Exhibit (m)(10) SMITH BARNEY INC. MUTUAL FUND DEALER AGREEMENT TO THE UNDERSIGNED DISTRIBUTOR: Ladies and Gentlemen: We understand that you are principal distributor of shares of certain mutual funds ("Funds") registered with the Securities and...Mutual Fund Dealer Agreement • July 9th, 2003 • Seligman Lasalle Real Estate Fund Series Inc • New York
SMITH BARNEY INC. MUTUAL FUND DEALER AGREEMENT To the Undersigned Distributor:Mutual Fund Dealer Agreement • March 5th, 2009 • BlackRock Fixed Income Value Opportunities • New York
We understand that you are principal distributor of shares of certain mutual funds (“Funds”) registered with the Securities and Exchange Commission under the Investment Company Act of 1940 (“1940 Act”). You desire that Smith Barney Inc. (“Smith Barney”) act as a dealer with respect to the sale of Shares to its customers. In consideration of the mutual covenants stated below, you and Smith Barney agree as follows:
Confidential materials omitted and filed separately with the Securities and Exchange Commission. Asterisks denote omissions. PFS INVESTMENTS INC. MUTUAL FUND DEALER AGREEMENTMutual Fund Dealer Agreement • February 8th, 2010 • Primerica, Inc. • Fire, marine & casualty insurance • New York
We understand that you are principal underwriter of shares (the “Shares”) of certain mutual funds listed on Schedule A attached hereto (the “Funds”) registered with the Securities and Exchange Commission under the Investment Company Act of 1940, as amended (“1940 Act”). Legg Mason Investor Services, LLC (“LMIS” or “You”) desires that PFS Investments Inc. (“Dealer” or “PFSI”) act as a dealer with respect to the sale of Shares to its customers. In consideration of the mutual covenants stated below, you and Dealer agree as follows:
MUTUAL FUND DEALER AGREEMENTMutual Fund Dealer Agreement • July 28th, 2022 • Tributary Funds, Inc. • New York
This Mutual Fund Dealer Agreement (“Agreement”) is entered into by and between Morgan Stanley Smith Barney LLC (“MSSB”), E*TRADE Securities LLC (“E*TRADE”), Northern Lights Distributors, LLC (“Company”), and Tributary Funds, Inc. (the “Trust”) for and on behalf of the Tributary family of funds (all such companies as may be so registered from time to time during the term of this Agreement, each a “Fund” and collectively, “Funds”), each an investment company registered with the Securities and Exchange Commission (“SEC”) under the Investment Company Act of 1940, as amended (the “1940 Act”). “). The term “Morgan Stanley” shall refer to MSSB or E*TRADE depending on which entity is providing the services in question.
AGREEMENT made the day of , 20 .Mutual Fund Dealer Agreement • December 14th, 2006 • Ontario
