Common Contracts
2 similar Mutual Fund Dealer Agreement contracts by Primerica, Inc.
Confidential materials omitted and filed separately with the Securities and Exchange Commission. Asterisks denote omissions. PFS INVESTMENTS INC. MUTUAL FUND DEALER AGREEMENTMutual Fund Dealer Agreement • February 8th, 2010 • Primerica, Inc. • Fire, marine & casualty insurance • New York
We understand that you are principal underwriter of shares (the “Shares”) of certain mutual funds listed on Schedule A attached hereto (the “Funds”) registered with the Securities and Exchange Commission under the Investment Company Act of 1940, as amended (“1940 Act”). Legg Mason Investor Services, LLC (“LMIS” or “You”) desires that PFS Investments Inc. (“Dealer” or “PFSI”) act as a dealer with respect to the sale of Shares to its customers. In consideration of the mutual covenants stated below, you and Dealer agree as follows:
Confidential materials omitted and filed separately with the Securities and Exchange Commission. Asterisks denote omissions. PFS INVESTMENTS INC. MUTUAL FUND DEALER AGREEMENTMutual Fund Dealer Agreement • December 23rd, 2009 • Primerica, Inc. • Fire, marine & casualty insurance • New York
We understand that you are principal underwriter of shares (the “Shares”) of certain mutual funds listed on Schedule A attached hereto (the “Funds”) registered with the Securities and Exchange Commission under the Investment Company Act of 1940, as amended (“1940 Act”). Legg Mason Investor Services, LLC (“LMIS” or “You”) desires that PFS Investments Inc. (“Dealer” or “PFSI”) act as a dealer with respect to the sale of Shares to its customers. In consideration of the mutual covenants stated below, you and Dealer agree as follows:
