SECURITIES PURCHASE AGREEMENTSecurities Purchase Agreement • June 10th, 2020 • Summit Wireless Technologies, Inc. • Semiconductors & related devices • New York
Contract Type FiledJune 10th, 2020 Company Industry JurisdictionThis Securities Purchase Agreement (this “Agreement”) is dated as of June 9, 2020, between Summit Wireless Technologies, Inc. a Delaware corporation (the “Company”), and each purchaser identified on the signature pages hereto (each, including its successors and assigns, a “Purchaser” and collectively the “Purchasers”).
REGISTRATION RIGHTS AGREEMENTRegistration Rights Agreement • November 10th, 2020 • Summit Wireless Technologies, Inc. • Semiconductors & related devices
Contract Type FiledNovember 10th, 2020 Company IndustryThis Registration Rights Agreement (this “Agreement”) is made and entered into as of November __, 2020 among Summit Wireless Technologies, Inc., a Delaware corporation (the “Company”), and each of the several securityholders signatory hereto (each such securityholder, a “Securityholder” and, collectively, the “Securityholders”).
COMMON STOCK PURCHASE WARRANT WISA TECHNOLOGIES, INC.Wisa Technologies, Inc. • April 18th, 2024 • Semiconductors & related devices • New York
Company FiledApril 18th, 2024 Industry JurisdictionTHIS COMMON STOCK PURCHASE WARRANT (the “Warrant”) certifies that, for value received by the Company, _____ or its assigns (the “Holder”) is entitled, upon the terms and subject to the limitations on exercise and the conditions hereinafter set forth, at any time on or after the date hereof (the “Initial Exercise Date”) and on or prior to 5:00 p.m. (New York City time) on the fifth anniversary of the Initial Exercise Date (the “Termination Date”) but not thereafter, to subscribe for from WiSA Technologies, Inc., a Delaware corporation (the “Company”), up to ______ shares of Common Stock (as subject to adjustment hereunder, the “Warrant Shares”). The subscription price of one share of Common Stock under this Warrant shall be equal to the Exercise Price, as defined in Section 2(b).
COMMON STOCK PURCHASE WARRANT SUMMIT WIRELESS TECHNOLOGIES, INC.Summit Wireless Technologies, Inc. • June 7th, 2021 • Semiconductors & related devices • New York
Company FiledJune 7th, 2021 Industry JurisdictionTHIS COMMON STOCK PURCHASE WARRANT (this “Warrant”) certifies that, for value received, [________] or her assigns (the “Holder”) is entitled, upon the terms and subject to the limitations on exercise and the conditions hereinafter set forth, at any time on or after [_________] (the “Initial Exercise Date”) and on or prior to 5:00 p.m. (New York City time) on [_________] (the “Termination Date”) but not thereafter, to subscribe for and purchase from Summit Wireless Technologies, Inc., a Delaware corporation (the “Company”), up to [_________] ([_____]) shares (as subject to adjustment hereunder, the “Warrant Shares”) of Common Stock. The purchase price of one share of Common Stock under this Warrant shall be equal to the Exercise Price, as defined in Section 2(b). Capitalized terms used and not otherwise defined herein shall have the meanings set forth in that certain Exchange Agreement (the “Exchange Agreement”), dated [_________], among the Company and the Holders signatory thereto.
COMMON STOCK PURCHASE WARRANT SUMMIT WIRELESS TECHNOLOGIES, INC.Common Stock Purchase Warrant • June 8th, 2021 • Summit Wireless Technologies, Inc. • Semiconductors & related devices • New York
Contract Type FiledJune 8th, 2021 Company Industry JurisdictionTHIS COMMON STOCK PURCHASE WARRANT (this “Warrant”) certifies that, for value received, ___________________ or its assigns (the “Holder”) is entitled, upon the terms and subject to the limitations on exercise and the conditions hereinafter set forth, at any time on or after June 8, 2021 (the “Initial Exercise Date”) and on or prior to 5:00 p.m. (New York City time) on June 8, 2026 (the “Termination Date”) but not thereafter, to subscribe for and purchase from Summit Wireless Technologies, Inc., a Delaware corporation (the “Company”), up to _________________ (_______)1 shares (as subject to adjustment hereunder, the “Warrant Shares”) of Common Stock. The purchase price of one share of Common Stock under this Warrant shall be equal to the Exercise Price, as defined in Section 2(b). This Warrant is being issued in connection with the Inducement Agreement, pursuant to which the Holder has been solicited to exercise its Initial Warrants and offered this Warrant as inducement and in consider
SECURITIES PURCHASE AGREEMENTSecurities Purchase Agreement • April 18th, 2024 • Wisa Technologies, Inc. • Semiconductors & related devices • New York
Contract Type FiledApril 18th, 2024 Company Industry JurisdictionThis Securities Purchase Agreement (this “Agreement”) is dated as of April 17, 2024, between WiSA Technologies, Inc., a Delaware corporation (the “Company”), and each purchaser identified on the signature pages hereto (each, including its successors and assigns, a “Purchaser” and collectively the “Purchasers”).
SECURITIES PURCHASE AGREEMENTSecurities Purchase Agreement • July 26th, 2021 • Summit Wireless Technologies, Inc. • Semiconductors & related devices • New York
Contract Type FiledJuly 26th, 2021 Company Industry JurisdictionThis Securities Purchase Agreement (this “Agreement”) is dated as of July 22, 2021, between Summit Wireless Technologies, Inc. a Delaware corporation (the “Company”), and each purchaser identified on the signature pages hereto (each, including its successors and assigns, a “Purchaser” and collectively the “Purchasers”).
SECURITIES PURCHASE AGREEMENTSecurities Purchase Agreement • July 2nd, 2018 • Summit Semiconductor Inc. • Semiconductors & related devices • New York
Contract Type FiledJuly 2nd, 2018 Company Industry JurisdictionThis Securities Purchase Agreement (this “Agreement”) is dated as of November 18, 2016, between Summit Semiconductor, LLC, a Delaware limited liability company (the “Company”), and the purchaser identified on the signature pages hereto (the “Purchaser”).
PLACEMENT AGENT WARRANT WISA TECHNOLOGIES, INC.Wisa Technologies, Inc. • August 19th, 2022 • Semiconductors & related devices
Company FiledAugust 19th, 2022 IndustryTHIS PLACEMENT AGENT WARRANT TO PURCHASE COMMON STOCK (the “Warrant”) certifies that, for value received, Maxim Group LLC, or its assigns (the “Holder”), is entitled, upon the terms and subject to the limitations on exercise and the conditions hereinafter set forth, at any time on or after February 15, 2023 (the “Initial Exercise Date”) and prior to 5:00 p.m. (New York time) on the date that is five (5) years following the Initial Issuance Date (the “Termination Date”) but not thereafter, to subscribe for and purchase from WISA TECHNOLOGIES, INC., a Delaware corporation (the “Company”), 194,3841 shares of common stock, par value $0.0001 per share, of the Company (the “Warrant Shares”), as subject to adjustment hereunder. The purchase price of one share of Common Stock under this Warrant shall be equal to the Exercise Price, as defined in Section 2(b).
SECURITIES PURCHASE AGREEMENTSecurities Purchase Agreement • February 8th, 2024 • Wisa Technologies, Inc. • Semiconductors & related devices • New York
Contract Type FiledFebruary 8th, 2024 Company Industry JurisdictionThis Securities Purchase Agreement (this “Agreement”) is dated as of ______, 2024, between WiSA Technologies, Inc., a Delaware corporation (the “Company”), and each purchaser identified on the signature pages hereto (each, including its successors and assigns, a “Purchaser” and collectively the “Purchasers”).
COMMON STOCK PURCHASE WARRANT SUMMIT WIRELESS TECHNOLOGIES, INC.Summit Wireless Technologies, Inc. • November 10th, 2020 • Semiconductors & related devices
Company FiledNovember 10th, 2020 IndustryTHIS COMMON STOCK PURCHASE WARRANT (the “Warrant”) certifies that, for value received, _____________ or its assigns (the “Holder”) is entitled, upon the terms and subject to the limitations on exercise and the conditions hereinafter set forth, at any time on or after the date hereof (the “Initial Exercise Date”) and on or prior to the close of business on November __, 2025 (the “Termination Date”) but not thereafter, to subscribe for and purchase from Summit Wireless Technologies, Inc., a Delaware corporation (the “Company”), up to _____ shares (as subject to adjustment hereunder, the “Warrant Shares”) of Common Stock. The purchase price of one share of Common Stock under this Warrant shall be equal to the Exercise Price, as defined in Section 2(b).
PLACEMENT AGENCY AGREEMENTPlacement Agency Agreement • April 18th, 2024 • Wisa Technologies, Inc. • Semiconductors & related devices • New York
Contract Type FiledApril 18th, 2024 Company Industry JurisdictionThis letter agreement (the “Agreement”) constitutes the agreement between Maxim Group LLC (“Maxim” or the “Placement Agent”) and WiSA Technologies, Inc., a Delaware corporation (together with its subsidiaries, the “Company”), that Maxim shall serve as the exclusive placement agent for the Company, on a “reasonable best efforts” basis, for the proposed placement to certain purchasers (the “Purchasers”) of up to an aggregate of 225,834 units (each a “Unit” and collectively, the “Units”), with each Unit consisting of (A) one share (each a “Share” and collectively, the “Shares”) of the Company’s common stock, par value $0.0001 per share (the “Common Stock”), and (B) one common stock purchase warrant (the “Warrant”) to purchase one share of Common Stock (the “Warrant Shares”). The Units and the securities included therein (i.e., the Shares, the Warrants and the Warrant Shares) are referred to herein as the “Securities.” The documents executed and delivered by the Company and the Purchasers
SECURITIES PURCHASE AGREEMENTSecurities Purchase Agreement • September 29th, 2023 • Wisa Technologies, Inc. • Semiconductors & related devices • New York
Contract Type FiledSeptember 29th, 2023 Company Industry JurisdictionThis Securities Purchase Agreement (this “Agreement”) is dated as of [ ], 2023, between WiSA Technologies, Inc., a Delaware corporation (the “Company”), and each purchaser identified on the signature pages hereto (each, including its successors and assigns, a “Purchaser” and collectively the “Purchasers”).
FORM OF COMMON STOCK PURCHASE WARRANT WISA TECHNOLOGIES, INC.Wisa Technologies, Inc. • August 1st, 2023 • Semiconductors & related devices • New York
Company FiledAugust 1st, 2023 Industry JurisdictionTHIS COMMON STOCK PURCHASE WARRANT (the “Warrant”) certifies that, for value received by the Company, __________ or its assigns (the “Holder”) is entitled, upon the terms and subject to the limitations on exercise and the conditions hereinafter set forth, at any time on or after the date hereof (the “Initial Exercise Date”) and on or prior to 5:00 p.m. (New York City time) on _____, 2028 (the “Termination Date”) but not thereafter, to subscribe for from WiSA Technologies, Inc., a Delaware corporation (the “Company”), up to _____ shares of Common Stock (as subject to adjustment hereunder, the “Warrant Shares”). The purchase price of one share of Common Stock under this Warrant shall be equal to the Exercise Price, as defined in Section 2(b).
INDEMNITY AGREEMENTIndemnity Agreement • July 2nd, 2018 • Summit Semiconductor Inc. • Semiconductors & related devices • Delaware
Contract Type FiledJuly 2nd, 2018 Company Industry JurisdictionTHIS INDEMNITY AGREEMENT (this “Agreement”) is made as of __________, 2018, by and between SUMMIT SEMICONDUCTOR, INC., a Delaware corporation (the “Company”), and _______________________ (“Indemnitee”).
COMMON STOCK PURCHASE WARRANT WISA TECHNOLOGIES, INC.Wisa Technologies, Inc. • May 17th, 2024 • Semiconductors & related devices • New York
Company FiledMay 17th, 2024 Industry JurisdictionTHIS COMMON STOCK PURCHASE WARRANT (the “Warrant”) certifies that, for value received by the Company, _____ or his, her or its assigns (the “Holder”) is entitled, upon the terms and subject to the limitations on exercise and the conditions hereinafter set forth, at any time on or after the date hereof (the “Initial Exercise Date”) and on or prior to 5:00 p.m. (New York City time) on the fifth anniversary of the Initial Exercise Date (the “Termination Date”) but not thereafter, to subscribe for from WiSA Technologies, Inc., a Delaware corporation (the “Company”), up to ______ shares of Common Stock (as subject to adjustment hereunder, the “Warrant Shares”). The subscription price of one share of Common Stock under this Warrant shall be equal to the Exercise Price, as defined in Section 2(b).
SECURITIES PURCHASE AGREEMENTSecurities Purchase Agreement • July 2nd, 2018 • Summit Semiconductor Inc. • Semiconductors & related devices • New York
Contract Type FiledJuly 2nd, 2018 Company Industry JurisdictionThis Securities Purchase Agreement (this “Agreement”) is dated as of November 30, 2017, between Summit Semiconductor, LLC, a Delaware limited liability company (the “Company”), and each purchaser identified on the signature pages hereto (each, including its successors and assigns, a “Purchaser” and collectively, the “Purchasers”).
WISA TECHNOLOGIES, INC. Up to $4,000,000 of Common Stock equity distribution AGREEMENTEquity Distribution Agreement • September 13th, 2022 • Wisa Technologies, Inc. • Semiconductors & related devices • New York
Contract Type FiledSeptember 13th, 2022 Company Industry JurisdictionWiSA Technologies, Inc., a Delaware corporation (the “Company”), proposes to issue and sell through Maxim Group LLC, as sales agent (the “Agent”), shares of common stock, par value $0.0001 per share, of the Company (the “Common Stock”), having an aggregate offering price of up to US$4,000,000 of Common Stock (the Common Stock subject to this Equity Distribution Agreement (this “Agreement”) being referred to herein as the “Shares”) on terms set forth herein and subject to the limitations set forth in Section 2(a) hereof. The Shares consist entirely of authorized but unissued shares of Common Stock to be issued and sold by the Company.
COMMON STOCK PURCHASE WARRANT WISA TECHNOLOGIES, INC.Wisa Technologies, Inc. • September 10th, 2024 • Semiconductors & related devices • New York
Company FiledSeptember 10th, 2024 Industry JurisdictionTHIS COMMON STOCK PURCHASE WARRANT (the “Warrant”) certifies that, for value received by the Company, _____ or his, her or its assigns (the “Holder”) is entitled, upon the terms and subject to the limitations on exercise and the conditions hereinafter set forth, at any time on or after the Stockholder Approval Date (as defined below) (the “Initial Exercise Date”) and on or prior to 5:00 p.m. (New York City time) on the fifth anniversary of the Initial Exercise Date (the “Termination Date”) but not thereafter, to subscribe for from WiSA Technologies, Inc., a Delaware corporation (the “Company”), up to ______ shares of Common Stock (as subject to adjustment hereunder, the “Warrant Shares”). The subscription price of one share of Common Stock under this Warrant shall be equal to the Exercise Price, as defined in Section 2(b).
SHARES OF COMMON STOCK AND _________ WARRANTS (EXERCISABLE FOR _________ SHARES) OF SUMMIT WIRELESS TECHNOLOGIES, INC. UNDERWRITING AGREEMENTUnderwriting Agreement • April 1st, 2020 • Summit Wireless Technologies, Inc. • Semiconductors & related devices • New York
Contract Type FiledApril 1st, 2020 Company Industry JurisdictionThe undersigned, SUMMIT WIRELESS TECHNOLOGIES, INC., a company incorporated under the laws of Delaware (collectively with its subsidiaries and affiliates, including, without limitation, all entities disclosed or described in the Registration Statement as being subsidiaries or affiliates of SUMMIT WIRELESS TECHNOLOGIES, INC., the “Company”), hereby confirms its agreement (this “Agreement”) with the several underwriters (such underwriters, including the Representative (as defined below), the “Underwriters” and each an “Underwriter”) named in Schedule I hereto for which MAXIM GROUP LLC is acting as representative to the several Underwriters (in such capacity, the “Representative” and if there are no Underwriters other than the Representative, references to multiple Underwriters shall be disregarded and the term Representative as used herein shall have the same meaning as Underwriters) on the terms and conditions set forth herein.
PLACEMENT AGENCY AGREEMENTPlacement Agency Agreement • February 3rd, 2023 • Wisa Technologies, Inc. • Semiconductors & related devices • New York
Contract Type FiledFebruary 3rd, 2023 Company Industry JurisdictionThis letter agreement (the “Agreement”) constitutes the agreement by and between Maxim Group LLC (“Maxim” or the “Placement Agent”) and WiSA Technologies, Inc., a company incorporated under the laws of the State of Delaware (the “Company”), pursuant to which the Placement Agent shall serve as the placement agent for the Company, on a “reasonable best efforts” basis, in connection with the proposed placement (the “Placement”) to certain purchasers (each, a “Purchaser” and collectively, the “Purchasers”) of registered common stock (the “Shares”) of the Company, par value $0.0001 per share (“Common Stock”), registered Pre-Funded Warrants to purchase Common Stock (the “Pre-Funded Warrants”) and unregistered warrants to purchase Common Stock (the “Warrants” and, and collectively with the Shares and Pre-Funded Warrants, the “Securities”). The terms of the Placement and the Securities shall be mutually agreed upon by the Company and the Purchasers and nothing herein constitutes that the Place
WARRANT AGENT AGREEMENTWarrant Agent Agreement • April 1st, 2020 • Summit Wireless Technologies, Inc. • Semiconductors & related devices • New York
Contract Type FiledApril 1st, 2020 Company Industry JurisdictionWARRANT AGENT AGREEMENT (this “Warrant Agreement”) dated as of [________], 2020 (the “Issuance Date”) between Summit Wireless Technologies, Inc., a company incorporated under the laws of the State of Delaware (the “Company”), and VStock Transfer, LLC (the “Warrant Agent”).
SECURITIES PURCHASE AGREEMENTSecurities Purchase Agreement • May 17th, 2024 • Wisa Technologies, Inc. • Semiconductors & related devices • New York
Contract Type FiledMay 17th, 2024 Company Industry JurisdictionThis Securities Purchase Agreement (this “Agreement”) is dated as of May 15, 2024, between WiSA Technologies, Inc., a Delaware corporation (the “Company”), and each purchaser identified on the signature pages hereto (each, including its successors and assigns, a “Purchaser” and collectively the “Purchasers”).
COMMON STOCK PURCHASE WARRANT WISA TECHNOLOGIES, INC.Wisa Technologies, Inc. • February 16th, 2024 • Semiconductors & related devices • New York
Company FiledFebruary 16th, 2024 Industry JurisdictionTHIS COMMON STOCK PURCHASE WARRANT (the “Warrant”) certifies that, for value received by the Company, _____ or its assigns (the “Holder”) is entitled, upon the terms and subject to the limitations on exercise and the conditions hereinafter set forth, at any time on or after the Stockholder Approval Date (as defined below) (the “Initial Exercise Date”) and on or prior to 5:00 p.m. (New York City time) on the fifth anniversary of the Stockholder Approval Date (the “Termination Date”) but not thereafter, to subscribe for from WiSA Technologies, Inc., a Delaware corporation (the “Company”), up to ______ shares of Common Stock (as subject to adjustment hereunder, the “Warrant Shares”). The subscription price of one share of Common Stock under this Warrant shall be equal to the Exercise Price, as defined in Section 2(b). This Warrant shall initially be issued and maintained in the form of a security held in book-entry form and The Depository Trust Company or its nominee (“DTC”) shall initial
ContractWisa Technologies, Inc. • August 26th, 2022 • Semiconductors & related devices • New York
Company FiledAugust 26th, 2022 Industry JurisdictionTHIS NOTE HAS NOT BEEN REGISTERED WITH THE SECURITIES AND EXCHANGE COMMISSION OR THE SECURITIES COMMISSION OF ANY STATE IN RELIANCE UPON AN EXEMPTION FROM REGISTRATION UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE “SECURITIES ACT”), AND, ACCORDINGLY, MAY NOT BE OFFERED OR SOLD EXCEPT PURSUANT TO AN EFFECTIVE REGISTRATION STATEMENT UNDER THE SECURITIES ACT OR PURSUANT TO AN AVAILABLE EXEMPTION FROM, OR IN A TRANSACTION NOT SUBJECT TO, THE REGISTRATION REQUIREMENTS OF THE SECURITIES ACT AND IN ACCORDANCE WITH APPLICABLE STATE SECURITIES LAWS AS EVIDENCED BY A LEGAL OPINION OF COUNSEL TO THE TRANSFEROR TO SUCH EFFECT, THE SUBSTANCE OF WHICH SHALL BE REASONABLY ACCEPTABLE TO THE COMPANY. THIS NOTE AND THE SECURITIES ISSUABLE UPON CONVERSION OF THIS NOTE MAY BE PLEDGED IN CONNECTION WITH A BONA FIDE MARGIN ACCOUNT SECURED BY SUCH SECURITIES.
ContractSummit Wireless Technologies, Inc. • March 26th, 2020 • Semiconductors & related devices
Company FiledMarch 26th, 2020 IndustryTHIS WARRANT HAS NOT BEEN REGISTERED WITH THE SECURITIES AND EXCHANGE COMMISSION OR THE SECURITIES COMMISSION OF ANY STATE IN RELIANCE UPON AN EXEMPTION FROM REGISTRATION UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE “SECURITIES ACT”), AND, ACCORDINGLY, MAY NOT BE OFFERED OR SOLD EXCEPT PURSUANT TO AN EFFECTIVE REGISTRATION STATEMENT UNDER THE SECURITIES ACT OR PURSUANT TO AN AVAILABLE EXEMPTION FROM, OR IN A TRANSACTION NOT SUBJECT TO, THE REGISTRATION REQUIREMENTS OF THE SECURITIES ACT AND IN ACCORDANCE WITH APPLICABLE STATE SECURITIES LAWS AS EVIDENCED BY A LEGAL OPINION OF COUNSEL TO THE TRANSFEROR TO SUCH EFFECT, THE SUBSTANCE OF WHICH SHALL BE REASONABLY ACCEPTABLE TO THE COMPANY.
SECURITIES PURCHASE AGREEMENTSecurities Purchase Agreement • August 19th, 2022 • Wisa Technologies, Inc. • Semiconductors & related devices • New York
Contract Type FiledAugust 19th, 2022 Company Industry JurisdictionThis Securities Purchase Agreement (as amended, supplemented, restated and/or modified from time to time, this “Agreement”) is entered into as of August 15, 2022, by and between WiSA Technologies, Inc., a Delaware corporation (the “Company”), and [________], a Delaware limited partnership (the “Investor”).
SHARES OF COMMON STOCK ________ PRE-FUNDED WARRANTS (EXERCISABLE FOR _________ SHARES) AND _________ WARRANTS (EXERCISABLE FOR _________ SHARES) OF SUMMIT WIRELESS TECHNOLOGIES, INC. UNDERWRITING AGREEMENTUnderwriting Agreement • April 20th, 2020 • Summit Wireless Technologies, Inc. • Semiconductors & related devices • New York
Contract Type FiledApril 20th, 2020 Company Industry JurisdictionThe undersigned, SUMMIT WIRELESS TECHNOLOGIES, INC., a company incorporated under the laws of Delaware (collectively with its subsidiaries and affiliates, including, without limitation, all entities disclosed or described in the Registration Statement as being subsidiaries or affiliates of SUMMIT WIRELESS TECHNOLOGIES, INC., the “Company”), hereby confirms its agreement (this “Agreement”) with the several underwriters (such underwriters, including the Representative (as defined below), the “Underwriters” and each an “Underwriter”) named in Schedule I hereto for which MAXIM GROUP LLC is acting as representative to the several Underwriters (in such capacity, the “Representative” and if there are no Underwriters other than the Representative, references to multiple Underwriters shall be disregarded and the term Representative as used herein shall have the same meaning as Underwriters) on the terms and conditions set forth herein.
COMMON STOCK PURCHASE WARRANT WISA TECHNOLOGIES, INC.Wisa Technologies, Inc. • January 23rd, 2024 • Semiconductors & related devices • New York
Company FiledJanuary 23rd, 2024 Industry JurisdictionTHIS COMMON STOCK PURCHASE WARRANT (the “Warrant”) certifies that, for value received, _____ or its assigns (the “Holder”) is entitled, upon the terms and subject to the limitations on exercise and the conditions hereinafter set forth, at any time on or after the Stockholder Approval Date (as defined below) (the “Initial Exercise Date”) and on or prior to 5:00 p.m. (New York City time) on the date that is the five (5) year anniversary of the Stockholder Approval Date (the “Termination Date”) but not thereafter, to purchase from WiSA Technologies, Inc., a Delaware corporation (the “Company”), up to _____ shares (as subject to adjustment hereunder, the “Warrant Shares”) of Common Stock. The purchase price of one share of Common Stock under this Warrant shall be equal to the Exercise Price, as defined in Section 2(b). This Warrant is being issued pursuant to that certain securities purchase agreement by and between the Holder and the Company, dated as of January 18, 2024 (the “Agreement”)
PLACEMENT AGENCY AGREEMENTPlacement Agency Agreement • February 5th, 2024 • Wisa Technologies, Inc. • Semiconductors & related devices • New York
Contract Type FiledFebruary 5th, 2024 Company Industry JurisdictionThis letter agreement (the “Agreement”) constitutes the agreement between Maxim Group LLC (“Maxim” or the “Placement Agent”) and WiSA Technologies, Inc., a Delaware corporation (together with its subsidiaries, the “Company”), that Maxim shall serve as the exclusive placement agent for the Company, on a “reasonable best efforts” basis, for the proposed placement to certain purchasers (the “Purchasers”) of up to an aggregate of (i) [___] common units (each a “Common Unit” and collectively, the “Common Units”), with each Common Unit consisting of (A) one share (each a “Share” and collectively, the “Shares”) of the Company’s common stock, par value $0.0001 per share (the “Common Stock”), and (B) one common stock purchase warrant (the “Warrant”) to purchase one share of Common Stock (the “Warrant Shares”), which are not exercisable until after the Stockholder Approval Date (as defined in the Warrant) and expiring on the fifth (5th) anniversary of the date on which Stockholder Approval is re
ContractCommon Stock Purchase Warrant • August 19th, 2022 • Wisa Technologies, Inc. • Semiconductors & related devices
Contract Type FiledAugust 19th, 2022 Company IndustryTHIS WARRANT HAS NOT BEEN REGISTERED WITH THE SECURITIES AND EXCHANGE COMMISSION OR THE SECURITIES COMMISSION OF ANY STATE IN RELIANCE UPON AN EXEMPTION FROM REGISTRATION UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE “SECURITIES ACT”), AND, ACCORDINGLY, MAY NOT BE OFFERED OR SOLD EXCEPT PURSUANT TO AN EFFECTIVE REGISTRATION STATEMENT UNDER THE SECURITIES ACT OR PURSUANT TO AN AVAILABLE EXEMPTION FROM, OR IN A TRANSACTION NOT SUBJECT TO, THE REGISTRATION REQUIREMENTS OF THE SECURITIES ACT AND IN ACCORDANCE WITH APPLICABLE STATE SECURITIES LAWS AS EVIDENCED BY A LEGAL OPINION OF COUNSEL TO THE TRANSFEROR TO SUCH EFFECT, THE SUBSTANCE OF WHICH SHALL BE REASONABLY ACCEPTABLE TO THE COMPANY.
SECURITY AGREEMENTSecurity Agreement • August 19th, 2022 • Wisa Technologies, Inc. • Semiconductors & related devices
Contract Type FiledAugust 19th, 2022 Company IndustrySECURITY AGREEMENT (this "Agreement"), dated as of August 15, 2022, by and between wisa technologies, Inc., a Delaware corporation (the "Company") and [___________] (the "Secured Party").
PLACEMENT AGENCY AGREEMENTPlacement Agency Agreement • August 19th, 2022 • Wisa Technologies, Inc. • Semiconductors & related devices • New York
Contract Type FiledAugust 19th, 2022 Company Industry Jurisdiction
WARRANT AGENCY AGREEMENTWarrant Agency Agreement • February 5th, 2024 • Wisa Technologies, Inc. • Semiconductors & related devices
Contract Type FiledFebruary 5th, 2024 Company IndustryWARRANT AGENCY AGREEMENT (this “Warrant Agreement”) dated as of February [*], 2024 (the “Issuance Date”) between WiSA Technologies, Inc., a company incorporated under the laws of the State of Delaware (the “Company”), and VStock Transfer, LLC (the “Warrant Agent”).
PLACEMENT AGENCY AGREEMENTPlacement Agency Agreement • July 26th, 2021 • Summit Wireless Technologies, Inc. • Semiconductors & related devices • New York
Contract Type FiledJuly 26th, 2021 Company Industry Jurisdiction