PLACEMENT AGENCY AGREEMENTPlacement Agency Agreement • June 4th, 2024 • FibroBiologics, Inc. • Pharmaceutical preparations • New York
Contract Type FiledJune 4th, 2024 Company Industry Jurisdiction
PLACEMENT AGENCY AGREEMENTPlacement Agency Agreement • April 26th, 2024 • FibroBiologics, Inc. • Pharmaceutical preparations • New York
Contract Type FiledApril 26th, 2024 Company Industry Jurisdiction
PLACEMENT AGENCY AGREEMENTPlacement Agency Agreement • March 5th, 2024 • Vivani Medical, Inc. • Electromedical & electrotherapeutic apparatus • New York
Contract Type FiledMarch 5th, 2024 Company Industry Jurisdiction
PLACEMENT AGENCY AGREEMENTPlacement Agency Agreement • February 5th, 2024 • Wisa Technologies, Inc. • Semiconductors & related devices • New York
Contract Type FiledFebruary 5th, 2024 Company Industry JurisdictionThis letter agreement (the “Agreement”) constitutes the agreement between Maxim Group LLC (“Maxim” or the “Placement Agent”) and WiSA Technologies, Inc., a Delaware corporation (together with its subsidiaries, the “Company”), that Maxim shall serve as the exclusive placement agent for the Company, on a “reasonable best efforts” basis, for the proposed placement to certain purchasers (the “Purchasers”) of up to an aggregate of (i) [___] common units (each a “Common Unit” and collectively, the “Common Units”), with each Common Unit consisting of (A) one share (each a “Share” and collectively, the “Shares”) of the Company’s common stock, par value $0.0001 per share (the “Common Stock”), and (B) one common stock purchase warrant (the “Warrant”) to purchase one share of Common Stock (the “Warrant Shares”), which are not exercisable until after the Stockholder Approval Date (as defined in the Warrant) and expiring on the fifth (5th) anniversary of the date on which Stockholder Approval is re
PLACEMENT AGENCY AGREEMENTPlacement Agency Agreement • January 24th, 2024 • Nutex Health, Inc. • Services-business services, nec • New York
Contract Type FiledJanuary 24th, 2024 Company Industry Jurisdiction
PLACEMENT AGENCY AGREEMENTPlacement Agency Agreement • November 21st, 2023 • reAlpha Tech Corp. • Real estate • New York
Contract Type FiledNovember 21st, 2023 Company Industry Jurisdiction
PLACEMENT AGENCY AGREEMENTPlacement Agency Agreement • November 16th, 2023 • reAlpha Tech Corp. • Real estate • New York
Contract Type FiledNovember 16th, 2023 Company Industry Jurisdiction
PLACEMENT AGENCY AGREEMENT November 13, 2023Placement Agency Agreement • November 15th, 2023 • Mainz Biomed N.V. • Pharmaceutical preparations • New York
Contract Type FiledNovember 15th, 2023 Company Industry JurisdictionIntroduction. Subject to the terms and conditions herein (this “Agreement”), Mainz Biomed N.V., a public company under Dutch law (the “Company”), hereby agrees to sell up to an aggregate of $5,000,000.40 of securities of the Company, including, but not limited to, ordinary shares (the “Shares” or “Securities”) of the Company, €0.01 par value per Share (the “Ordinary Shares”) and warrants (the “Warrants”) to purchase Ordinary Shares (the “Warrant Shares” and, together with the Shares and the Warrants, the “Securities”) directly to various investors (each, an “Investor” and, collectively, the “Investors”) through Titan Partners Group LLC, a division of American Capital Partners, LLC (together with its affiliates, “Titan Partners” or the “Placement Agent”) as placement agent. The documents executed and delivered by the Company and the Investors in connection with the Offering (as defined below), including, without limitation, securities purchase agreements (the “Purchase Agreements”), sha
PLACEMENT AGENCY AGREEMENTPlacement Agency Agreement • October 26th, 2023 • Bio Key International Inc • Services-prepackaged software • New York
Contract Type FiledOctober 26th, 2023 Company Industry Jurisdiction
PLACEMENT AGENCY AGREEMENT October 24, 2023Placement Agency Agreement • October 24th, 2023 • AppTech Payments Corp. • Services-prepackaged software • New York
Contract Type FiledOctober 24th, 2023 Company Industry Jurisdiction
PLACEMENT AGENCY AGREEMENTPlacement Agency Agreement • October 19th, 2023 • Wisa Technologies, Inc. • Semiconductors & related devices • New York
Contract Type FiledOctober 19th, 2023 Company Industry JurisdictionThis letter agreement (the “Agreement”) constitutes the agreement between Maxim Group LLC (“Maxim” or the “Placement Agent”) and WiSA Technologies, Inc., a Delaware corporation (together with its subsidiaries, the “Company”), that Maxim shall serve as the exclusive placement agent for the Company, on a “reasonable best efforts” basis, for the proposed placement to certain purchasers (the “Purchasers”) of up to an aggregate of 87,000 units (each a “Unit” and collectively, the “Units”), with each Unit consisting of (i) of one share of the Company’s Series B Convertible Preferred Stock, par value $0.0001 per share, with a liquidation preference of $100.00 per share (the “Series B Preferred Stock”), and (ii) two preferred warrants (the “Preferred Warrants”), each exercisable for one share of Series B Preferred Stock (the “Preferred Warrant Shares”). The Series B Preferred Stock is convertible into shares of the Company’s common stock, par value, $0.0001 per share (the “Series B Conversion
PLACEMENT AGENCY AGREEMENTPlacement Agency Agreement • October 11th, 2023 • Wisa Technologies, Inc. • Semiconductors & related devices • New York
Contract Type FiledOctober 11th, 2023 Company Industry JurisdictionThis letter agreement (the “Agreement”) constitutes the agreement between Maxim Group LLC (“Maxim” or the “Placement Agent”) and WiSA Technologies, Inc., a Delaware corporation (together with its subsidiaries, the “Company”), that Maxim shall serve as the exclusive placement agent for the Company, on a “reasonable best efforts” basis, for the proposed placement to certain purchasers (the “Purchasers”) of up to an aggregate of [_____] units (each a “Unit” and collectively, the “Units”), with each Unit consisting of (i) of one share of the Company’s Series B Convertible Preferred Stock, par value $0.0001 per share, with a liquidation preference of $100.00 per share (the “Series B Preferred Stock”), and (ii) two preferred warrants (the “Preferred Warrants”), each exercisable for one share of Series B Preferred Stock (the “Preferred Warrant Shares”). The Series B Preferred Stock is convertible into shares of the Company’s common stock, par value, $0.0001 per share (the “Series B Conversion
PLACEMENT AGENCY AGREEMENTPlacement Agency Agreement • July 5th, 2023 • C3is Inc. • Deep sea foreign transportation of freight • New York
Contract Type FiledJuly 5th, 2023 Company Industry Jurisdiction
PLACEMENT AGENCY AGREEMENTPlacement Agency Agreement • June 26th, 2023 • C3is Inc. • Deep sea foreign transportation of freight • New York
Contract Type FiledJune 26th, 2023 Company Industry Jurisdiction
PLACEMENT AGENCY AGREEMENTPlacement Agency Agreement • February 16th, 2023 • Top Ships Inc. • Deep sea foreign transportation of freight • New York
Contract Type FiledFebruary 16th, 2023 Company Industry Jurisdiction
PLACEMENT AGENCY AGREEMENTPlacement Agency Agreement • December 20th, 2022 • mCloud Technologies Corp. • Services-prepackaged software • New York
Contract Type FiledDecember 20th, 2022 Company Industry Jurisdiction
PLACEMENT AGENCY AGREEMENTPlacement Agency Agreement • November 30th, 2022 • mCloud Technologies Corp. • Services-prepackaged software • New York
Contract Type FiledNovember 30th, 2022 Company Industry Jurisdiction
PLACEMENT AGENCY AGREEMENTPlacement Agency Agreement • November 17th, 2022 • mCloud Technologies Corp. • Services-prepackaged software • New York
Contract Type FiledNovember 17th, 2022 Company Industry Jurisdiction
PLACEMENT AGENCY AGREEMENTPlacement Agency Agreement • November 7th, 2022 • mCloud Technologies Corp. • Services-prepackaged software • New York
Contract Type FiledNovember 7th, 2022 Company Industry Jurisdiction
PLACEMENT AGENCY AGREEMENTPlacement Agency Agreement • August 22nd, 2022 • mCloud Technologies Corp. • Services-prepackaged software • New York
Contract Type FiledAugust 22nd, 2022 Company Industry Jurisdiction
PLACEMENT AGENCY AGREEMENTPlacement Agency Agreement • July 21st, 2022 • United Maritime Corp • Water transportation • New York
Contract Type FiledJuly 21st, 2022 Company Industry Jurisdiction
PLACEMENT AGENCY AGREEMENTPlacement Agency Agreement • July 12th, 2022 • United Maritime Corp • Water transportation • New York
Contract Type FiledJuly 12th, 2022 Company Industry Jurisdiction
PLACEMENT AGENCY AGREEMENTPlacement Agency Agreement • June 8th, 2021 • Tian Ruixiang Holdings LTD • Insurance agents, brokers & service • New York
Contract Type FiledJune 8th, 2021 Company Industry Jurisdiction