Apollo Tactical Income Fund Inc. Common Stock (par value $0.001 per share) ATM Sales AgreementAtm Sales Agreement • June 1st, 2022 • Apollo Tactical Income Fund Inc. • New York
Contract Type FiledJune 1st, 2022 Company JurisdictionApollo Tactical Income Fund Inc., a Maryland corporation (the “Company”) and Apollo Credit Management, LLC (the “Investment Adviser”), each confirms its agreement (this “Agreement”) with Virtu Americas LLC (“Virtu”) as follows:
Apollo Senior Floating Rate Fund Inc. Common Stock (par value $0.001 per share) ATM Sales AgreementAtm Sales Agreement • June 1st, 2022 • Apollo Senior Floating Rate Fund Inc. • New York
Contract Type FiledJune 1st, 2022 Company JurisdictionApollo Senior Floating Rate Fund Inc., a Maryland corporation (the “Company”) and Apollo Credit Management, LLC (the “Investment Adviser”), each confirms its agreement (this “Agreement”) with Virtu Americas LLC (“Virtu”) as follows:
Clough Global Opportunities Fund Common Stock (no par value) ATM Sales AgreementAtm Sales Agreement • October 20th, 2021 • Clough Global Opportunities Fund • New York
Contract Type FiledOctober 20th, 2021 Company JurisdictionClough Global Opportunities Fund, a Delaware statutory trust (the “Company”) and Clough Capital Partners L.P. (the “Investment Adviser”), each confirms its agreement (this “Agreement”) with Virtu Americas LLC (“Virtu”) as follows:
Clough Global Dividend and Income Fund Common Stock (no par value) ATM Sales AgreementAtm Sales Agreement • October 20th, 2021 • Clough Global Dividend & Income Fund • New York
Contract Type FiledOctober 20th, 2021 Company JurisdictionClough Global Dividend and Income Fund, a Delaware statutory trust (the “Company”) and Clough Capital Partners L.P. (the “Investment Adviser”), each confirms its agreement (this “Agreement”) with Virtu Americas LLC (“Virtu”) as follows:
Clough Global Equity Fund Common Stock (no par value) ATM Sales AgreementAtm Sales Agreement • October 20th, 2021 • Clough Global Equity Fund • New York
Contract Type FiledOctober 20th, 2021 Company JurisdictionClough Global Equity Fund, a Delaware statutory trust (the “Company”) and Clough Capital Partners L.P. (the “Investment Adviser”), each confirms its agreement (this “Agreement”) with Virtu Americas LLC (“Virtu”) as follows:
Flaherty & Crumrine Preferred and Income Opportunity Fund Incorporated Common Stock (par value $0.01 per share) ATM Sales AgreementAtm Sales Agreement • April 30th, 2021 • Flaherty & Crumrine PREFERRED & INCOME OPPORTUNITY FUND INC • New York
Contract Type FiledApril 30th, 2021 Company JurisdictionFlaherty & Crumrine Preferred and Income Opportunity Fund Incorporated, a Maryland corporation (the “Company”) and Flaherty & Crumrine Incorporated (the “Investment Adviser”), each confirms its agreement (this “Agreement”) with Virtu Americas LLC (“Virtu”) as follows:
Flaherty & Crumrine Preferred and Income Securities Fund Incorporated Common Stock (par value $0.01 per share) ATM Sales AgreementAtm Sales Agreement • April 30th, 2021 • Flaherty & Crumrine PREFERRED & INCOME SECURITIES FUND INC • New York
Contract Type FiledApril 30th, 2021 Company JurisdictionFlaherty & Crumrine Preferred and Income Securities Fund Incorporated, a Maryland corporation (the “Company”) and Flaherty & Crumrine Incorporated (the “Investment Adviser”), each confirms its agreement (this “Agreement”) with Virtu Americas LLC (“Virtu”) as follows:
Flaherty & Crumrine Total Return Fund Incorporated Common Stock (par value $0.01 per share) ATM Sales AgreementAtm Sales Agreement • April 30th, 2021 • Flaherty & Crumrine Total Return Fund Inc • New York
Contract Type FiledApril 30th, 2021 Company JurisdictionFlaherty & Crumrine Total Return Fund Incorporated, a Maryland corporation (the “Company”) and Flaherty & Crumrine Incorporated (the “Investment Adviser”), each confirms its agreement (this “Agreement”) with Virtu Americas LLC (“Virtu”) as follows:
Flaherty & Crumrine Preferred and Income Fund Incorporated Common Stock (par value $0.01 per share) ATM Sales AgreementAtm Sales Agreement • April 30th, 2021 • Flaherty & Crumrine Preferred & Income Fund Inc • New York
Contract Type FiledApril 30th, 2021 Company JurisdictionFlaherty & Crumrine Preferred and Income Fund Incorporated, a Maryland corporation (the “Company”) and Flaherty & Crumrine Incorporated (the “Investment Adviser”), each confirms its agreement (this “Agreement”) with Virtu Americas LLC (“Virtu”) as follows:
Flaherty & Crumrine Dynamic Preferred and Income Fund Incorporated Common Stock (par value $0.01 per share) ATM Sales AgreementAtm Sales Agreement • April 30th, 2021 • Flaherty & Crumrine Dynamic Preferred & Income Fund Inc • New York
Contract Type FiledApril 30th, 2021 Company JurisdictionFlaherty & Crumrine Dynamic Preferred and Income Fund Incorporated, a Maryland corporation (the “Company”) and Flaherty & Crumrine Incorporated (the “Investment Adviser”), each confirms its agreement (this “Agreement”) with Virtu Americas LLC (“Virtu”) as follows: