Common Contracts
4 similar Underwriting Agreement contracts by Ready Capital Corp, Sutherland Asset Management Corp
READY CAPITAL CORPORATION (A Maryland corporation) 4,000,000 Shares of 6.50% Series E Cumulative Redeemable Preferred Stock UNDERWRITING AGREEMENTUnderwriting Agreement • June 9th, 2021 • Ready Capital Corp • Real estate investment trusts • New York
Ready Capital Corporation, a Maryland corporation (the “Company”), Sutherland Partners, L.P., a Delaware limited partnership (the “Operating Partnership”), and Waterfall Asset Management, LLC, a Delaware limited liability company (the “Manager”), each confirms its agreement with each of the Underwriters listed on Schedule I hereto (the “Underwriters”), for whom Keefe, Bruyette & Woods, Inc., Morgan Stanley & Co. LLC and Piper Sandler & Co. are acting as Representatives (in such capacity, the “Representatives”), for the Company to issue and sell to the several Underwriters 4,000,000 shares (the “Firm Securities”) of its 6.50% Series E Cumulative Redeemable Preferred Stock, par value $0.0001 per share (the “Series E Preferred Stock”), and to issue and sell to the Underwriters, at the option of the Underwriters, an aggregate of not more than 600,000 additional shares of Series E Preferred Stock (the “Optional Securities”) as set forth below. The Firm Securities and the Optional Securities
READY CAPITAL CORPORATION (A Maryland corporation) UNDERWRITING AGREEMENTUnderwriting Agreement • February 10th, 2021 • Ready Capital Corp • Real estate investment trusts • New York
Ready Capital Corporation, a Maryland corporation (the “Company”), Sutherland Partners, L.P., a Delaware limited partnership (the “Operating Partnership”), and Waterfall Asset Management, LLC, a Delaware limited liability company (the “Manager”), each confirms its agreement with each of the Underwriters listed on Schedule I hereto (the “Underwriters”), for whom Keefe, Bruyette & Woods, Inc., Morgan Stanley & Co. LLC and Piper Sandler & Co. are acting as Representatives (in such capacity, the “Representatives”), with respect to (i) the issuance and sale by the Company of $175,000,000 principal amount of its 5.75% senior notes due 2026 (the “Initial Notes”), and the purchase by the Underwriters, acting severally and not jointly, of the respective principal amount of the Initial Notes set forth opposite the names of each of the Underwriters listed in Schedule I hereto and (ii) the grant of the option described in Section 3(b) hereof to purchase all or any part of $26,250,000 principal amo
50,000,000 6.50% Senior Notes Due 2021 UNDERWRITING AGREEMENTUnderwriting Agreement • April 27th, 2018 • Sutherland Asset Management Corp • Real estate investment trusts • New York
This pricing term sheet supplements Sutherland Asset Management Corporation’s preliminary prospectus supplement, dated April 23, 2018 (the “Preliminary Prospectus Supplement”), including the documents incorporated by reference therein, relating to the offering of the Notes (as defined below), and supersedes the information in the Preliminary Prospectus Supplement to the extent inconsistent with the information in the Preliminary Prospectus Supplement. In all other respects, this pricing term sheet is qualified in its entirety by reference to the Preliminary Prospectus Supplement. Terms used herein but not defined herein shall have the respective meanings as set forth in the Preliminary Prospectus Supplement. Unless the context otherwise requires, references to the “Issuer,” “we,” “us” and “our” in this pricing term sheet mean Sutherland Asset Management Corporation and not its subsidiaries.
100,000,000 7.00% Convertible Notes Due 2023 UNDERWRITING AGREEMENTUnderwriting Agreement • August 9th, 2017 • Sutherland Asset Management Corp • Real estate investment trusts • New York
This pricing term sheet supplements Sutherland Asset Management Corporation’s preliminary prospectus supplement, dated August 3, 2017 (the “Preliminary Prospectus Supplement”), including the documents incorporated by reference therein, relating to the offering of the Notes (as defined below), and supersedes the information in the Preliminary Prospectus Supplement to the extent inconsistent with the information in the Preliminary Prospectus Supplement. In all other respects, this pricing term sheet is qualified in its entirety by reference to the Preliminary Prospectus Supplement. Terms used herein but not defined herein shall have the respective meanings as set forth in the Preliminary Prospectus Supplement. Unless the context otherwise requires, references to the “Issuer,” “we,” “us” and “our” in this pricing term sheet mean Sutherland Asset Management Corporation and not its subsidiaries.
