Common Contracts
5 similar Underwriting Agreement contracts by Oaktree Capital Group, LLC
Oaktree Capital Group, LLC Series A Preferred Units Representing Limited Liability Company Interests Underwriting AgreementUnderwriting Agreement • May 11th, 2018 • Oaktree Capital Group, LLC • Investment advice • New York
Oaktree Capital Group, LLC, a Delaware limited liability company (the “Company”), proposes, subject to the terms and conditions stated herein, to issue and sell to the Underwriters named in Schedule I hereto (the “Underwriters”), for whom Morgan Stanley & Co. LLC, Merrill Lynch, Pierce, Fenner & Smith Incorporated, UBS Securities LLC and Wells Fargo Securities, LLC are acting as representatives (collectively, the “Representatives”), an aggregate of 7,200,000 of its 6.625% Series A Preferred Units (the “Firm Units”) representing limited liability company interests of the Company,
Oaktree Capital Group, LLC Class A Units Representing Limited Liability Company Interests Underwriting AgreementUnderwriting Agreement • February 12th, 2018 • Oaktree Capital Group, LLC • Investment advice • New York
Oaktree Capital Group, LLC, a Delaware limited liability company (the “Company”), proposes, subject to the terms and conditions stated herein, to issue and sell to you (“you” or the “Underwriter”) an aggregate of 5,000,000 Class A units (the “Firm Units”) representing limited liability company interests of the Company (the “Class A Units”) and, at the election of the Underwriter, up to 750,000 additional Class A Units (the “Optional Units”). The Firm Units, together with the Optional Units that the Underwriter elects to purchase pursuant to Section 2 hereof, are herein collectively called the “Units”.
Oaktree Capital Group, LLC Class A Units Representing Limited Liability Company Interests Underwriting AgreementUnderwriting Agreement • March 6th, 2015 • Oaktree Capital Group, LLC • Investment advice • New York
Oaktree Capital Group, LLC, a Delaware limited liability company (the “Company”), proposes, subject to the terms and conditions stated herein, to issue and sell to you (“you” or the “Underwriter”) an aggregate of 4,000,000 Class A units (the “Firm Units”) representing limited liability company interests of the Company (the “Class A Units”) and, at the election of the Underwriter, up to 600,000 additional Class A Units (the “Optional Units”). The Firm Units, together with the Optional Units that the Underwriter elect to purchase pursuant to Section 2 hereof, are herein collectively called the “Units”.
Underwriting AgreementUnderwriting Agreement • March 10th, 2014 • Oaktree Capital Group, LLC • Investment advice • New York
Oaktree Capital Group, LLC, a Delaware limited liability company (the “Company”), proposes, subject to the terms and conditions stated herein, to issue and sell to you (“you” or the “Underwriter”) an aggregate of 5,000,000 Class A units (the “Firm Units”) representing limited liability company interests of the Company (the “Class A Units”) and, at the election of the Underwriter, up to 750,000 additional Class A Units (the “Optional Units”) solely to cover overallotments, if any. The Firm Units, together with the Optional Units that the Underwriter elect to purchase pursuant to Section 2 hereof, are herein collectively called the “Units”.
Oaktree Capital Group, LLC Class A Units Representing Limited Liability Company Interests Underwriting AgreementUnderwriting Agreement • May 29th, 2013 • Oaktree Capital Group, LLC • Investment advice • New York
Oaktree Capital Group, LLC, a Delaware limited liability company (the “Company”), proposes, subject to the terms and conditions stated herein, to issue and sell to the Underwriters named in Schedule I hereto (the “Underwriters”), for whom Morgan Stanley & Co. LLC, Merrill Lynch, Pierce, Fenner & Smith Incorporated and Credit Suisse Securities (USA) LLC are acting as representatives (collectively, the “Representatives”), an aggregate of 7,000,000 Class A units (the “Firm Units”), representing limited liability company interests of the Company (the “Class A Units”) and, at the election of the Underwriters, up to 1,050,000 additional Class A Units (the “Optional Units”). The Firm Units, together with the Optional Units that the Underwriters elects to purchase pursuant to Section 2 hereof, are herein collectively called the “Units”.
