Prestige Wealth Inc. Sample Contracts

Standard Contracts

INDEMNIFICATION AGREEMENT
Indemnification Agreement • October 25th, 2022 • Prestige Wealth Inc. • Finance services • New York

This Indemnification Agreement (this “Agreement”) is entered into as of by and between Prestige Wealth Inc., a Cayman Islands company (the “Company”), and the undersigned, a director and/or an officer of the Company (“Indemnitee”), as applicable.

AutoNDA by SimpleDocs
EMPLOYMENT AGREEMENT
Employment Agreement • October 25th, 2022 • Prestige Wealth Inc. • Finance services • New York

This EMPLOYMENT AGREEMENT (the “Agreement”), is entered into as of April 8, 2020 by and between Prestige Wealth Inc., a company incorporated and existing under the laws of the Cayman Islands (the “Company”), and Wong Ngat, an individual (the “Executive”). The term “Company” as used herein with respect to all obligations of the Executive hereunder shall be deemed to include the Company and all of its direct or indirect parent companies, subsidiaries, affiliates, or subsidiaries or affiliates of its parent companies (collectively, the “Group”).

PRESTIGE WEALTH INC. UNDERWRITING AGREEMENT
Underwriting Agreement • December 2nd, 2022 • Prestige Wealth Inc. • Finance services

The undersigned, Prestige Wealth Inc., an exempted company incorporated in the Cayman Islands (the “Company”), hereby confirms its agreement (this “Agreement”) with Network 1 Financial Securities, Inc. (the “Underwriter”) to issue and sell to the Underwriter an aggregate of [●] ordinary shares, par value US$0.000625, of the Company (“Ordinary Shares”). The offering and sale of securities contemplated by this Agreement is referred to herein as the “Offering.”

PRESTIGE WEALTH INC. UNDERWRITING AGREEMENT
Underwriting Agreement • July 10th, 2023 • Prestige Wealth Inc. • Finance services • New York

The undersigned, Prestige Wealth Inc., an exempted company incorporated in the Cayman Islands (the “Company”), hereby confirms its agreement (this “Agreement”) with Revere Securities LLC (the “Underwriter”) to issue and sell to the Underwriter an aggregate of 1,000,000 ordinary shares, par value US$0.000625, of the Company (“Ordinary Shares”). The offering and sale of securities contemplated by this Agreement is referred to herein as the “Offering.”

ESCROW AGREEMENT
Escrow Agreement • June 23rd, 2023 • Prestige Wealth Inc. • Finance services • New York

This Escrow Agreement dated this [ ] day of [ ] 2023 (the “Escrow Agreement”), is entered into by and among Prestige Wealth Inc., a company organized under the laws of the Cayman Islands (the “Company” or “Prestige”), having an address at Suite 5102, 51/F, Cheung Kong Center, 2 Queen’s Road Central, Hong Kong, Revere Securities, LLC, (the “Representative”), each a “Party” and collectively, the “Parties.”.and Wilmington Trust, National Association, as escrow agent (“Escrow Agent”).

PRESTIGE GLOBAL FUND SPC INVESTMENT ADVISOR PRESTIGE ASSET MANAGEMENT LIMITED (Securities & Futures Commission of Hong Kong licence: BHS708) SUBSCRIPTION AGREEMENT INSTRUCTIONS
Subscription Agreement • October 25th, 2022 • Prestige Wealth Inc. • Finance services

Prestige Global Fund SPC (the “Fund”) is offering the Participating Shares, as specified in the subscription below. Subscribers should carefully review the current private placement memorandum of the Fund and any supplements of each Portfolio thereto as supplied by the Manager (together, the “Private Placement Memorandum”) and the most recent annual report and audited accounts (where applicable), before subscribing for Participating Shares.

the “Manager”) MANAGEMENT AGREEMENT
Management Agreement • August 23rd, 2019 • Prestige Wealth Inc. • Finance services • Hong Kong
THIS AGREEMENT is made on this 15 July 2018 BETWEEN:
Office Space Agreement • February 15th, 2019 • Prestige Wealth Inc. • Finance services • Hong Kong
Referral Agreement
Referral Agreement • October 25th, 2022 • Prestige Wealth Inc. • Finance services

This contract is entered into by and between [ A ] Limited (hereinafter referred to as Party A), and [ B ] Limited (hereinafter referred to as Party B).

INVESTMENT Management agreement
Investment Management Agreement • October 25th, 2022 • Prestige Wealth Inc. • Finance services
CLASS A ORDINARY SHARE PURCHASE WARRANT PRESTIGE WEALTH INC.
Class a Ordinary Share Purchase Warrant • July 5th, 2024 • Prestige Wealth Inc. • Finance services • New York

THIS ORDINARY SHARE PURCHASE WARRANT (the “Warrant”) certifies that, for value received, Tokyo Bay Management Inc. or its assigns (the “Holder”) is entitled, upon the terms and subject to the limitations on exercise and the conditions hereinafter set forth, at any time on or after the date that is six months following the date hereof (the “Initial Exercise Date”) and on or prior to January 02, 2030 (the “Termination Date”), but not thereafter, to subscribe for and purchase from Prestige Wealth Inc., an exempted company incorporated in the Cayman Islands (the “Company”), up to 450,000 Class A ordinary shares, par value $0.000625 per share (the “Ordinary Shares”) (as subject to adjustment hereunder, the “Warrant Shares”). The purchase price of one Ordinary Share under this Warrant shall be equal to the Exercise Price (as defined in Section 2(c) hereof).

investment ADVISORY Agreement
Investment Advisory Agreement • August 23rd, 2019 • Prestige Wealth Inc. • Finance services • Hong Kong
dELEGATION Agreement
Delegation Agreement • December 20th, 2021 • Prestige Wealth Inc. • Finance services • Hong Kong
Underwriter’s Warrant
Underwriter's Warrant • December 2nd, 2022 • Prestige Wealth Inc. • Finance services • New York

THE REGISTERED HOLDER OF THIS PURCHASE WARRANT AGREES BY HIS, HER OR ITS ACCEPTANCE HEREOF, THAT SUCH HOLDER WILL NOT FOR A PERIOD OF ONE HUNDRED EIGHTY (180) DAYS BEGINNING ON THE date of the commencemEnt of sales of the offering pursuant the registration statement No: 333-267999 AS FILED WITH THE SECURITIES AND EXCHANGE COMMISSION: (A) SELL, TRANSFER, ASSIGN, PLEDGE OR HYPOTHECATE THIS PURCHASE WARRANT TO ANYONE OTHER THAN OFFICERS OR PARTNERS OF NETWORK 1 FINANCIAL SECURITIES, INC., EACH OF WHOM SHALL HAVE AGREED TO THE RESTRICTIONS CONTAINED HEREIN, IN ACCORDANCE WITH FINRA CONDUCT RULE 5110(E)(1), OR (B) CAUSE THIS PURCHASE WARRANT OR THE SECURITIES ISSUABLE HEREUNDER TO BE THE SUBJECT OF ANY HEDGING, SHORT SALE, DERIVATIVE, PUT OR CALL TRANSACTION THAT WOULD RESULT IN THE EFFECTIVE ECONOMIC DISPOSITION OF THIS PURCHASE WARRANT OR THE SECURITIES HEREUNDER, EXCEPT AS PROVIDED FOR IN FINRA RULE 5110(e)(2).

INVESTMENT Management agreement
Investment Management Agreement • February 15th, 2019 • Prestige Wealth Inc. • Finance services • Hong Kong
Client Referral Agreement
Client Referral Agreement • December 20th, 2021 • Prestige Wealth Inc. • Finance services • Hong Kong

This contract is entered into by and between Blue Ocean Wealth Management (Hong Kong) Ltd. (hereinafter referred to as Party A) and Prestige Private Wealth Management Limited (hereinafter referred to as Party B)

ONGOING ADVISORY Agreement
Ongoing Advisory Agreement • December 20th, 2021 • Prestige Wealth Inc. • Finance services • Hong Kong
fund FORMATION ADVISORY Agreement
Fund Formation Advisory Agreement • December 20th, 2021 • Prestige Wealth Inc. • Finance services • Hong Kong
PRESTIGE GLOBAL ALLOCATION FUND SUBSCRIPTION AGREEMENT INSTRUCTIONS
Subscription Agreement • October 25th, 2022 • Prestige Wealth Inc. • Finance services

Prestige Global Allocation Fund (the “Fund”) is offering the Participating Shares, as specified in the Private Placement Memorandum (as defined below). Subscribers should carefully review the current private placement memorandum of the Fund and any appendix thereto for each Class of Participating Shares as supplied by the Manager (together, the “Private Placement Memorandum”) and the most recent annual report and audited accounts (where applicable), before subscribing for Participating Shares.

ONGOING ADVISORY AGREEMENT
Ongoing Advisory Agreement • October 25th, 2022 • Prestige Wealth Inc. • Finance services • Hong Kong

PARTY A is an asset management company registered in Hong Kong, serving a number of ultra-high net worth family and institutional investors. PAM is a qualified asset management company holding the license of “providing asset management (type 9)” and providing advice on Securities (type 4) issued by the Hong Kong SFC, with the central number BHS708. PARTY A intends to expand the global asset allocation and investment fund business, and is willing to cooperate with PAM. PAM has rich experience in fund establishment, issuance and compliance operation in Hong Kong market, and has high-quality cooperation network resource.

Business Development & Marketing Consulting Agreement
Business Development & Marketing Consulting Agreement • June 28th, 2024 • Prestige Wealth Inc. • Finance services • Hong Kong

Party A has decided to hire Party B as a consultant for business development, market expansion, sales channel establishment, marketing strategies, and product planning, etc. Party B also agrees to act as a consultant for Party A.

AutoNDA by SimpleDocs
Draft better contracts in just 5 minutes Get the weekly Law Insider newsletter packed with expert videos, webinars, ebooks, and more!