Point Blvd., Suite 505, South San Francisco, California 94080 (“Company”), and Continental Stock Transfer & Trust Company, with offices at 1 State Street, 30th Floor, New York, New York 10004 (“Warrant Agent”).
auddia Inc. WARRANT AGENCY AGREEMENTWarrant Agency Agreement • October 22nd, 2020 • Clip Interactive, LLC • Services-computer processing & data preparation • New York
This WARRANT AGENCY AGREEMENT (this “Agreement”) is made as of October __, 2020 (the “Issuance Date”), by and between Auddia Inc., a Delaware corporation, with offices at 5755 Central Avenue, Boulder, CO 80301 (the “Company”), and VStock Transfer Company, Inc., 18 Lafayette Place, Woodmere, NY 11598 (the “Warrant Agent”).
AYR WELLNESS INC. as the Corporation and ODYSSEY TRUST COMPANY as the Warrant Agent warrant AGENCY Agreement February 7, 2024Warrant Agency Agreement • February 22nd, 2024 • Ayr Wellness Inc. • Medicinal chemicals & botanical products • Ontario
ODYSSEY TRUST COMPANY, a trust company incorporated under the laws of the Loan and Trust Corporations Act (Alberta) with an office in the City of Calgary in the Province of Alberta (the “Warrant Agent”)
WARRANT AGENCY AGREEMENTWarrant Agency Agreement • May 1st, 2024 • Nuwellis, Inc. • Electromedical & electrotherapeutic apparatus • New York
WARRANT AGENCY AGREEMENT (this “Warrant Agency Agreement”) dated as of April 30, 2024 (the “Issuance Date”) between Nuwellis, Inc., a company incorporated under the laws of the State of Delaware (the “Company”), and Equiniti Trust Company, LLC, a New York limited liability company (“Equiniti”) (the “Warrant Agent”).
Exhibit A to Warrant Agency Agreement Dated May 1, 2000 NUMBERWarrant Agency Agreement • April 25th, 2000 • Rx Technology Holdings Inc
This Warrant Certificate is issued under and subject to all of the terms, provisions and conditions of the Warrant Agency Agreement, dated as of May 1, 2000 ("Warrant Agreement"), between the Company and Interwest Transfer Company, Inc. ("Warrant Agent"), to all of which terms, provisions and conditions the holder of this Warrant consents by acceptance hereof. The Warrant Agreement is incorporated herein by reference and made a part hereof, and reference is made to the Warrant Agreement for a full description of the rights, limitations of rights, obligations, duties and immunities of the Warrant Agent, the Company and the Holders of the Warrant Certificates. Copies of the Warrant Agreement are available for inspection at the offices of the Warrant Agent at 1981 East 4800 South, Suite 100, Salt Lake City, Utah 84117, or may be obtained upon written request addressed to the Company at 2302 Parley's Way, Salt Lake City, Utah 84109.
WARRANT AGENCY AGREEMENTWarrant Agency Agreement • October 11th, 2023 • Wisa Technologies, Inc. • Semiconductors & related devices • New York
WARRANT AGENCY AGREEMENT (this “Warrant Agency Agreement”) dated as of [●], 2023 (the “Issuance Date”) between WiSA Technologies, Inc., a company incorporated under the laws of the State of Delaware (the “Company”) and VStock Transfer, LLC (the “Warrant Agent”).
WARRANT AGENCY AGREEMENTWarrant Agency Agreement • August 2nd, 2007 • Caspian Services Inc • Crude petroleum & natural gas
THIS WARRANT AGREEMENT (the “Agreement”) is dated as of the 30th day of July, 2007, between Caspian Services, Inc., a Nevada corporation, (hereinafter called the “Company”) and Interwest Transfer Company, Inc., (hereinafter called “Warrant Agent”).
WARRANT AGENCY AGREEMENTWarrant Agency Agreement • December 7th, 2023 • Cazoo Group LTD • Retail-auto dealers & gasoline stations • New York
WARRANT AGENCY AGREEMENT, dated as of December 6, 2023 (this “Agreement”), by and between Cazoo Group Ltd, a Cayman Islands exempted company (the “Company”), and Equiniti Trust Company, LLC, a New York limited liability company (“Equiniti” or the “Warrant Agent”).
EX-1.2 3 dpdm_ex1z2.htm WARRANT AGENCY AGREEMENT WARRANT AGENCY AGREEMENTWarrant Agency Agreement • May 5th, 2020 • New York
THIS WARRANT AGENCY AGREEMENT (this “Agreement”) is dated December 20, 2017, between Dolphin Entertainment Inc., a Florida corporation (the “Company”), and Nevada Agency and Transfer Company, acting as warrant agent (the “Warrant Agent”).
INNOVATION BEVERAGE GROUP LIMITED and VSTOCK TRANSFER, LLC, as Warrant Agent Warrant Agency Agreement Dated as of [●], 2023 WARRANT AGENCY AGREEMENTWarrant Agency Agreement • August 29th, 2023 • Innovation Beverage Group LTD • Beverages • New York
WARRANT AGENCY AGREEMENT, dated as of [●], 2023 (“Agreement”), between Innovation Beverage Group Limited, an Australian public limited company (the “Company”), and VStock Transfer, LLC, a corporation organized under the laws of California (the “Warrant Agent”).
5 exh4-2warrantagcyagree.txt WARRANT AGENCY AGREEMENT THIS WARRANT AGENCY AGREEMENT (the "Agreement") is dated as of the 10th day of February, 2004, between Emission Control Inc., a Nevada corporation, (hereinafter called the "Company") and Interwest...Warrant Agency Agreement • February 27th, 2004 • Emission Control Inc
EXHIBIT 4.26 ELEVENTH EXTENSION AGREEMENT ELEVENTH EXTENSION AGREEMENT, dated as of July 31, 1996, by and between VITAFORT INTERNATIONAL CORPORATION, a Delaware corporation, and CONTINENTAL STOCK TRANSFER & TRUST COMPANY. WHEREAS, the parties hereto...Warrant Agency Agreement • December 12th, 1996 • Vitafort International Corp • Bakery products • New York
KIORA PHARMACEUTICALS, INC. and VSTOCK TRANSFER, LLC, as Warrant Agent Warrant Agency Agreement Dated as of _________, 2023Warrant Agency Agreement • June 1st, 2023 • Kiora Pharmaceuticals Inc • Pharmaceutical preparations • New York
WARRANT AGENCY AGREEMENT, dated as of __________, 2023 (“Agreement”), by and between Kiora Pharmaceuticals, Inc., a Delaware corporation (the “Company”), and VStock Transfer, LLC, a New York limited liability trust company (“VStock” or the “Warrant Agent”).
WARRANT AGENCY AGREEMENTWarrant Agency Agreement • February 6th, 2018 • Giggles N' Hugs, Inc. • Retail-eating & drinking places • Nevada
THIS WARRANT AGENCY AGREEMENT (this “Agreement”), dated as of _________, 2018, is by and between Giggles N’ Hugs, Inc., a Nevada corporation (the “Company”), and [ ], as the Warrant Agent (the “Warrant Agent”).
EX-4.7 4 fs12017a2ex4vii_inpixon.htm FORM OF WARRANT AGENCY AGREEMENT WARRANT AGENCY AGREEMENTWarrant Agency Agreement • May 5th, 2020 • New York
WARRANT AGENCY AGREEMENT made as of _____________, 2017 (the “Issuance Date”), between Inpixon, a Nevada corporation, with offices at 2479 E. Bayshore Road, Suite 195, Palo Alto, CA 94303 (the “Company”), and Corporate Stock Transfer Inc., with offices at 3200 Cherry Creek S Dr # 430, Denver, CO 80209 (the “Warrant Agent”).
WARRANT AGENCY AGREEMENTWarrant Agency Agreement • November 15th, 2017 • Synergy Pharmaceuticals, Inc. • Pharmaceutical preparations • New York
WARRANT AGENCY AGREEMENT made as of November 15, 2017 (the “Issuance Date”), between Synergy Pharmaceuticals Inc., a Delaware corporation, with offices at 420 Lexington Avenue, Suite 2012, New York, NY 10170 (“Company”), and Philadelphia Stock Transfer, Inc., with offices at 2320 Haverford Rd, Suite 230, Ardmore, PA 19003 (“Warrant Agent”).
WARRANT AGENCY AGREEMENTWarrant Agency Agreement • October 9th, 2019 • Fat Brands, Inc • Retail-eating places • New York
THIS WARRANT AGENCY AGREEMENT (this “Agreement”) is made as of October 3, 2019 (the “Issuance Date”), by and between FAT Brands Inc., a Delaware corporation (the “Company”), and VStock Transfer, LLC a California limited liability company (the “Warrant Agent”).
WARRANT AGENCY AGREEMENTWarrant Agency Agreement • February 23rd, 2024 • Ascent Solar Technologies, Inc. • Semiconductors & related devices • New York
WARRANT AGENCY AGREEMENT, dated as of February [__], 2024 (“Agreement”), between Ascent Solar Technologies, Inc., a Delaware corporation (the “Company”), and Computershare, Inc., a Delaware corporation (“Computershare”), and its affiliate Computershare Trust Company, N.A. a federally chartered trust company (collectively with Computershare, the “Warrant Agent”).
SKYLINE MEDICAL INC. NEW WARRANT AGENCY AGREEMENTWarrant Agency Agreement • March 25th, 2016 • Skyline Medical Inc. • Orthopedic, prosthetic & surgical appliances & supplies • New York
THIS NEW WARRANT AGENCY AGREEMENT (this “Warrant Agreement”) made as of ___________, 2016 (the “Issuance Date”), between Skyline Medical Inc., a Delaware corporation, with offices at 2915 Commers Drive, Suite 900, Eagan, MN 55121 (the “Company”), and Corporate Stock Transfer, Inc., a Colorado corporation, with offices at 3200 Cherry Creek Drive South, Suite 430, Denver, CO 80209 (“Warrant Agent”).
ADVAXIS, INC. WARRANT AGENCY AGREEMENTWarrant Agency Agreement • July 25th, 2019 • Advaxis, Inc. • Pharmaceutical preparations • New York
WARRANT AGENCY AGREEMENT (this “Warrant Agreement”) made as of July 25, 2019 (the “Issuance Date”), between Advaxis, Inc., a Delaware corporation, with offices at 305 College Road East, Princeton, New Jersey 08540 (“Company”), and Continental Stock Transfer and Trust Company, with offices at 1 State Street, 30th Floor, New York, NY 10004 (“Warrant Agent”).
ICECURE MEDICAL LTD. and Vstock Transfer, LLC, as Warrant Agent Warrant Agency Agreement Dated as of , 2024 WARRANT AGENCY AGREEMENTWarrant Agency Agreement • November 5th, 2024 • IceCure Medical Ltd. • Surgical & medical instruments & apparatus • New York
WARRANT AGENCY AGREEMENT, dated as of , 2024 (“Agreement”), by and between IceCure Medical Ltd., a company organized under the laws of the State of Israel (the “Company”), and VStock Transfer, LLC (“VStock” or the “Warrant Agent”).
HOLDCO NUVO GROUP D.G LTD. and CONTINENTAL STOCK TRANSFER & TRUST COMPANY, as Warrant Agent Warrant Agency Agreement Dated as of ___________, 2024 WARRANT AGENCY AGREEMENTWarrant Agency Agreement • July 9th, 2024 • Holdco Nuvo Group D.G Ltd. • Surgical & medical instruments & apparatus • New York
WARRANT AGENCY AGREEMENT, dated as of __________, 2024 (“Agreement”), by and between Holdco Nuvo Group D.G Ltd., an Israeli corporation (the “Company”), and Continental Stock Transfer & Trust Company, LLC, a New York limited purpose trust company (the “Warrant Agent”).
Reebonz Holding Limited and Continental Stock Transfer & Trust Company, as Warrant Agent Warrant Agency Agreement Dated as of April 17, 2019 WARRANT AGENCY AGREEMENTWarrant Agency Agreement • April 17th, 2019 • Reebonz Holding LTD • Retail-catalog & mail-order houses • New York
WARRANT AGENCY AGREEMENT, dated as of April 17, 2019 (“Agreement”), between Reebonz Holding Limited, an exempted company incorporated in the Cayman Islands (the “Company”), and Continental Stock Transfer & Trust Company, a New York corporation (the “Warrant Agent”).
WARRANT AGENCY AGREEMENTWarrant Agency Agreement • December 16th, 2016 • Soligenix, Inc. • Pharmaceutical preparations • New York
WARRANT AGENCY AGREEMENT made as of December 16, 2016 (the “Issuance Date”), between Soligenix, Inc., a Delaware corporation, with offices at 29 Emmons Drive, Suite C-10 Princeton, New Jersey 08540 (the “Company”), and American Stock Transfer & Trust Company, LLC, with offices at 6201 15th Avenue, Brooklyn, New York 11219 (the “Warrant Agent”).
WARRANT AGENCY AGREEMENTWarrant Agency Agreement • June 12th, 2024 • La Rosa Holdings Corp. • Real estate agents & managers (for others) • New York
This Warrant Agency Agreement is made as of [●], 2024, is between La Rosa Holdings Corp., a Nevada corporation, with offices at 1420 Celebration Blvd., 2nd Floor, Celebration, FL 34747 (the “Company”), and VStock Transfer, LLC, with offices at 18 Lafayette Place, Woodmere, New York (the “Warrant Agent”).
ABVC BIOPHARMA, INC. and VSTOCK TRANSFER, LLC as Warrant Agent Warrant Agency Agreement Dated as of ___________, 2021 WARRANT AGENCY AGREEMENTWarrant Agency Agreement • July 28th, 2021 • Abvc Biopharma, Inc. • Pharmaceutical preparations • New York
WARRANT AGENCY AGREEMENT, dated as of __________, 20__ (“Agreement”), between ABVC BioPharma, Inc. , a Nevada corporation (the “Company”), and VStock Transfer, LLC, a _______ limited liability trust company (the “Warrant Agent” or “VStock”).
GLASS HOUSE BRANDS INC. (FORMERLY KNOWN AS MERCER PARK BRAND ACQUISITION CORP.), as the Corporation and ODYSSEY TRUST COMPANY, as the Warrant Agent SUPPLEMENT TO THE WARRANT AGENCY AGREEMENT As of June 29, 2021Warrant Agency Agreement • December 30th, 2022 • Glass House Brands Inc. • Medicinal chemicals & botanical products • Ontario
a trust company incorporated under the Loan and Trust Corporations Act (Alberta) with an office in the City of Calgary in the Province of Alberta (hereinafter called the “Warrant Agent”)
BIOAMBER INC. WARRANT AGENCY AGREEMENTWarrant Agency Agreement • December 29th, 2016 • BioAmber Inc. • Industrial organic chemicals • New York
WHEREAS, the Company has agreed to issue and deliver warrants (the “Warrants”) to purchase up to 2,224,199 shares of the Company’s common stock, par value $0.01 per share (the “Common Stock”), with each such Warrant evidencing the right of the holder thereof to receive the number of shares of Common Stock for which such holder subscribes on the exercise or deemed exercise of the Warrants, pursuant to that certain Canadian Securities Purchase Agreement, dated as of December 22, 2016, by and between the Company and each purchaser identified therein (as amended from time to time, the “Purchase Agreement”); and
WARRANT AGENCY AGREEMENTWarrant Agency Agreement • June 13th, 2019 • Air T Inc • Air courier services • New York
WARRANT AGENCY AGREEMENT, dated as of June 10, 2019 (“Agreement”), between Air T Funding, a Delaware statutory trust (the “Company”) and American Stock Transfer & Trust Company, LLC, a New York limited liability trust company, (the “Warrant Agent”).
Algernon Pharmaceuticals Inc. and American Stock Transfer & Trust Company, LLC, as Warrant AgentWarrant Agency Agreement • April 25th, 2022 • Algernon Pharmaceuticals Inc. • Pharmaceutical preparations • New York
WARRANT AGENCY AGREEMENT, dated as of __________, 2022 ("Agreement"), by and between Algernon Pharmaceuticals Inc., a British Columbia corporation (the "Company"), and American Stock Transfer & Trust Company, LLC, a New York limited liability trust company ("AST" or the "Warrant Agent").
WARRANT AGENCY AGREEMENTWarrant Agency Agreement • October 26th, 2023 • Bio Key International Inc • Services-prepackaged software • New York
WARRANT AGENCY AGREEMENT (“Warrant Agreement”) made as of [_____] (“Issuance Date”), between BIO-key International, Inc., a Delaware corporation, with offices at 3349 Highway 138, Building A, Suite E, Wall, NJ 07719 (“Company”), and Broadridge Corporate Issuer Solutions, Inc., with offices at 51 Mercedes Way, Edgewood, NY 11717 (“Warrant Agent”).
WARRANT AGENCY AGREEMENTWarrant Agency Agreement • February 12th, 2024 • Elate Group, Inc. • Trucking & courier services (no air)
This WARRANT AGENCY AGREEMENT (this “Warrant Agreement”) dated as of [●], 2024 (the “Issuance Date”) is between Elate Group, Inc., a Delaware corporation (the “Company”), and Colonial Stock Transfer (the “Warrant Agent”).
