Common Contracts
13 similar Broker/Dealer Agreement contracts by General California Municipal Bond Fund Inc /Ny/, General New York Municipal Bond Fund Inc, Dreyfus Basic Money Market Fund Inc, others
BROKER/DEALER AGREEMENT Keeley Investment Corp. 401 South LaSalle Street Suite 1201 Chicago, Illinois 60605 Gentlemen: We desire to enter into an Agreement with you for the sale of of those series of shares of common stock in KEELEY Funds, Inc. (the...Broker/Dealer Agreement • April 28th, 2005 • Keeley Funds, Inc. • Illinois
BROKER-DEALER AGREEMENT (The Victory Portfolios) Victory Capital Advisers, Inc. 3435 Stelzer Road, Suite 1000 Columbus, Ohio 43219-8003 Attn: Regulatory Services Ladies and Gentlemen: We desire to enter into an Agreement with you for the sale of...Broker-Dealer Agreement • February 27th, 2004 • Victory Portfolios • Ohio
BROKER-DEALER AGREEMENT FOR THE SALE OF SHARES OF THE TOCQUEVILLE ALEXIS FUND Ladies and Gentlemen, We are the principal underwriter (as such term is defined in the Investment Company Act of 1940, as amended) of the offering of shares of beneficial...Broker-Dealer Agreement • February 28th, 2003 • Tocqueville Alexis Trust • New York
BANK AFFILIATED BROKER-DEALER AGREEMENT (FULLY DISCLOSED BASIS) Dreyfus Service Corporation 200 Park Avenue New York, New York 10166 Gentlemen: We are a broker-dealer registered with the Securities and Exchange Commission under the Securities Exchange...Broker-Dealer Agreement • December 29th, 2000 • Dreyfus Debt & Equity Funds • New York
BROKER-DEALER AGREEMENT FOR WT MUTUAL FUND (FULLY DISCLOSED BASIS) Provident Distributors, Inc., 3200 Horizon Drive King of Prussia, PA 19406 Ladies and Gentlemen: We desire to enter into an Agreement with you for the sale of shares of beneficial...Broker-Dealer Agreement • October 31st, 2000 • Wt Mutual Fund • Delaware
BROKER-DEALER AGREEMENT (FULLY DISCLOSED BASIS) Dreyfus Service Corporation 200 Park Avenue New York, New York 10166 Gentlemen: We desire to enter into an Agreement with you for the sale of shares of beneficial interest or common stock of open-end...Broker-Dealer Agreement • June 28th, 2000 • General New York Municipal Bond Fund Inc • New York
BANK AFFILIATED BROKER-DEALER AGREEMENT (FULLY DISCLOSED BASIS) Dreyfus Service Corporation 200 Park Avenue New York, New York 10166 Gentlemen: We are a broker-dealer registered with the Securities and Exchange Commission under the Securities Exchange...Broker-Dealer Agreement • June 28th, 2000 • Dreyfus Basic Money Market Fund Inc • New York
BANK AFFILIATED BROKER-DEALER AGREEMENT (FULLY DISCLOSED BASIS) Dreyfus Service Corporation 200 Park Avenue New York, New York 10166 Gentlemen: We are a broker-dealer registered with the Securities and Exchange Commission under the Securities Exchange...Broker-Dealer Agreement • June 28th, 2000 • Dreyfus Basic U S Government Money Market Fund • New York
BANK AFFILIATED BROKER-DEALER AGREEMENT (FULLY DISCLOSED BASIS) Dreyfus Service Corporation 200 Park Avenue New York, New York 10166 Gentlemen: We are a broker-dealer registered with the Securities and Exchange Commission under the Securities Exchange...Broker-Dealer Agreement • June 28th, 2000 • General New York Municipal Bond Fund Inc • New York
BANK AFFILIATED BROKER-DEALER AGREEMENT (FULLY DISCLOSED BASIS) Dreyfus Service Corporation 200 Park Avenue New York, New York 10166 Gentlemen: We are a broker-dealer registered with the Securities and Exchange Commission under the Securities Exchange...Broker-Dealer Agreement • May 25th, 2000 • Dreyfus Municipal Cash Management Plus • New York
BROKER-DEALER AGREEMENT (FULLY DISCLOSED BASIS) Dreyfus Service Corporation 200 Park Avenue New York, New York 10166 Gentlemen: We desire to enter into an Agreement with you for the sale of shares of beneficial interest or common stock of open-end...Broker-Dealer Agreement • May 25th, 2000 • General California Municipal Bond Fund Inc /Ny/ • New York
BANK AFFILIATED BROKER-DEALER AGREEMENT (FULLY DISCLOSED BASIS) Dreyfus Service Corporation 200 Park Avenue New York, New York 10166 Gentlemen: We are a broker-dealer registered with the Securities and Exchange Commission under the Securities Exchange...Broker-Dealer Agreement • May 25th, 2000 • General California Municipal Bond Fund Inc /Ny/ • New York
BANK AFFILIATED BROKER-DEALER AGREEMENT (FULLY DISCLOSED BASIS) Dreyfus Service Corporation 200 Park Avenue New York, New York 10166 Gentlemen: We are a broker-dealer registered with the Securities and Exchange Commission under the Securities Exchange...Broker-Dealer Agreement • March 29th, 2000 • General Money Market Fund Inc • New York
