Common Contracts
14 similar Underwriting Agreement contracts by BloomZ Inc., Medirom Healthcare Technologies Inc., Aerkomm Inc., others
BLOOMZ INC. UNDERWRITING AGREEMENTUnderwriting Agreement • July 25th, 2024 • BloomZ Inc. • Services-allied to motion picture production • New York
The undersigned, BloomZ Inc., a Cayman Islands exempted company (the “Company”), hereby confirms its agreement (this “Agreement”) with Network 1 Financial Securities, Inc. (the “Underwriter”) to issue and sell to the Underwriter an aggregate of 1,250,000 Ordinary Shares, par value $0.00000002, of the Company (“Shares”). The offering and sale of securities contemplated by this Agreement is referred to herein as the “Offering.”
BLOOMZ INC. UNDERWRITING AGREEMENTUnderwriting Agreement • March 20th, 2024 • BloomZ Inc. • Services-allied to motion picture production • New York
The undersigned, BloomZ Inc., a Cayman Islands exempted company (the “Company”), hereby confirms its agreement (this “Agreement”) with Network 1 Financial Securities, Inc. (the “Underwriter”) to issue and sell to the Underwriter an aggregate of [1,250,000] Ordinary Shares, par value $0.00000002, of the Company (“Shares”). The offering and sale of securities contemplated by this Agreement is referred to herein as the “Offering.”
BLOOMZ INC. UNDERWRITING AGREEMENTUnderwriting Agreement • December 27th, 2023 • BloomZ Inc. • Services-allied to motion picture production • New York
The undersigned, BloomZ Inc., a Cayman Islands exempted company (the “Company”), hereby confirms its agreement (this “Agreement”) with Network 1 Financial Securities, Inc. (the “Underwriter”) to issue and sell to the Underwriter an aggregate of [1,250,000] Ordinary Shares, par value $0.00000002, of the Company (“Shares”). The offering and sale of securities contemplated by this Agreement is referred to herein as the “Offering.”
PRESTIGE WEALTH INC. UNDERWRITING AGREEMENTUnderwriting Agreement • December 2nd, 2022 • Prestige Wealth Inc. • Finance services
The undersigned, Prestige Wealth Inc., an exempted company incorporated in the Cayman Islands (the “Company”), hereby confirms its agreement (this “Agreement”) with Network 1 Financial Securities, Inc. (the “Underwriter”) to issue and sell to the Underwriter an aggregate of [●] ordinary shares, par value US$0.000625, of the Company (“Ordinary Shares”). The offering and sale of securities contemplated by this Agreement is referred to herein as the “Offering.”
NETCLASS TECHNOLOGY INC UNDERWRITING AGREEMENTUnderwriting Agreement • November 28th, 2022 • NetClass Technology Inc • Services-prepackaged software • New York
The undersigned, NETCLASS TECHNOLOGY INC, a Cayman Islands exempted company (the “Company”), hereby confirms its agreement (this “Agreement”) with Network 1 Financial Securities, Inc. (the “Underwriter”) to issue and sell to the Underwriter Class A Ordinary Shares, par value $0.00025, of the Company (“Shares”). The offering and sale of securities contemplated by this Agreement is referred to herein as the “Offering.”
MILLENNIUM GROUP INTERNATIONAL HOLDINGS LIMITED UNDERWRITING AGREEMENTUnderwriting Agreement • October 28th, 2022 • Millennium Group International Holdings LTD • Commercial printing • New York
The undersigned, Millennium Group International Holdings Limited, a Cayman Islands exempted company (the “Company”), hereby confirms its agreement (this “Agreement”) with Network 1 Financial Securities, Inc. (the “Underwriter”) to issue and sell to the Underwriter an aggregate of [●] Ordinary Shares, par value $0.001, of the Company (“Shares”). The offering and sale of securities contemplated by this Agreement is referred to herein as the “Offering.”
STARBOX GROUP HOLDINGS LTD. UNDERWRITING AGREEMENTUnderwriting Agreement • August 25th, 2022 • Starbox Group Holdings Ltd. • Services-advertising • New York
The undersigned, Starbox Group Holdings Ltd., a Cayman Islands exempted company (the “Company”), hereby confirms its agreement (this “Agreement”) with Network 1 Financial Securities, Inc. (the “Underwriter”) to issue and sell to the Underwriter an aggregate of 5,000,000 Ordinary Shares, par value $0.001125, of the Company (“Shares”). The offering and sale of securities contemplated by this Agreement is referred to herein as the “Offering.”
MAGIC EMPIRE GLOBAL LIMITED UNDERWRITING AGREEMENTUnderwriting Agreement • June 23rd, 2022 • Magic Empire Global LTD • Finance services • New York
The undersigned, MAGIC EMPIRE GLOBAL LIMITED, a British Virgin Islands exempted company (collectively with its subsidiaries and affiliates, including, without limitation, all entities disclosed or described in the Registration Statement (as hereinafter defined) as being subsidiaries or affiliates of the Company, the “Company”), hereby confirms its agreement (this “Agreement”) with Network 1 Financial Securities, Inc. (the “Underwriter” or, despite the absence of other underwriters in the Offering, the “Representative”) to issue and sell an aggregate of [●] ordinary shares of the Company (“Firm Shares”), par value $0.0001 per share (“Ordinary Shares”). The Firm Shares purchased pursuant to this Agreement are herein referred to as the “Offered Securities.” The offering and sale of the Offered Securities contemplated by this Agreement is referred to herein as the “Offering.”
WARRANTEE INC. UNDERWRITING AGREEMENTUnderwriting Agreement • June 22nd, 2022 • Warrantee Inc. • Services-miscellaneous business services • New York
The undersigned, Warrantee Inc., a Japanese joint stock corporation (the “Company”), hereby confirms its agreement (this “Agreement”) with Network 1 Financial Securities, Inc. (the “Underwriter”) to issue and sell to the Underwriter an aggregate of [●] American Depositary (“ADSs”), each representing one (1) common share with no par value, of the Company (“Shares”). The offering and sale of securities contemplated by this Agreement is referred to herein as the “Offering.”
Medirom Healthcare Technologies Inc. 800,000 American Depositary Shares Each Representing One Common Share, no par value UNDERWRITING AGREEMENTUnderwriting Agreement • December 29th, 2020 • Medirom Healthcare Technologies Inc. • Services-personal services • New York
Medirom Healthcare Technologies Inc. [˜] American Depositary Shares Each Representing One Common Share, no par value UNDERWRITING AGREEMENTUnderwriting Agreement • December 22nd, 2020 • Medirom Healthcare Technologies Inc. • Services-personal services • New York
Medirom Healthcare Technologies Inc., a joint-stock company with limited liability organized under the laws of Japan (the “Company”), proposes, subject to the terms and conditions stated herein, to issue and sell an aggregate of [˜] common shares of the Company, no par value (“Common Shares”), to be delivered in the form of an aggregate of [˜] American Depositary Shares (“Firm ADSs” or “Firm Securities”), each American Depositary Share (“ADS”) representing one Common Share, to Maxim Group LLC (“Maxim” or the “Underwriter”). The Company has also agreed to grant to the Underwriter an option (the “Option”) to purchase up to an additional [˜] ADSs (the “Option ADSs”, and together with the Firm ADSs, the “Offered ADSs”) on the terms set forth in Section 1(b) hereof. The Option ADSs are hereinafter also called the “Option Securities.” The Offered ADSs are hereinafter also called the “Offered Securities”. The Common Shares to be delivered in the form of ADSs underlying the Firm ADSs are herei
Medirom Healthcare Technologies Inc. [˜] American Depositary Shares Each Representing One Common Share, no par value UNDERWRITING AGREEMENTUnderwriting Agreement • December 7th, 2020 • Medirom Healthcare Technologies Inc. • Services-personal services • New York
Medirom Healthcare Technologies Inc., a corporation with limited liability organized under the laws of Japan (the “Company”), proposes, subject to the terms and conditions stated herein, to issue and sell an aggregate of [˜] common shares of the Company, no par value (“Common Shares”), to be delivered in the form of an aggregate of [˜] American Depositary Shares (“Firm ADSs” or “Firm Securities”), each American Depositary Share (“ADS”) representing one Common Share, to Maxim Group LLC (“Maxim” or the “Underwriter”). The Company has also agreed to grant to the Underwriter an option (the “Option”) to purchase up to an additional [˜] ADSs (the “Option ADSs”, and together with the Firm ADSs, the “Offered ADSs”) on the terms set forth in Section 1(b) hereof. The Option ADSs are hereinafter also called the “Option Securities.” The Offered ADSs are hereinafter also called the “Offered Securities”. The Common Shares to be delivered in the form of ADSs underlying the Firm ADSs are hereinafter c
UNDERWRITING AGREEMENT between AERKOMM INC. (the “Company”) and INVEST SECURITIES SA (the “Underwriter”) UNDERWRITING AGREEMENTUnderwriting Agreement • October 21st, 2020 • Aerkomm Inc. • Communications services, nec • New York
Warrants to Purchase 3,650,000 Shares Wave Systems Corp. Common Stock UNDERWRITING AGREEMENTUnderwriting Agreement • May 27th, 2015 • Wave Systems Corp • Computer peripheral equipment, nec • New York
Wave Systems Corp., a Delaware corporation (the “Company”), proposes, subject to the terms and conditions stated herein, to issue and sell to Roth Capital Partners, LLC (the “Underwriter”) an aggregate of (i) 7,300,000 authorized but unissued shares (the “Firm Shares”) of common stock, par value $0.01 per share (the “Common Stock”), of the Company and (ii) warrants (the “Firm Warrants”) to purchase up to 3,650,000 shares of Common Stock of the Company (the “Firm Warrant Shares”). The Company also proposes, subject to the terms and conditions stated herein, to issue and sell to the Underwriter an aggregate of up to (i) 1,095,000 shares of Common Stock (the “Additional Shares”) and/or (ii) warrants (the “Additional Warrants”) to purchase up to 547,500 shares of Common Stock of the Company (the “Additional Warrant Shares” and, together with the Firm Warrant Shares, the “Warrant Shares”), if and to the extent that the Underwriter shall have determined to exercise the right to purchase Addi
