NON-COMPETITION, NON-SOLICITATION AND NON-DISCLOSURE AGREEMENTNon-Competition, Non-Solicitation and Non-Disclosure Agreement • December 5th, 2016 • Fifth Street Asset Management Inc. • Investment advice • Connecticut
Contract Type FiledDecember 5th, 2016 Company Industry JurisdictionThis Non-Competition, Non-Solicitation and Non-Disclosure Agreement (“Agreement”) is entered into between Patrick Dalton (“Employee”) and FSC CT LLC (“Fifth Street”), a Connecticut corporation, as of November 29, 2016. In this Agreement, Employee and Fifth Street are collectively referred to as the “parties”. The term “Company” as used in this Agreement includes Fifth Street and all direct and indirect subsidiaries and affiliates of Fifth Street, including, without limitation, Fifth Street Management LLC (the “Advisor”), Fifth Street Asset Management Inc. (“FSAM”), Fifth Street Holdings, L.P., Fifth Street Finance Corp. (the “BDC”), Fifth Street Senior Floating Rate Corp. (the “BDC II”), Fifth Street Senior Loan Fund I Operating Entity, LLC, Fifth Street Senior Loan Fund II Operating Entity, LLC, Fifth Street Credit Opportunities Fund, L.P., Fifth Street Mezzanine Partners II, L.P., Fifth Street Capital LLC, Fifth Street Capital West, Inc., FSC, Inc., FSC Midwest, Inc. and any entities
FORM OF NON-COMPETITION, NON-SOLICITATION AND NON-DISCLOSURE AGREEMENT [For Bernard D. Berman, Ivelin M. Dimitrov, Alexander C. Frank and Todd G. Owens]Non-Competition, Non-Solicitation and Non-Disclosure Agreement • September 25th, 2014 • Fifth Street Asset Management Inc. • Investment advice • Connecticut
Contract Type FiledSeptember 25th, 2014 Company Industry JurisdictionThis Non-Competition, Non-Solicitation and Non-Disclosure Agreement (“Agreement”) is entered into between [NAME] (“Employee”) and FSC CT, Inc. (“Fifth Street”), a Connecticut corporation, as of the [__] day of [MONTH], 2014. In this Agreement, Employee and Fifth Street are collectively referred to as the “parties”. The term “Company” as used in this Agreement includes Fifth Street and all direct and indirect subsidiaries and affiliates of Fifth Street, including, without limitation, Fifth Street Management LLC (the “Advisor”), Fifth Street Asset Management Inc. (“FSAM”), Fifth Street Holdings, L.P., Fifth Street Finance Corp. (the “BDC”), Fifth Street Senior Floating Rate Corp. (the “BDC II”), Fifth Street Senior Loan Fund I Operating Entity, LLC, Fifth Street Senior Loan Fund II Operating Entity, LLC, Fifth Street Credit Opportunities Fund, L.P., Fifth Street Mezzanine Partners II, L.P., Fifth Street Capital LLC, Fifth Street Capital West, Inc., FSC, Inc., FSC Midwest, Inc. and any en