SUB-ADVISORY AGREEMENT BETWEEN ACTIVA ASSET MANAGEMENT LLC AND TRADEWINDS GLOBAL INVESTORS, LLC.Sub-Advisory Agreement • February 19th, 2008 • Activa Mutual Fund Trust
FUND ACCOUNTING AGREEMENT AGREEMENT made this 9th day of July, 1999, between ACTIVA MUTUAL FUND TRUST (the "Company"), a Delaware business trust having its principal place of business at 2905 Lucerne, Grand Rapids, Michigan, 49546, and BISYS FUND...Fund Accounting Agreement • August 18th, 1999 • Amway Mutual Fund Inc • Ohio
PLAN AND AGREEMENT OF DISTRIBUTION PURSUANT TO RULE 12b-1 PLAN AND AGREEMENT made as of the 11th day of June, 1999, by and between ACTIVA MUTUAL FUND TRUST, a Delaware business trust (hereinafter the "Trust"), and ACTIVA ASSET MANAGEMENT, LLC, a...Plan and Agreement • August 18th, 1999 • Amway Mutual Fund Inc • Michigan
SUB-ADVISORY AGREEMENT BETWEEN ACTIVA ASSET MANAGEMENT, LLC AND VAN KAMPEN MANAGEMENT, INC. AGREEMENT made as of the 11th day of June 1999 between ACTIVA ASSET MANAGEMENT, a Michigan LLC having its principal place of business in Grand Rapids, Michigan...Sub-Advisory Agreement • June 17th, 1999 • Amway Mutual Fund Inc
SUB-ADVISORY AGREEMENT BETWEEN ACTIVA ASSET MANAGEMENT LLC AND BLACKROCK ADVISORS, INC.Sub-Advisory Agreement • August 2nd, 2005 • Activa Mutual Fund Trust
PLAN AND AGREEMENT OF DISTRIBUTION PURSUANT TO RULE 12B-1 PLAN AND AGREEMENT made as of the 11th day of June, 1999, by and between ACTIVA MUTUAL FUND TRUST, a Delaware business trust (hereinafter the "Trust"), and ACTIVA ASSET MANAGEMENT, LLC, a...Plan and Agreement of Distribution • June 17th, 1999 • Amway Mutual Fund Inc • Michigan
ADMINISTRATIVE AGREEMENT AGREEMENT made this 11th day of June 1999, between ACTIVA MUTUAL FUND TRUST, a Delaware business trust (the "Trust") and each series of the Trust (the "Funds") and ACTIVA ASSET MANAGEMENT LLC, a Michigan LLC (the...Administrative Agreement • August 18th, 1999 • Amway Mutual Fund Inc
FORM OF FINANCIAL INVESTORS TRUST SUB-ADVISORY AGREEMENTSub-Advisory Agreement • June 12th, 2009 • Financial Investors Trust • Colorado
AGREEMENT, dated as of , 2009 by and among ALPS Advisors, Inc. (the “Investment Adviser”), a Colorado corporation having its principal place of business at 1290 Broadway, Suite 1100, Denver, Colorado 80203, Financial Investors Trust, a Delaware statutory trust (the “Trust”), on behalf of the funds listed in Appendix A hereto, as amended from time to time, each a series of the Trust (each, a “Fund” and collectively, the “Funds”), and Wellington Management Company, LLP, a limited liability partnership (the “Sub-Adviser”), having its principal place of business at 75 State Street, Boston, Massachusetts 02109.
TRANSFER AGENT AND SHAREHOLDER SERVICES AGREEMENTTransfer Agent and Shareholder Services Agreement • August 18th, 1999 • Amway Mutual Fund Inc • Michigan
FORM OF FINANCIAL INVESTORS TRUST INVESTMENT ADVISORY AGREEMENTInvestment Advisory Agreement • June 12th, 2009 • Financial Investors Trust • Colorado
This Investment Advisory Agreement (this “Agreement”) is made and entered into as of this day of , 2009, by and between ALPS Advisors, Inc., a Colorado corporation (the “Adviser”), and Financial Investors Trust, a Delaware statutory trust (the “Trust”), on behalf of the funds listed in Appendix A hereto, as amended from time to time, each a series of the Trust (each, a “Fund” and collectively, the “Funds”).
FORM OF SHAREHOLDER SERVICING AGREEMENTShareholder Servicing Agreement • June 12th, 2009 • Financial Investors Trust • Colorado
THIS SHAREHOLDER SERVICING AGREEMENT (“Agreement”) made and entered into between ALPS Distributors, Inc. (“ADI”), a Colorado corporation having its principal place of business at 1290 Broadway, Suite 1100, Denver, Colorado 80203, and , a company having its principal place of business at , , (hereinafter “Servicer”).
FORM OF AGREEMENT AND PLAN OF REORGANIZATIONForm of Agreement and Plan of Reorganization • June 12th, 2009 • Financial Investors Trust • New York
THIS AGREEMENT AND PLAN OF REORGANIZATION (the “Agreement”) is made as of this day of , 2009 by Financial Investors Trust, a Delaware statutory trust (the “Acquiring Trust”), on behalf of Activa Value Fund (the “Acquiring Fund”); Activa Mutual Fund Trust, a Delaware statutory trust, (the “Selling Trust”), on behalf of Activa Value Fund (the “Selling Fund”) (the Acquiring Fund and Selling Fund referred to herein as a “Fund” and collectively, the “Funds”); and ALPS Advisors, Inc. (“ALPS”), the investment adviser to the Acquiring Fund (for purposes of Section 9.1 of the Agreement only). The principal place of business of the Acquiring Trust and ALPS is 1290 Broadway, Suite 1100, Denver, Colorado 80203; the principal place of business of the Selling Trust is 2905 Lucerne SE, Suite 200, Grand Rapids, Michigan 49546.
FORM OF CUSTODIAN AGREEMENT (FOREIGN AND DOMESTIC SECURITIES)Custodian Agreement • June 12th, 2009 • Financial Investors Trust • California
This Custodian Agreement is made by and between FINANCIAL INVESTORS TRUST (“Principal”) and UNION BANK, N.A. (“Custodian”). Principal desires that Custodian hold and administer on behalf of Principal certain Securities (as herein defined). Custodian is willing to do so on the terms and conditions set forth in this Agreement. Accordingly, Principal and Custodian agree as follows:
SUB-ADVISORY AGREEMENT BETWEEN ACTIVA ASSET MANAGEMENT LLC AND NWQ INVESTMENT MANAGEMENT COMPANY, LLC.Sub-Advisory Agreement • August 2nd, 2005 • Activa Mutual Fund Trust
Form of Fund/SERV AgreementServ Agreement • June 12th, 2009 • Financial Investors Trust • Colorado
AGREEMENT entered into this day of , 200 , by and between ALPS Distributors, Inc., with its principal place of business at 1290 Broadway, Suite 1100, Denver, Colorado 80203 (“ALPS”), and with its principal place of business in (“Trust Entity”).
TRANSFER AGENCY AND DIVIDEND DISBURSING AGENCY AGREEMENT BETWEEN ACTIVA MUTUAL FUND TRUST AND ACTIVA ASSET MANAGEMENT, LLCTransfer Agency and Dividend Disbursing Agency Agreement • June 17th, 1999 • Amway Mutual Fund Inc
AGREEMENT made this 11th day of June, 1999, between Activa Mutual Fund Trust, a Delaware Business Trust ("the Trust") and Activa Asset Management, LLC, a Michigan LLC (hereinafter called the "Agent"). In consideration of the mutual promises and undertakings herein contained, the parties hereto agree as follows: SECTION L. TRANSFER AGENT. The Agent shall be the transfer agent for the Activa Mutual Funds ("Funds") which are series of the Trust and as such shall: (a) keep the units of beneficial interest ("shares") transfer books and records of the Funds, including the names and addresses of all shareholders, the number and date of issuance of shares and fractional shares held by each shareholder, the number and date of certificates issued for such shares, the number and date of cancellation of redeemed shares, and the number and date of cancellation of each certificate surrendered for cancellation; (b) be responsible for the issuance and redemption of shares of the (c) effect and record
FORM OF BROKER DEALER SELLING AGREEMENTBroker Dealer • June 12th, 2009 • Financial Investors Trust • Colorado
THIS BROKER DEALER SELLING AGREEMENT (“Agreement”) made and entered into between ALPS Distributors, Inc. (“ADI”), a Colorado corporation having its principal place of business at 1290 Broadway, Suite 1100, Denver, Colorado 80203, and , a company having its principal place of business (hereinafter “Broker/Dealer”).
SUB-ADVISORY AGREEMENT BETWEEN ACTIVA ASSET MANAGEMENT LLC AND BLACKROCK CAPITAL MANAGEMENT, INC.Sub-Advisory Agreement • February 23rd, 2007 • Activa Mutual Fund Trust
Form of Trust NETWORKING AgreementTrust Networking Agreement • June 12th, 2009 • Financial Investors Trust • Colorado
AGREEMENT entered into this day of , 200 , by and between ALPS Distributors, Inc., with its principal place of business at 1290 Broadway, Suite 1100, Denver, Colorado 80203 (“ALPS” or “Fund Agent”), and with its principal place of business in (“Trust Entity”).
BETWEENAdvisory and Service Contract • August 21st, 1998 • Amway Mutual Fund Inc
PRINCIPAL UNDERWRITER AGREEMENT BETWEEN ACTIVA MUTUAL FUND TRUST AND ACTIVA ASSET MANAGEMENT, LLCPrincipal Underwriter Agreement • June 17th, 1999 • Amway Mutual Fund Inc
AGREEMENT made as of the 11th day of June, 1999, between ACTIVA MUTUAL FUND TRUST, a Delaware business trust (hereinafter called the "TRUST"), and ACTIVA ASSET MANAGEMENT, a Michigan LLC (hereinafter called the "Principal Underwriter"); In consideration of the mutual promises and undertakings herein contained the parties hereto agree as follows: SECTION 1. GENERAL. The Trust hereby grants to Principal Underwriter the right, during the term of this Agreement and subject to registration requirements of the Securities Act of 1933 as amended (herein called the "1933 Act"), to purchase shares of beneficial interest ("Shares") of any series of the Activa Mutual Fund Trust (the "Fund"), and to resell such Shares upon the terms and conditions hereinafter set forth. Principal Underwriter shall have the right to purchase from the Trust as principal at a price equal to the net asset value during each period determined as described in the current prospectus the Shares needed, but no more than the
ADVISORY AND SERVICE CONTRACT BETWEEN ACTIVA MUTUAL FUND TRUST AND ACTIVA ASSET MANAGEMENT, LLC AGREEMENT made as of the 11th day of June 1999 between the ACTIVA MUTUAL FUND TRUST, a Delaware business trust (hereinafter called the "Trust") on behalf...Advisory and Service Contract • June 17th, 1999 • Amway Mutual Fund Inc
AGREEMENT AND DECLARATION OF TRUST ACTIVA MUTUAL FUND TRUST THIS AGREEMENT AND DECLARATION OF TRUST is made and entered into as of the date set forth below by the Trustees named hereunder for the purpose of forming a Delaware business trust in...Agreement and Declaration of Trust • June 17th, 1999 • Amway Mutual Fund Inc • Delaware
Form of Amendment No. 2 to Transfer Agency and Service AgreementAgency and Service Agreement • June 12th, 2009 • Financial Investors Trust
This Amendment No. 2 dated as of , 2009 (this “Amendment”) is to the Transfer Agency and Service Agreement dated October 1, 2007 (the “Agreement”), by and between ALPS Fund Services, Inc., a Colorado corporation (“ALPS”), and Financial Investors Trust, a Delaware statutory trust (the “Trust”).
Form of Amendment No. 1 to Distribution AgreementDistribution Agreement • June 12th, 2009 • Financial Investors Trust
This Amendment No. 1 dated as of , 2009 (this “Amendment”) is to the Distribution Agreement dated October 1, 2007 (the “Agreement”) by and between ALPS Distributors, Inc., a Colorado corporation (“ADI”), and Financial Investors Trust, a Delaware statutory trust (the “Trust”).
Form of Amendment No. 1 to Fund Accounting and Administration AgreementAccounting and Administration Agreement • June 12th, 2009 • Financial Investors Trust
This Amendment No. 1 dated as of , 2009 (this “Amendment”) is to the Fund Accounting and Administration Agreement dated October 1, 2007 (the “Agreement”) by and between ALPS Fund Services, Inc., a Colorado corporation (“ALPS”), and Financial Investors Trust, a Delaware statutory trust (the “Trust”).
