REPRESENTATIVE COMMON STOCK PURCHASE WARRANT PERASO INC.Common Stock Purchase Warrant • January 23rd, 2024 • Peraso Inc. • Semiconductors & related devices • New York
THIS REPRESENTATIVE COMMON STOCK PURCHASE WARRANT (the “Warrant”) certifies that, for value received, _____________ or its assigns (the “Holder”) is entitled, upon the terms and subject to the limitations on exercise and the conditions hereinafter set forth, at any time on or after the date hereof (the “Initial Exercise Date”) and on or prior to 5:00 p.m. (New York City time) on _____, 20291 the “Termination Date”) but not thereafter, to subscribe for and purchase from Peraso Inc., a Delaware corporation (the “Company”), up to ______ shares (as subject to adjustment hereunder, the “Warrant Shares”) of Common Stock. The purchase price of one share of Common Stock under this Warrant shall be equal to the Exercise Price, as defined in Section 2(b).
SECURITIES PURCHASE AGREEMENTSecurities Purchase Agreement • June 7th, 2021 • MoSys, Inc. • Semiconductors & related devices • New York
This Securities Purchase Agreement (this “Agreement”) is dated as of June 7, 2021 between MoSys Inc., a Delaware corporation (the “Company”), and each purchaser identified on the signature pages hereto (each, including its successors and assigns, a “Purchaser” and collectively the “Purchasers”).
Exhibit 1.1 MONOLITHIC SYSTEM TECHNOLOGY, INC. 5,000,000 Shares of Common Stock UNDERWRITING AGREEMENTUnderwriting Agreement • September 29th, 2000 • Monolithic System Technology Inc • Semiconductors & related devices • New York
REGISTRATION RIGHTS AGREEMENTRegistration Rights Agreement • June 2nd, 2023 • Peraso Inc. • Semiconductors & related devices
This Registration Rights Agreement (this “Agreement”) is made and entered into as of June 2, 2022, between Peraso Inc., a Delaware corporation (the “Company”), and each of the several purchasers signatory hereto (each such purchaser, a “Purchaser” and, collectively, the “Purchasers”).
Exhibit 10.15 TERMINATION AGREEMENT THIS AGREEMENT is made as of August 6, 1998 by and among Taiwan Semiconductor Manufacturing Company Limited ("TSMC"), a company organized under the laws of the Republic of China ("R.O.C."), with its registered...Termination Agreement • September 14th, 2000 • Monolithic System Technology Inc • Semiconductors & related devices • California
PERASO INC. COMMON STOCK PURCHASE WARRANTSecurity Agreement • June 2nd, 2023 • Peraso Inc. • Semiconductors & related devices
THIS COMMON STOCK PURCHASE WARRANT (the “Warrant”) certifies that, for value received, The Benchmark Company, LLC or its assigns (the “Holder ”) is entitled, upon the terms and subject to the limitations on exercise and the conditions hereinafter set forth, at any time on or after the date hereof (the “Initial Exercise Date”) and on or prior to 5:00 p.m. (New York City time) on June 2, 2028 (the “Termination Date ”) but not thereafter, to subscribe for and purchase from Peraso Inc., a Delaware corporation (the “Company”), up to [●] shares (as subject to adjustment hereunder, the “Warrant Shares ”) of Common Stock. The purchase price of one share of Common Stock under this Warrant shall be equal to the Exercise Price, as defined in Section 2(b).
SERIES A COMMON STOCK PURCHASE WARRANT PERASO INC.Warrant Agreement • February 5th, 2024 • Peraso Inc. • Semiconductors & related devices • New York
THIS SERIES A COMMON STOCK PURCHASE WARRANT (the “Warrant”) certifies that, for value received, _____________ or its assigns (the “Holder”) is entitled, upon the terms and subject to the limitations on exercise and the conditions hereinafter set forth, at any time on or after the date hereof (the “Initial Exercise Date”) and on or prior to 5:00 p.m. (New York City time) on _____, 20291 the “Termination Date”) but not thereafter, to subscribe for and purchase from Peraso Inc., a Delaware corporation (the “Company”), up to ______ shares (as subject to adjustment hereunder, the “Warrant Shares”) of Common Stock. The purchase price of one share of Common Stock under this Warrant shall be equal to the Exercise Price, as defined in Section 2(b). This Warrant shall initially be issued and maintained in the form of a security held in book-entry form and the Depository Trust Company or its nominee (“DTC”) shall initially be the sole registered holder of this Warrant, subject to a Holder’s right
PRE-FUNDED COMMON STOCK PURCHASE WARRANT PERASO INC.Pre-Funded Common Stock Purchase Warrant • January 23rd, 2024 • Peraso Inc. • Semiconductors & related devices • New York
THIS PRE-FUNDED COMMON STOCK PURCHASE WARRANT (the “Warrant”) certifies that, for value received, _____________ or its assigns (the “Holder”) is entitled, upon the terms and subject to the limitations on exercise and the conditions hereinafter set forth, at any time on or after the date hereof (the “Initial Exercise Date”) until this Warrant is exercised in full (the “Termination Date”) but not thereafter, to subscribe for and purchase from Peraso Inc., a Delaware corporation (the “Company”), up to ______ shares (as subject to adjustment hereunder, the “Warrant Shares”) of Common Stock. The purchase price of one share of Common Stock under this Warrant shall be equal to the Exercise Price, as defined in Section 2(b). This Warrant shall initially be issued and maintained in the form of a security held in book-entry form and the Depository Trust Company or its nominee (“DTC”) shall initially be the sole registered holder of this Warrant, subject to a Holder’s right to elect to receive a
peraso INC. SECURITIES PURCHASE AGREEMENTSecurities Purchase Agreement • November 30th, 2022 • Peraso Inc. • Semiconductors & related devices • New York
This Securities Purchase Agreement (this “Agreement”) is dated as of November 28, 2022, between Peraso Inc., a Delaware corporation (the “Company”), and each purchaser identified on the signature pages hereto (each, including its successors and assigns, a “Purchaser” and collectively, the “Purchasers”).
EXHIBIT 1.1 MONOLITHIC SYSTEM TECHNOLOGY, INC. 5,000,000 Shares of Common Stock UNDERWRITING AGREEMENTUnderwriting Agreement • May 29th, 2001 • Monolithic System Technology Inc • Semiconductors & related devices • Missouri
RECITALSRestricted Stock Purchase Agreement • August 4th, 2000 • Monolithic System Technology Inc
MoSys, Inc. and Wells Fargo Bank, N.A. Rights Agent Rights Agreement Dated as of November 10, 2010Rights Agreement • November 12th, 2010 • MoSys, Inc. • Semiconductors & related devices • Delaware
This Rights Agreement is made as of November 10, 2010 (the “Effective Date”) by and between MoSys, Inc., a Delaware corporation (the “Company”), and Wells Fargo Bank, N.A. (the “Rights Agent”).
PERASO INC. and EQUINITI TRUST COMPANY, LLC as Warrant Agent Warrant Agency Agreement Dated as of _______, 2024 WARRANT AGENCY AGREEMENTWarrant Agency Agreement • February 5th, 2024 • Peraso Inc. • Semiconductors & related devices • New York
WARRANT AGENCY AGREEMENT, dated as of _______, 2024 (“Agreement”), between Peraso Inc., a Delaware corporation (the “Company”), and Equiniti Trust Company, LLC (the “Warrant Agent”).
and Rights AgentRights Agreement • September 14th, 2000 • Monolithic System Technology Inc • Semiconductors & related devices • Delaware
Exhibit 10.10 LICENSE AGREEMENT This License Agreement, (the "Agreement"), Number 0011, with an "Effective Date" of January 31, 1999, is made by and between MoSys, Inc., a California corporation, with its principal place of business at 1020 Stewart...License Agreement • June 26th, 2001 • Monolithic System Technology Inc • Semiconductors & related devices • California
AT THE MARKET OFFERING AGREEMENT August 30, 2024At the Market Offering Agreement • August 30th, 2024 • Peraso Inc. • Semiconductors & related devices • New York
Peraso Inc., a Delaware corporation (the “Company”), confirms its agreement (this “Agreement”) with Ladenburg Thalmann & Co. Inc. (the “Manager”) as follows:
PLACEMENT AGENCY AGREEMENTPlacement Agency Agreement • April 17th, 2020 • MoSys, Inc. • Semiconductors & related devices • New York
12,500,000 Shares MoSys, Inc. Common Stock UNDERWRITING AGREEMENTUnderwriting Agreement • February 27th, 2015 • MoSys, Inc. • Semiconductors & related devices • California
MoSys, Inc., a Delaware corporation (the “Company”), proposes, subject to the terms and conditions stated herein, to issue and sell to the several underwriters named on Schedule I hereto (the “Underwriters,” or, each, an “Underwriter”), an aggregate of 12,500,000 authorized but unissued shares (the “Firm Shares”) of common stock, par value $0.01 per share (the “Common Stock”), of the Company. The Company also proposes, subject to the terms and conditions stated herein, to issue and sell to the Underwriters an aggregate of up to 1,875,000 additional shares of Common Stock (the “Additional Shares”), as may be necessary to cover over-allotments made in connection with the offering. The Firm Shares and Additional Shares are collectively referred to as the “Shares.” Roth Capital Partners, LLC (“Roth”) is acting as representative of the several Underwriters and in such capacity is hereinafter referred to as the “Representative”).
RECITALSMerger Agreement • August 4th, 2000 • Monolithic System Technology Inc • Delaware
SECURITIES PURCHASE AGREEMENTSecurities Purchase Agreement • June 30th, 2017 • MoSys, Inc. • Semiconductors & related devices • New York
This Securities Purchase Agreement (this “Agreement”) is dated as of June 30, 2017, between MoSys, Inc., a Delaware corporation (the “Company”), and each purchaser identified on the signature pages hereto (each, including its successors and assigns, a “Purchaser” and collectively the “Purchasers”).
MoSys Inc.Placement Agent Agreement • June 7th, 2021 • MoSys, Inc. • Semiconductors & related devices • New York
COMMON STOCK PURCHASE WARRANT MOSYS, INC.Common Stock Purchase Warrant • September 17th, 2018 • MoSys, Inc. • Semiconductors & related devices
THIS COMMON STOCK PURCHASE WARRANT (the “Warrant”) certifies that, for value received, _____________ or its assigns (the “Holder”) is entitled, upon the terms and subject to the limitations on exercise and the conditions hereinafter set forth, at any time on or after September __, 2018 (the “Initial Exercise Date”) and on or prior to the close of business on the five (5) year anniversary of the Initial Exercise Date (the “Termination Date”; provided, however, that if such date is not a Trading Day, the Termination Date shall be the immediately following Trading Day) but not thereafter, to subscribe for and purchase from MoSys, Inc., a Delaware corporation (the “Company”), up to ______ shares (as subject to adjustment hereunder, the “Warrant Shares”) of Common Stock. The purchase price of one share of Common Stock under this Warrant shall be equal to the Exercise Price, as defined in Section 2(b).
SERIES D COMMON STOCK PURCHASE WARRANT PERASO INC.Common Stock Purchase Agreement • November 5th, 2024 • Peraso Inc. • Semiconductors & related devices • New York
THIS SERIES D COMMON STOCK PURCHASE WARRANT (the “Warrant”) certifies that, for value received, [__________] or its assigns (the “Holder”) is entitled, upon the terms and subject to the limitations on exercise and the conditions hereinafter set forth, at any time on or after the date hereof (the “Initial Exercise Date”) and on or prior to 5:00 p.m. (New York City time) on [_____], 20291 the “Termination Date”) but not thereafter, to subscribe for and purchase from Peraso Inc., a Delaware corporation (the “Company”), up to [_____] shares (as subject to adjustment hereunder, the “Warrant Shares”) of Common Stock. The purchase price of one share of Common Stock under this Warrant shall be equal to the Exercise Price, as defined in Section 2(b).
480,000 SHARES of Common Stock PRE-FUNDED WARRANTS EXERCIsABLE INTO 1,424,760 SHARES OF COMMON STOCK Series A WARRANTS EXERCIsABLE INTO 3,809,520 SHARES OF cOMMON sTOCK AND Series B WARRANTS EXERCIsABLE INTO 3,809,520 SHARES OF cOMMON sTOCK PERASO INC.Underwriting Agreement • February 9th, 2024 • Peraso Inc. • Semiconductors & related devices • New York
The undersigned, Peraso Inc., a company incorporated under the laws of Delaware (the “Company”), hereby confirms its agreement (this “Agreement”) with the several underwriters (such underwriters, including the Representative (as defined below), the “Underwriters” and each an “Underwriter”) named in Schedule I hereto for which Ladenburg Thalmann & Co. Inc. is acting as representative to the several Underwriters (the “Representative” and if there are no Underwriters other than the Representative, references to multiple Underwriters shall be disregarded and the term Representative as used herein shall have the same meaning as Underwriter) on the terms and conditions set forth herein.
MONOLITHIC SYSTEM TECHNOLOGY, INC. FORM OF INDEMNITY AGREEMENTIndemnification Agreement • August 4th, 2000 • Monolithic System Technology Inc • Delaware
PLACEMENT AGENCY AGREEMENTPlacement Agency Agreement • June 30th, 2017 • MoSys, Inc. • Semiconductors & related devices • New York
PERASO INC. and EQUINITI TRUST COMPANY, LLC as Warrant Agent Warrant Agency Agreement Dated as of February 8, 2024 WARRANT AGENCY AGREEMENTWarrant Agency Agreement • February 9th, 2024 • Peraso Inc. • Semiconductors & related devices • New York
MONOLITHIC SYSTEM TECHNOLOGY, INC. FORM OF INDEMNITY AGREEMENTIndemnification Agreement • September 14th, 2000 • Monolithic System Technology Inc • Semiconductors & related devices • Delaware
PLACEMENT AGENT COMMON STOCK PURCHASE WARRANT PERASO INC.Placement Agent Common Stock Agreement • November 5th, 2024 • Peraso Inc. • Semiconductors & related devices • New York
THIS PLACEMENT AGENT COMMON STOCK PURCHASE WARRANT (the “Warrant”) certifies that, for value received, [__________] or its assigns (the “Holder”) is entitled, upon the terms and subject to the limitations on exercise and the conditions hereinafter set forth, at any time on or after the date hereof (the “Initial Exercise Date”) and on or prior to 5:00 p.m. (New York City time) on [_____], 20291 the “Termination Date”) but not thereafter, to subscribe for and purchase from Peraso Inc., a Delaware corporation (the “Company”), up to [_____] shares (as subject to adjustment hereunder, the “Warrant Shares”) of Common Stock. The purchase price of one share of Common Stock under this Warrant shall be equal to the Exercise Price, as defined in Section 2(b). This Warrant is being issued pursuant to that certain Investment Banking Agreement, dated as of December 4, 2023, as amended, (the “Investment Banking Agreement”), by and between the Company and Ladenburg Thalmann & Co. Inc.
SECURITIES PURCHASE AGREEMENTSecurities Purchase Agreement • June 2nd, 2023 • Peraso Inc. • Semiconductors & related devices • New York
This Securities Purchase Agreement (this “Agreement”) is dated as of May 31, 2023, between Peraso Inc., a Delaware corporation (the “Company ”), and each purchaser identified on the signature pages hereto (each, including its successors and assigns, a “Purchaser” and collectively, the “Purchasers”).
X = the number of Shares for which the Holder exercised the Warrant at an Exercise Price of $6.50;Common Stock Purchase Warrant Agreement • September 14th, 2000 • Monolithic System Technology Inc • Semiconductors & related devices • California
SECTION 1Note and Warrant Purchase Agreement • September 14th, 2000 • Monolithic System Technology Inc • Semiconductors & related devices • California
STANDARD FORM LEASELease Agreement • July 22nd, 2010 • MoSys, Inc. • Semiconductors & related devices • California
CO-PLACEMENT AGENCY AGREEMENTCo-Placement Agency Agreement • October 3rd, 2018 • MoSys, Inc. • Semiconductors & related devices • New York
SECURITIES PURCHASE AGREEMENTSecurities Purchase Agreement • October 3rd, 2018 • MoSys, Inc. • Semiconductors & related devices • New York
This Securities Purchase Agreement (this “Agreement”) is dated as of October 2, 2018, between MoSys, Inc., a Delaware corporation (the “Company”), and each purchaser identified on the signature pages hereto (each, including its successors and assigns, a “Purchaser” and collectively the “Purchasers”).
