Common Contracts
7 similar Agreement and Plan of Reorganization contracts by Financial Investors Trust
AGREEMENT AND PLAN OF REORGANIZATIONAgreement and Plan of Reorganization • April 16th, 2015 • Financial Investors Trust • Delaware
THIS AGREEMENT AND PLAN OF REORGANIZATION (the “Agreement”) is made as of this [___] day of April, 2015 by Financial Investors Trust, a Delaware statutory trust (the “Acquiring Trust”), on behalf of the Emerald Small Cap Value Fund (the “Acquiring Fund”); Elessar Funds Investment Trust, a Delaware statutory trust (the “Selling Trust”), on behalf of the Elessar Small Cap Value Fund (the “Selling Fund”) (the Acquiring Fund and Selling Fund referred to herein as a “Fund” and collectively, the “Funds”); and Emerald Mutual Fund Advisers Trust (“Emerald”), investment adviser to the Acquiring Fund and to the Selling Fund (for purposes of Sections 5.11, 5.13, and 9.1 of the Agreement only). The principal place of business of the Acquiring Trust is 1290 Broadway, Suite 1100, Denver, Colorado 80203; the principal place of business of the Selling Trust is 1111 Superior Avenue, Suite 1310, Cleveland, Ohio 44114; and the principal place of business of Emerald is 3175 Oregon Pike, Leola, Pennsylvani
FORM OF AGREEMENT AND PLAN OF REORGANIZATIONAgreement and Plan of Reorganization • November 19th, 2012 • Financial Investors Trust • Delaware
THIS AGREEMENT AND PLAN OF REORGANIZATION (the “Agreement”) is made as of this day of , 201 by Financial Investors Trust, a Delaware statutory trust (the “Acquiring Trust”), on behalf of the Stonebridge Small-Cap Growth Fund (the “Acquiring Fund”); Stonebridge Funds Trust, a Delaware statutory trust (the “Selling Trust”), on behalf of the Stonebridge Institutional Small-Cap Growth Fund (the “Selling Fund”) (the Acquiring Fund and Selling Fund referred to herein as a “Fund” and collectively, the “Funds”); and Stonebridge Capital Management, Inc., a California corporation (“SCM”), the investment adviser to the Acquiring Fund and the Selling Fund (for purposes of Sections 5.7, 5.12, 8.7, 11.1 and 13.1 of the Agreement only). The principal place of business of the Acquiring Trust is 1290 Broadway, Suite 1100, Denver, Colorado 80203; the principal place of business of the Selling Trust is 1290 Broadway, Suite 1100, Denver, Colorado 80203; and the principal place of business of SCM is 1801 C
FORM OF AGREEMENT AND PLAN OF REORGANIZATIONAgreement and Plan of Reorganization • December 23rd, 2011 • Financial Investors Trust • Delaware
THIS AGREEMENT AND PLAN OF REORGANIZATION (the “Agreement”) is made as of this day of , 201 by Financial Investors Trust, a Delaware statutory trust (the “Acquiring Trust”), on behalf of the Emerald Growth Fund (the “Acquiring Fund”); Forward Funds, a Delaware statutory trust (the “Selling Trust”), on behalf of the Forward Growth Fund (the “Selling Fund”) (the Acquiring Fund and Selling Fund referred to herein as a “Fund” and collectively, the “Funds”); Emerald Mutual Fund Advisors Trust (“Emerald”), the investment adviser to the Acquiring Fund (for purposes of Sections 5.11, 5.13, and 9.1 of the Agreement only); and Forward Management, LLC (“Forward”), the investment adviser to the Selling Fund (for purposes of Sections 5.13 and 9.1 of the Agreement only). The principal place of business of the Acquiring Trust is 1290 Broadway, Suite 1100, Denver, Colorado 80203; the principal place of business of the Selling Trust and Forward is 101 California Street, Suite 1600, San Francisco, Calif
FORM OF AGREEMENT AND PLAN OF REORGANIZATIONAgreement and Plan of Reorganization • December 23rd, 2011 • Financial Investors Trust • Delaware
THIS AGREEMENT AND PLAN OF REORGANIZATION (the “Agreement”) is made as of this day of , 201 by Financial Investors Trust, a Delaware statutory trust (the “Acquiring Trust”), on behalf of the Emerald Banking and Finance Fund (the “Acquiring Fund”); Forward Funds, a Delaware statutory trust (the “Selling Trust”), on behalf of the Forward Banking and Finance Fund (the “Selling Fund”) (the Acquiring Fund and Selling Fund referred to herein as a “Fund” and collectively, the “Funds”); Emerald Mutual Fund Advisors Trust (“Emerald”), the investment adviser to the Acquiring Fund (for purposes of Sections 5.11, 5.13, and 9.1 of the Agreement only); and Forward Management, LLC (“Forward”), the investment adviser to the Selling Fund (for purposes of Sections 5.13 and 9.1 of the Agreement only). The principal place of business of the Acquiring Trust is 1290 Broadway, Suite 1100, Denver, Colorado 80203; the principal place of business of the Selling Trust and Forward is 101 California Street, Suite
AGREEMENT AND PLAN OF REORGANIZATIONAgreement and Plan of Reorganization • June 25th, 2010 • Financial Investors Trust • Delaware
THIS AGREEMENT AND PLAN OF REORGANIZATION (the “Agreement”) is made as of this th day of , 2010 by Financial Investors Trust, a Delaware statutory trust (the “Acquiring Trust”), on behalf of the RiverFront Long-Term Growth Fund (the “Acquiring Fund”); Baird Funds, Inc., a Wisconsin corporation (the “Selling Corporation”), on behalf of the RiverFront Long-Term Growth Fund (the “Selling Fund”) (the Acquiring Fund and Selling Fund referred to herein as a “Fund” and collectively, the “Funds”); ALPS Advisors, Inc. (“ALPS”), the investment adviser to the Acquiring Fund (for purposes of Sections 5.11, 5.12, 5.13, 5.14, and 9.1 of the Agreement only); and Robert W. Baird & Co. Incorporated (“Baird”), the investment adviser to the Selling Fund (for purposes of Sections 5.14 and 9.1 of the Agreement only). The principal place of business of the Acquiring Trust and ALPS is 1290 Broadway, Suite 1100, Denver, Colorado 80203; the principal place of business of the Selling Corporation and Baird is 77
FORM OF AGREEMENT AND PLAN OF REORGANIZATIONAgreement and Plan of Reorganization • August 20th, 2009 • Financial Investors Trust • New York
THIS AGREEMENT AND PLAN OF REORGANIZATION (the “Agreement”) is made as of this day of , 2009 by Financial Investors Trust, a Delaware statutory trust (the “Acquiring Trust”), on behalf of Clough China Fund (the “Acquiring Fund”); Old Mutual Funds I, a Delaware statutory trust, (the “Selling Trust”), on behalf of Old Mutual China Fund (the “Selling Fund”) (the Acquiring Fund and Selling Fund referred to herein as a “Fund” and collectively, the “Funds”); ALPS Advisors, Inc. (“ALPS”), the investment adviser to the Acquiring Fund (for purposes of Section 9.1 of the Agreement only). The principal place of business of the Acquiring Trust and ALPS is 1290 Broadway, Suite 1100, Denver, Colorado 80203; the principal place of business of the Selling Trust is 4643 South Ulster Street, Suite 600, Denver, Colorado 80237.
FORM OF AGREEMENT AND PLAN OF REORGANIZATIONAgreement and Plan of Reorganization • June 12th, 2009 • Financial Investors Trust • New York
THIS AGREEMENT AND PLAN OF REORGANIZATION (the “Agreement”) is made as of this day of , 2009 by Financial Investors Trust, a Delaware statutory trust (the “Acquiring Trust”), on behalf of Activa Value Fund (the “Acquiring Fund”); Activa Mutual Fund Trust, a Delaware statutory trust, (the “Selling Trust”), on behalf of Activa Value Fund (the “Selling Fund”) (the Acquiring Fund and Selling Fund referred to herein as a “Fund” and collectively, the “Funds”); and ALPS Advisors, Inc. (“ALPS”), the investment adviser to the Acquiring Fund (for purposes of Section 9.1 of the Agreement only). The principal place of business of the Acquiring Trust and ALPS is 1290 Broadway, Suite 1100, Denver, Colorado 80203; the principal place of business of the Selling Trust is 2905 Lucerne SE, Suite 200, Grand Rapids, Michigan 49546.
