PERASO INC. COMMON STOCK PURCHASE WARRANTPeraso Inc. • June 2nd, 2023 • Semiconductors & related devices
Company FiledJune 2nd, 2023 IndustryTHIS COMMON STOCK PURCHASE WARRANT (the “Warrant”) certifies that, for value received, [●] or its assigns (the “Holder ”) is entitled, upon the terms and subject to the limitations on exercise and the conditions hereinafter set forth, at any time on or after the date hereof (the “Initial Exercise Date”) and on or prior to 5:00 p.m. (New York City time) on June 2, 2028 (the “Termination Date ”) but not thereafter, to subscribe for and purchase from Peraso Inc., a Delaware corporation (the “Company”), up to 5,714,286 shares (as subject to adjustment hereunder, the “Warrant Shares ”) of Common Stock. The purchase price of one share of Common Stock under this Warrant shall be equal to the Exercise Price, as defined in Section 2(b).
REGISTRATION RIGHTS AGREEMENTRegistration Rights Agreement • June 2nd, 2023 • Peraso Inc. • Semiconductors & related devices
Contract Type FiledJune 2nd, 2023 Company IndustryThis Registration Rights Agreement (this “Agreement”) is made and entered into as of June 2, 2022, between Peraso Inc., a Delaware corporation (the “Company”), and each of the several purchasers signatory hereto (each such purchaser, a “Purchaser” and, collectively, the “Purchasers”).
Exhibit 10.15 TERMINATION AGREEMENT THIS AGREEMENT is made as of August 6, 1998 by and among Taiwan Semiconductor Manufacturing Company Limited ("TSMC"), a company organized under the laws of the Republic of China ("R.O.C."), with its registered...Termination Agreement • September 14th, 2000 • Monolithic System Technology Inc • Semiconductors & related devices • California
Contract Type FiledSeptember 14th, 2000 Company Industry Jurisdiction
SERIES A COMMON STOCK PURCHASE WARRANT PERASO INC.Peraso Inc. • February 5th, 2024 • Semiconductors & related devices • New York
Company FiledFebruary 5th, 2024 Industry JurisdictionTHIS SERIES A COMMON STOCK PURCHASE WARRANT (the “Warrant”) certifies that, for value received, _____________ or its assigns (the “Holder”) is entitled, upon the terms and subject to the limitations on exercise and the conditions hereinafter set forth, at any time on or after the date hereof (the “Initial Exercise Date”) and on or prior to 5:00 p.m. (New York City time) on _____, 20291 the “Termination Date”) but not thereafter, to subscribe for and purchase from Peraso Inc., a Delaware corporation (the “Company”), up to ______ shares (as subject to adjustment hereunder, the “Warrant Shares”) of Common Stock. The purchase price of one share of Common Stock under this Warrant shall be equal to the Exercise Price, as defined in Section 2(b). This Warrant shall initially be issued and maintained in the form of a security held in book-entry form and the Depository Trust Company or its nominee (“DTC”) shall initially be the sole registered holder of this Warrant, subject to a Holder’s right
PRE-FUNDED COMMON STOCK PURCHASE WARRANT PERASO INC.Peraso Inc. • January 23rd, 2024 • Semiconductors & related devices • New York
Company FiledJanuary 23rd, 2024 Industry JurisdictionTHIS PRE-FUNDED COMMON STOCK PURCHASE WARRANT (the “Warrant”) certifies that, for value received, _____________ or its assigns (the “Holder”) is entitled, upon the terms and subject to the limitations on exercise and the conditions hereinafter set forth, at any time on or after the date hereof (the “Initial Exercise Date”) until this Warrant is exercised in full (the “Termination Date”) but not thereafter, to subscribe for and purchase from Peraso Inc., a Delaware corporation (the “Company”), up to ______ shares (as subject to adjustment hereunder, the “Warrant Shares”) of Common Stock. The purchase price of one share of Common Stock under this Warrant shall be equal to the Exercise Price, as defined in Section 2(b). This Warrant shall initially be issued and maintained in the form of a security held in book-entry form and the Depository Trust Company or its nominee (“DTC”) shall initially be the sole registered holder of this Warrant, subject to a Holder’s right to elect to receive a
COMMON STOCK PURCHASE WARRANT PERASO INC.Common Stock Purchase Warrant • January 23rd, 2024 • Peraso Inc. • Semiconductors & related devices • New York
Contract Type FiledJanuary 23rd, 2024 Company Industry JurisdictionTHIS COMMON STOCK PURCHASE WARRANT (the “Warrant”) certifies that, for value received, _____________ or its assigns (the “Holder”) is entitled, upon the terms and subject to the limitations on exercise and the conditions hereinafter set forth, at any time on or after the date hereof (the “Initial Exercise Date”) and on or prior to 5:00 p.m. (New York City time) on _____, 20291 the “Termination Date”) but not thereafter, to subscribe for and purchase from Peraso Inc., a Delaware corporation (the “Company”), up to ______ shares (as subject to adjustment hereunder, the “Warrant Shares”) of Common Stock. The purchase price of one share of Common Stock under this Warrant shall be equal to the Exercise Price, as defined in Section 2(b). This Warrant shall initially be issued and maintained in the form of a security held in book-entry form and the Depository Trust Company or its nominee (“DTC”) shall initially be the sole registered holder of this Warrant, subject to a Holder’s right to elect
SECURITIES PURCHASE AGREEMENTSecurities Purchase Agreement • June 7th, 2021 • MoSys, Inc. • Semiconductors & related devices • New York
Contract Type FiledJune 7th, 2021 Company Industry JurisdictionThis Securities Purchase Agreement (this “Agreement”) is dated as of June 7, 2021 between MoSys Inc., a Delaware corporation (the “Company”), and each purchaser identified on the signature pages hereto (each, including its successors and assigns, a “Purchaser” and collectively the “Purchasers”).
Exhibit 10.10 LICENSE AGREEMENT This License Agreement, (the "Agreement"), Number 0011, with an "Effective Date" of January 31, 1999, is made by and between MoSys, Inc., a California corporation, with its principal place of business at 1020 Stewart...License Agreement • June 26th, 2001 • Monolithic System Technology Inc • Semiconductors & related devices • California
Contract Type FiledJune 26th, 2001 Company Industry Jurisdiction
peraso INC. SECURITIES PURCHASE AGREEMENTSecurities Purchase Agreement • November 30th, 2022 • Peraso Inc. • Semiconductors & related devices • New York
Contract Type FiledNovember 30th, 2022 Company Industry JurisdictionThis Securities Purchase Agreement (this “Agreement”) is dated as of November 28, 2022, between Peraso Inc., a Delaware corporation (the “Company”), and each purchaser identified on the signature pages hereto (each, including its successors and assigns, a “Purchaser” and collectively, the “Purchasers”).
SECURITIES PURCHASE AGREEMENTSecurities Purchase Agreement • June 2nd, 2023 • Peraso Inc. • Semiconductors & related devices • New York
Contract Type FiledJune 2nd, 2023 Company Industry JurisdictionThis Securities Purchase Agreement (this “Agreement”) is dated as of May 31, 2023, between Peraso Inc., a Delaware corporation (the “Company ”), and each purchaser identified on the signature pages hereto (each, including its successors and assigns, a “Purchaser” and collectively, the “Purchasers”).
RECITALSRestricted Stock Purchase Agreement • August 4th, 2000 • Monolithic System Technology Inc
Contract Type FiledAugust 4th, 2000 Company
MoSys, Inc. and Wells Fargo Bank, N.A. Rights Agent Rights Agreement Dated as of November 10, 2010Rights Agreement • November 12th, 2010 • MoSys, Inc. • Semiconductors & related devices • Delaware
Contract Type FiledNovember 12th, 2010 Company Industry JurisdictionThis Rights Agreement is made as of November 10, 2010 (the “Effective Date”) by and between MoSys, Inc., a Delaware corporation (the “Company”), and Wells Fargo Bank, N.A. (the “Rights Agent”).
and Rights AgentRights Agreement • September 14th, 2000 • Monolithic System Technology Inc • Semiconductors & related devices • Delaware
Contract Type FiledSeptember 14th, 2000 Company Industry Jurisdiction
PERASO INC. and EQUINITI TRUST COMPANY, LLC as Warrant Agent Warrant Agency Agreement Dated as of _______, 2024 WARRANT AGENCY AGREEMENTWarrant Agency Agreement • February 5th, 2024 • Peraso Inc. • Semiconductors & related devices • New York
Contract Type FiledFebruary 5th, 2024 Company Industry JurisdictionWARRANT AGENCY AGREEMENT, dated as of _______, 2024 (“Agreement”), between Peraso Inc., a Delaware corporation (the “Company”), and Equiniti Trust Company, LLC (the “Warrant Agent”).
SECURITIES PURCHASE AGREEMENTSecurities Purchase Agreement • October 3rd, 2018 • MoSys, Inc. • Semiconductors & related devices • New York
Contract Type FiledOctober 3rd, 2018 Company Industry JurisdictionThis Securities Purchase Agreement (this “Agreement”) is dated as of October 2, 2018, between MoSys, Inc., a Delaware corporation (the “Company”), and each purchaser identified on the signature pages hereto (each, including its successors and assigns, a “Purchaser” and collectively the “Purchasers”).
PLACEMENT AGENCY AGREEMENTPlacement Agency Agreement • April 17th, 2020 • MoSys, Inc. • Semiconductors & related devices • New York
Contract Type FiledApril 17th, 2020 Company Industry Jurisdiction
12,500,000 Shares MoSys, Inc. Common Stock UNDERWRITING AGREEMENTUnderwriting Agreement • February 27th, 2015 • MoSys, Inc. • Semiconductors & related devices • California
Contract Type FiledFebruary 27th, 2015 Company Industry JurisdictionMoSys, Inc., a Delaware corporation (the “Company”), proposes, subject to the terms and conditions stated herein, to issue and sell to the several underwriters named on Schedule I hereto (the “Underwriters,” or, each, an “Underwriter”), an aggregate of 12,500,000 authorized but unissued shares (the “Firm Shares”) of common stock, par value $0.01 per share (the “Common Stock”), of the Company. The Company also proposes, subject to the terms and conditions stated herein, to issue and sell to the Underwriters an aggregate of up to 1,875,000 additional shares of Common Stock (the “Additional Shares”), as may be necessary to cover over-allotments made in connection with the offering. The Firm Shares and Additional Shares are collectively referred to as the “Shares.” Roth Capital Partners, LLC (“Roth”) is acting as representative of the several Underwriters and in such capacity is hereinafter referred to as the “Representative”).
PERASO INC. COMMON STOCK PURCHASE WARRANTCommon Stock Purchase • November 30th, 2022 • Peraso Inc. • Semiconductors & related devices
Contract Type FiledNovember 30th, 2022 Company IndustryTHIS COMMON STOCK PURCHASE WARRANT (the “Warrant”) certifies that, for value received, ___________________ or its assigns (the “Holder”) is entitled, upon the terms and subject to the limitations on exercise and the conditions hereinafter set forth, at any time on or after the date hereof (the “Initial Exercise Date”) and on or prior to 5:00 p.m. (New York City time) on May 29, 2028 (the “Termination Date”) but not thereafter, to subscribe for and purchase from Peraso Inc., a Delaware corporation (the “Company”), up to 3,675,000 shares (as subject to adjustment hereunder, the “Warrant Shares”) of Common Stock. The purchase price of one share of Common Stock under this Warrant shall be equal to the Exercise Price, as defined in Section 2(b).
X = the number of Shares for which the Holder exercised the Warrant at an Exercise Price of $6.50;Monolithic System Technology Inc • September 14th, 2000 • Semiconductors & related devices • California
Company FiledSeptember 14th, 2000 Industry Jurisdiction
MoSys Inc.MoSys, Inc. • June 7th, 2021 • Semiconductors & related devices • New York
Company FiledJune 7th, 2021 Industry Jurisdiction
CO-PLACEMENT AGENCY AGREEMENTPlacement Agency Agreement • September 17th, 2018 • MoSys, Inc. • Semiconductors & related devices • New York
Contract Type FiledSeptember 17th, 2018 Company Industry Jurisdiction
COMMON STOCK PURCHASE WARRANT AGREEMENT (U.S. HOLDER)Monolithic System Technology Inc • September 14th, 2000 • Semiconductors & related devices • California
Company FiledSeptember 14th, 2000 Industry Jurisdiction
SHARES of Common Stock PRE-FUNDED WARRANTS EXERCIsABLE INTO ___ SHARES OF COMMON STOCK Series A WARRANTS EXERCIsABLE INTO ___ SHARES OF cOMMON sTOCK AND Series B WARRANTS EXERCIsABLE INTO ___ SHARES OF cOMMON sTOCK PERASO INC.Underwriting Agreement • February 5th, 2024 • Peraso Inc. • Semiconductors & related devices • New York
Contract Type FiledFebruary 5th, 2024 Company Industry JurisdictionThe undersigned, Peraso Inc., a company incorporated under the laws of Delaware (the “Company”), hereby confirms its agreement (this “Agreement”) with the several underwriters (such underwriters, including the Representative (as defined below), the “Underwriters” and each an “Underwriter”) named in Schedule I hereto for which Ladenburg Thalmann & Co. Inc. is acting as representative to the several Underwriters (the “Representative” and if there are no Underwriters other than the Representative, references to multiple Underwriters shall be disregarded and the term Representative as used herein shall have the same meaning as Underwriter) on the terms and conditions set forth herein.
PLACEMENT AGENT COMMON STOCK PURCHASE WARRANT PERASO INC.Peraso Inc. • November 5th, 2024 • Semiconductors & related devices • New York
Company FiledNovember 5th, 2024 Industry JurisdictionTHIS PLACEMENT AGENT COMMON STOCK PURCHASE WARRANT (the “Warrant”) certifies that, for value received, [__________] or its assigns (the “Holder”) is entitled, upon the terms and subject to the limitations on exercise and the conditions hereinafter set forth, at any time on or after the date hereof (the “Initial Exercise Date”) and on or prior to 5:00 p.m. (New York City time) on [_____], 20291 the “Termination Date”) but not thereafter, to subscribe for and purchase from Peraso Inc., a Delaware corporation (the “Company”), up to [_____] shares (as subject to adjustment hereunder, the “Warrant Shares”) of Common Stock. The purchase price of one share of Common Stock under this Warrant shall be equal to the Exercise Price, as defined in Section 2(b). This Warrant is being issued pursuant to that certain Investment Banking Agreement, dated as of December 4, 2023, as amended, (the “Investment Banking Agreement”), by and between the Company and Ladenburg Thalmann & Co. Inc.
THIRD AMENDED AND RESTATED INVESTOR RIGHTS AGREEMENTInvestor Rights Agreement • August 4th, 2000 • Monolithic System Technology Inc • California
Contract Type FiledAugust 4th, 2000 Company Jurisdiction
Paycheck Protection Program Promissory Note and AgreementPromissory Note and Agreement • May 13th, 2020 • MoSys, Inc. • Semiconductors & related devices • South Dakota
Contract Type FiledMay 13th, 2020 Company Industry JurisdictionImportant Notice: This Instrument Contains A Confession Of Judgment Provision Which Constitutes A Waiver Of Important Rights You May Have As A Debtor And Allows The Creditor To Obtain A Judgment Against You Without Any Further Notice. Venue Will Be In The City Of Richmond.
Exhibit 1.1 MONOLITHIC SYSTEM TECHNOLOGY, INC. 5,000,000 Shares of Common Stock UNDERWRITING AGREEMENTMonolithic System Technology Inc • September 29th, 2000 • Semiconductors & related devices • New York
Company FiledSeptember 29th, 2000 Industry Jurisdiction
AS LANDLORD ANDLease • August 4th, 2000 • Monolithic System Technology Inc • California
Contract Type FiledAugust 4th, 2000 Company Jurisdiction
NEW EMPLOYEE INDUCEMENT GRANT STOCK OPTION AGREEMENTNew Employee Inducement Grant Stock Option Agreement • May 9th, 2008 • MoSys, Inc. • Semiconductors & related devices
Contract Type FiledMay 9th, 2008 Company IndustryMoSys, Inc., a Delaware corporation (the “Company”), hereby grants to Optionee an option (“Option”) to purchase a total of One Hundred Thousand (100,000) shares of Common Stock, $0.01 par value per share (“Shares”), of the Company, at the price set forth herein.
MONOLITHIC SYSTEM TECHNOLOGY, INC. FORM OF INDEMNITY AGREEMENTIndemnity Agreement • September 14th, 2000 • Monolithic System Technology Inc • Semiconductors & related devices • Delaware
Contract Type FiledSeptember 14th, 2000 Company Industry Jurisdiction
STANDARD FORM LEASEMoSys, Inc. • July 22nd, 2010 • Semiconductors & related devices • California
Company FiledJuly 22nd, 2010 Industry Jurisdiction
MOSYS, INC. CHANGE-IN-CONTROL AGREEMENTIn-Control Agreement • November 7th, 2008 • MoSys, Inc. • Semiconductors & related devices • California
Contract Type FiledNovember 7th, 2008 Company Industry JurisdictionTHIS CHANGE-IN-CONTROL AGREEMENT (this “Agreement”), made and entered into as of August 18, 2008, by and between MoSys, Inc., a Delaware corporation (“MoSys”), and David DeMaria (the “Officer”).
MONOLITHIC SYSTEM TECHNOLOGY, INC. FORM OF INDEMNITY AGREEMENTIndemnity Agreement • August 4th, 2000 • Monolithic System Technology Inc • Delaware
Contract Type FiledAugust 4th, 2000 Company Jurisdiction
480,000 SHARES of Common Stock PRE-FUNDED WARRANTS EXERCIsABLE INTO 1,424,760 SHARES OF COMMON STOCK Series A WARRANTS EXERCIsABLE INTO 3,809,520 SHARES OF cOMMON sTOCK AND Series B WARRANTS EXERCIsABLE INTO 3,809,520 SHARES OF cOMMON sTOCK PERASO INC.Underwriting Agreement • February 9th, 2024 • Peraso Inc. • Semiconductors & related devices • New York
Contract Type FiledFebruary 9th, 2024 Company Industry JurisdictionThe undersigned, Peraso Inc., a company incorporated under the laws of Delaware (the “Company”), hereby confirms its agreement (this “Agreement”) with the several underwriters (such underwriters, including the Representative (as defined below), the “Underwriters” and each an “Underwriter”) named in Schedule I hereto for which Ladenburg Thalmann & Co. Inc. is acting as representative to the several Underwriters (the “Representative” and if there are no Underwriters other than the Representative, references to multiple Underwriters shall be disregarded and the term Representative as used herein shall have the same meaning as Underwriter) on the terms and conditions set forth herein.
AGREEMENTAgreement • June 26th, 2001 • Monolithic System Technology Inc • Semiconductors & related devices • Washington
Contract Type FiledJune 26th, 2001 Company Industry Jurisdiction