Mutual Fund Dealer Agreement Sample Contracts

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MUTUAL FUND DEALER AGREEMENT
Mutual Fund Dealer Agreement • July 28th, 2022 • Tributary Funds, Inc. • New York

This Mutual Fund Dealer Agreement (“Agreement”) is entered into by and between Morgan Stanley Smith Barney LLC (“MSSB”), E*TRADE Securities LLC (“E*TRADE”), Northern Lights Distributors, LLC (“Company”), and Tributary Funds, Inc. (the “Trust”) for and on behalf of the Tributary family of funds (all such companies as may be so registered from time to time during the term of this Agreement, each a “Fund” and collectively, “Funds”), each an investment company registered with the Securities and Exchange Commission (“SEC”) under the Investment Company Act of 1940, as amended (the “1940 Act”). “). The term “Morgan Stanley” shall refer to MSSB or E*TRADE depending on which entity is providing the services in question.

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