Common Contracts

10 similar Atm Sales Agreement contracts by Apollo Senior Floating Rate Fund Inc., Apollo Tactical Income Fund Inc., Clough Global Dividend & Income Fund, others

Apollo Tactical Income Fund Inc. Common Stock (par value $0.001 per share) ATM Sales Agreement
Atm Sales Agreement • June 1st, 2022 • Apollo Tactical Income Fund Inc. • New York

Apollo Tactical Income Fund Inc., a Maryland corporation (the “Company”) and Apollo Credit Management, LLC (the “Investment Adviser”), each confirms its agreement (this “Agreement”) with Virtu Americas LLC (“Virtu”) as follows:

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Apollo Senior Floating Rate Fund Inc. Common Stock (par value $0.001 per share) ATM Sales Agreement
Atm Sales Agreement • June 1st, 2022 • Apollo Senior Floating Rate Fund Inc. • New York

Apollo Senior Floating Rate Fund Inc., a Maryland corporation (the “Company”) and Apollo Credit Management, LLC (the “Investment Adviser”), each confirms its agreement (this “Agreement”) with Virtu Americas LLC (“Virtu”) as follows:

Clough Global Opportunities Fund Common Stock (no par value) ATM Sales Agreement
Atm Sales Agreement • October 20th, 2021 • Clough Global Opportunities Fund • New York

Clough Global Opportunities Fund, a Delaware statutory trust (the “Company”) and Clough Capital Partners L.P. (the “Investment Adviser”), each confirms its agreement (this “Agreement”) with Virtu Americas LLC (“Virtu”) as follows:

Clough Global Dividend and Income Fund Common Stock (no par value) ATM Sales Agreement
Atm Sales Agreement • October 20th, 2021 • Clough Global Dividend & Income Fund • New York

Clough Global Dividend and Income Fund, a Delaware statutory trust (the “Company”) and Clough Capital Partners L.P. (the “Investment Adviser”), each confirms its agreement (this “Agreement”) with Virtu Americas LLC (“Virtu”) as follows:

Clough Global Equity Fund Common Stock (no par value) ATM Sales Agreement
Atm Sales Agreement • October 20th, 2021 • Clough Global Equity Fund • New York

Clough Global Equity Fund, a Delaware statutory trust (the “Company”) and Clough Capital Partners L.P. (the “Investment Adviser”), each confirms its agreement (this “Agreement”) with Virtu Americas LLC (“Virtu”) as follows:

Flaherty & Crumrine Preferred and Income Opportunity Fund Incorporated Common Stock (par value $0.01 per share) ATM Sales Agreement
Atm Sales Agreement • April 30th, 2021 • Flaherty & Crumrine PREFERRED & INCOME OPPORTUNITY FUND INC • New York

Flaherty & Crumrine Preferred and Income Opportunity Fund Incorporated, a Maryland corporation (the “Company”) and Flaherty & Crumrine Incorporated (the “Investment Adviser”), each confirms its agreement (this “Agreement”) with Virtu Americas LLC (“Virtu”) as follows:

Flaherty & Crumrine Preferred and Income Securities Fund Incorporated Common Stock (par value $0.01 per share) ATM Sales Agreement
Atm Sales Agreement • April 30th, 2021 • Flaherty & Crumrine PREFERRED & INCOME SECURITIES FUND INC • New York

Flaherty & Crumrine Preferred and Income Securities Fund Incorporated, a Maryland corporation (the “Company”) and Flaherty & Crumrine Incorporated (the “Investment Adviser”), each confirms its agreement (this “Agreement”) with Virtu Americas LLC (“Virtu”) as follows:

Flaherty & Crumrine Total Return Fund Incorporated Common Stock (par value $0.01 per share) ATM Sales Agreement
Atm Sales Agreement • April 30th, 2021 • Flaherty & Crumrine Total Return Fund Inc • New York

Flaherty & Crumrine Total Return Fund Incorporated, a Maryland corporation (the “Company”) and Flaherty & Crumrine Incorporated (the “Investment Adviser”), each confirms its agreement (this “Agreement”) with Virtu Americas LLC (“Virtu”) as follows:

Flaherty & Crumrine Preferred and Income Fund Incorporated Common Stock (par value $0.01 per share) ATM Sales Agreement
Atm Sales Agreement • April 30th, 2021 • Flaherty & Crumrine Preferred & Income Fund Inc • New York

Flaherty & Crumrine Preferred and Income Fund Incorporated, a Maryland corporation (the “Company”) and Flaherty & Crumrine Incorporated (the “Investment Adviser”), each confirms its agreement (this “Agreement”) with Virtu Americas LLC (“Virtu”) as follows:

Flaherty & Crumrine Dynamic Preferred and Income Fund Incorporated Common Stock (par value $0.01 per share) ATM Sales Agreement
Atm Sales Agreement • April 30th, 2021 • Flaherty & Crumrine Dynamic Preferred & Income Fund Inc • New York

Flaherty & Crumrine Dynamic Preferred and Income Fund Incorporated, a Maryland corporation (the “Company”) and Flaherty & Crumrine Incorporated (the “Investment Adviser”), each confirms its agreement (this “Agreement”) with Virtu Americas LLC (“Virtu”) as follows:

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