BIOAMBER INC. WARRANT AGENCY AGREEMENTWarrant Agency Agreement • December 29th, 2016 • BioAmber Inc. • Industrial organic chemicals • New York
Contract Type FiledDecember 29th, 2016 Company Industry JurisdictionWHEREAS, the Company has agreed to issue and deliver warrants (the “Warrants”) to purchase up to 2,224,199 shares of the Company’s common stock, par value $0.01 per share (the “Common Stock”), with each such Warrant evidencing the right of the holder thereof to receive the number of shares of Common Stock for which such holder subscribes on the exercise or deemed exercise of the Warrants, pursuant to that certain Canadian Securities Purchase Agreement, dated as of December 22, 2016, by and between the Company and each purchaser identified therein (as amended from time to time, the “Purchase Agreement”); and
ContractWarrant Agency Agreement • May 16th, 2016 • VistaGen Therapeutics, Inc. • Pharmaceutical preparations • New York
Contract Type FiledMay 16th, 2016 Company Industry Jurisdiction
VISTAGEN THERAPEUTICS, INC. WARRANT AGENCY AGREEMENTWarrant Agency Agreement • May 5th, 2016 • VistaGen Therapeutics, Inc. • Pharmaceutical preparations • New York
Contract Type FiledMay 5th, 2016 Company Industry JurisdictionWARRANT AGENCY AGREEMENT (this “Warrant Agreement”) made as of May __, 2016 (the “Issuance Date”), between VistaGen Therapeutics, Inc., a Nevada corporation (“Company”), and Computershare Inc., a Delaware corporation (“Computershare”), and its wholly owned subsidiary, Computershare Trust Company, N.A., a federally chartered trust company (together with Computershare, “Warrant Agent”).