CUSTODY AGREEMENTCustody Agreement • April 22nd, 2005 • Clough Global Equity Fund • New York
Contract Type FiledApril 22nd, 2005 Company JurisdictionAGREEMENT, dated as of April , 2005 between Clough Global Equity Fund., organized and existing under the laws of the State of Delaware and having its principal office and place of business at 1625 Broadway, Suite 2200 Denver Colorado 80202 (the "Fund") and The Bank of New York, a New York corporation authorized to do a banking business having its principal office and place of business at One Wall Street, New York, New York 10286 ("Custodian").
Subscription Agent Agreement Between Clough Global Equity Fund And Computershare Trust Company, N.A. And Computershare Inc.Subscription Agent Agreement • May 19th, 2021 • Clough Global Equity Fund • New York
Contract Type FiledMay 19th, 2021 Company JurisdictionThis SUBSCRIPTION AGENT AGREEMENT (this “Agreement”), dated as of [DATE] (the “Effective Date”), is by and between Clough Global Equity Fund, a Delaware statutory trust ("Company"), and Computershare Trust Company, N.A., a federally chartered trust company (“Trust Company”), and Computershare Inc., a Delaware corporation (“Computershare”, and together with Trust Company, “Agent”).
AGREEMENT AND DECLARATION OF TRUSTClough Global Equity Fund • April 22nd, 2005 • Delaware
Company FiledApril 22nd, 2005 Jurisdiction
ADMINISTRATION, BOOKKEEPING AND PRICING SERVICES AGREEMENTPricing Services Agreement • April 22nd, 2005 • Clough Global Equity Fund • Colorado
Contract Type FiledApril 22nd, 2005 Company JurisdictionTHIS AGREEMENT is made as of April , 2005, between Clough Global Equity Fund, a Delaware Statutory Trust (the "Fund"), and ALPS Mutual Funds Services, Inc., a Colorado corporation ("ALPS").
ADMINISTRATION AND FUND ACCOUNTING AGREEMENTAdministration and Fund Accounting Agreement • April 19th, 2023 • Clough Global Equity Fund • Delaware
Contract Type FiledApril 19th, 2023 Company JurisdictionThis ADMINISTRATION AND FUND ACCOUNTING AGREEMENT (“Agreement”) is made as of April 17, 2023 between Clough Global Equity Fund, a Delaware Statutory Trust (the “Trust”), and Paralel Technologies LLC, a Delaware Limited Liability Company (the “Administrator”).
Clough Global Equity Fund (a Delaware statutory trust) [ ] Auction Market Preferred Shares ("AMPS") [ ] Shares [ ]%, Series [M28] [ ] Shares [ ]%, Series [F7] Liquidation Preference $25,000 per Share FORM OF PURCHASE AGREEMENTClough Global Equity Fund • September 12th, 2005 • New York
Company FiledSeptember 12th, 2005 JurisdictionClough Global Equity Fund, a Delaware statutory trust (the "Trust"), proposes, upon the terms and conditions set forth herein, to issue and sell an aggregate of [ ] shares of its Auction Market Preferred Shares, Series M28 and [ ] shares of its Auction Market Preferred Shares, Series F7, each with a liquidation preference of $25,000 per share (the "AMPS"). The AMPS will be authorized by, and subject to the terms and conditions of, the Trust's Statement of Preferences of Auction Market Preferred Shares, dated [ ], 2005 (the "Statement of Preferences"), and the Trust's Agreement and Declaration of Trust, dated January 25, 2005 (the "Charter"), each in the form filed as an exhibit to the Registration Statement referred to in the second following paragraph to this Agreement, as the same may be amended from time to time. The Trust and the Trust's investment adviser, Clough Capital Partners L.P., a Delaware limited partnership ("Clough" or the "Investment Adviser"), and the Trust's administr
INVESTMENT ADVISORY AND MANAGEMENT AGREEMENTAnd Management Agreement • April 22nd, 2005 • Clough Global Equity Fund • Delaware
Contract Type FiledApril 22nd, 2005 Company JurisdictionTHIS AGREEMENT is made and entered into as of April , 2005, by and between Clough Global Equity Fund (the "Fund"), a Delaware statutory trust registered as a closed-end investment company under the Investment Company Act of 1940, as amended (the "Investment Company Act"), and Clough Capital Partners L.P. (the "Adviser"), a Delaware limited partnership registered as an investment adviser under the Investment Advisers Act of 1940, as amended (the "Advisers Act").
AUCTION AGENCY AGREEMENT dated as of September , 2005 Relating to Auction Market Preferred Shares ("AMPS"), Shares Series M28 Shares Series F7 of CLOUGH GLOBAL EQUITY FUNDAuction Agency Agreement • September 12th, 2005 • Clough Global Equity Fund • New York
Contract Type FiledSeptember 12th, 2005 Company JurisdictionThis Auction Agency Agreement (this "Agreement"), dated as of September , 2005, is between CLOUGH GLOBAL EQUITY FUND (the "Fund") and The Bank of New York, a New York banking corporation (the "Auction Agent").
BROKER-DEALER AGREEMENTBroker-Dealer Agreement • September 12th, 2005 • Clough Global Equity Fund • New York
Contract Type FiledSeptember 12th, 2005 Company JurisdictionThis Broker-Dealer Agreement dated as of September , 2005, is between The Bank of New York, a New York banking corporation (the "Auction Agent") (not in its individual capacity, but solely as agent of Clough Global Equity Fund, a statutory trust organized under the laws of the State of Delaware, as the same may be amended from time to time (the "Fund"), pursuant to authority granted to it in the Auction Agency Agreement between the Fund and the Auction Agent (the "Auction Agency Agreements") and Merrill Lynch, Pierce, Fenner & Smith Incorporated, Merrill Lynch & Co. (together with its successors and assigns, "BD").
Clough Global Equity Fund Common Stock (no par value) ATM Sales AgreementTransfer Agency Agreement • October 20th, 2021 • Clough Global Equity Fund • New York
Contract Type FiledOctober 20th, 2021 Company JurisdictionClough Global Equity Fund, a Delaware statutory trust (the “Company”) and Clough Capital Partners L.P. (the “Investment Adviser”), each confirms its agreement (this “Agreement”) with Virtu Americas LLC (“Virtu”) as follows:
Standstill AgreementStandstill Agreement • October 13th, 2017 • Clough Global Equity Fund • Delaware
Contract Type FiledOctober 13th, 2017 Company JurisdictionThis Agreement is entered into as of July 10, 2017 (including the exhibits hereto, this “Agreement”), by and among Saba Capital Management, L.P. (“Saba”) and Clough Global Equity Fund (the “Trust”) (the Trust, together with Saba, the “Parties,” and each individually a “Party”).
INVESTMENT ADVISORY AND MANAGEMENT AGREEMENTInvestment Advisory and Management Agreement • May 21st, 2019 • Clough Global Equity Fund • Delaware
Contract Type FiledMay 21st, 2019 Company JurisdictionTHIS AGREEMENT is made and entered into as of April 26, 2005, by and between Clough Global Equity Fund (the “Fund”), a Delaware statutory trust registered as a closed-end investment company under the Investment Company Act of 1940, as amended (the “Investment Company Act”), and Clough Capital Partners L.P. (the “Adviser”), a Delaware limited partnership registered as an investment adviser under the Investment Advisers Act of 1940, as amended (the “Advisers Act”).
Standstill AgreementStandstill Agreement • October 13th, 2017 • Clough Global Equity Fund • Delaware
Contract Type FiledOctober 13th, 2017 Company JurisdictionThis Agreement is entered into as of July 10, 2017 (including the exhibits hereto, this “Agreement”), by and among Bulldog Investors, LLC (“Bulldog”) and Clough Global Equity Fund (the “Trust”) (the Trust, together with Bulldog, the “Parties,” and each individually a “Party”).
Marketing Services AgreementMarketing Services Agreement • May 21st, 2021 • Clough Global Equity Fund • New York
Contract Type FiledMay 21st, 2021 Company Jurisdiction
to Administration, Bookkeeping and Pricing Services AgreementServices Agreement • May 21st, 2019 • Clough Global Equity Fund • Colorado
Contract Type FiledMay 21st, 2019 Company JurisdictionThis Report Modernization Addendum (this “Addendum”) dated April 10, 2018 is to the Administration, Bookkeeping and Pricing Services Agreement dated April 26, 2005, as amended (the “Agreement”), by and between ALPS Fund Services, Inc., a Colorado corporation (“ALPS”), and Clough Global Equity Fund, a Delaware statutory trust (the “Trust”).
Subscription Agent Agreement Between Clough Global Equity Fund And Computershare Trust Company, N.A. And Computershare Inc.Subscription Agent Agreement • July 3rd, 2019 • Clough Global Equity Fund • New York
Contract Type FiledJuly 3rd, 2019 Company JurisdictionThis SUBSCRIPTION AGENT AGREEMENT (this “Agreement”), dated as of [DATE] (the “Effective Date”), is by and between Clough Global Equity Fund, a Delaware statutory trust (“Company”), and Computershare Trust Company, N.A., a federally chartered trust company (“Trust Company”), and Computershare Inc., a Delaware corporation (“Computershare”, and together with Trust Company, “Agent”).
ADDITIONAL COMPENSATION AGREEMENTAdditional Compensation Agreement • April 22nd, 2005 • Clough Global Equity Fund • New York
Contract Type FiledApril 22nd, 2005 Company JurisdictionADDITIONAL COMPENSATION AGREEMENT (the "Agreement"), dated as of April , 2005, between Merrill Lynch & Co., Merrill Lynch, Pierce, Fenner & Smith Incorporated ("Merrill Lynch") and Clough Capital Partners L.P. ("Clough").
May 10, 2021Letter of Agreement • May 19th, 2021 • Clough Global Equity Fund • New York
Contract Type FiledMay 19th, 2021 Company JurisdictionThis Letter of Agreement, including the Appendix attached hereto (collectively, this “Agreement”), sets forth the terms and conditions of the engagement of Georgeson LLC (“Georgeson”) by Clough Global Equity Fund (the “Company”) to act as Information Agent in connection with the Company’s upcoming rights offering (the “Offering”) expiring June 22, 2021. The term of this Agreement shall be the term of the Offering, including any extensions thereof.
May 28, 2019Letter of Agreement • July 3rd, 2019 • Clough Global Equity Fund • New York
Contract Type FiledJuly 3rd, 2019 Company JurisdictionThis Letter of Agreement, including the Appendix attached hereto (collectively, this “Agreement”), sets forth the terms and conditions of the engagement of Georgeson LLC (“Georgeson”) by Clough Global Equity Fund (the “Company”) to act as Information Agent in connection with the Company’s upcoming rights offering (the “Offering”) expiring in the summer of 2019. The term of this Agreement shall be the term of the Offering, including any extensions thereof.
PRICING SERVICES AGREEMENTAdministration, Bookkeeping And • May 21st, 2019 • Clough Global Equity Fund • Colorado
Contract Type FiledMay 21st, 2019 Company JurisdictionTHIS AGREEMENT is made as of April 26, 2005, between Clough Global Equity Fund, a Delaware Statutory Trust (the “Fund”), and ALPS Mutual Funds Services, Inc., a Colorado corporation (“ALPS”).
SECOND AMENDMENT TO THE ADMINISTRATION, BOOKKEEPING AND PRICING SERVICES AGREEMENTPricing Services Agreement • May 21st, 2019 • Clough Global Equity Fund • Colorado
Contract Type FiledMay 21st, 2019 Company JurisdictionThis Second Amendment (“Amendment”) is made as of June 12, 2014, by and between Clough Global Equity Fund, a registered investment company (the “Trust”), and ALPS Fund Services, Inc. (“ALPS”), the administrator to the Trust.
STOCK TRANSFER AGENCY AGREEMENTTransfer Agency Agreement • April 22nd, 2005 • Clough Global Equity Fund • New York
Contract Type FiledApril 22nd, 2005 Company JurisdictionAGREEMENT, made as of April , 2005, by and between Clough Global Equity Fund, a statutory trust organized and existing under the laws of the State of Delaware (hereinafter referred to as the "Customer"), and THE BANK OF NEW YORK, a New York trust company (hereinafter referred to as the "Bank").
Addendum to Administration, Bookkeeping and Pricing Services Agreement Dated April 26, 2005 Between ALPS Mutual Funds Services, Inc. and Clough Global Equity FundServices Agreement • May 21st, 2019 • Clough Global Equity Fund
Contract Type FiledMay 21st, 2019 CompanyTHIS ADDENDUM is made as of September 1, 2006, by and between ALPS Mutual Funds Services, Inc. (“ALPS”), and Clough Global Equity Fund (“Fund”).
Custodian AgreementCustodian Agreement • May 21st, 2019 • Clough Global Equity Fund • Massachusetts
Contract Type FiledMay 21st, 2019 Company Jurisdiction
SUBSCRIPTION AGREEMENTClough Global Equity Fund • April 22nd, 2005
Company FiledApril 22nd, 2005WHEREAS, there has been organized under the laws of the State of Delaware, a statutory trust known as the Clough Global Equity Fund (the "Fund").
DISTRIBUTION ASSISTANCE AGREEMENTDistribution Assistance Agreement • April 26th, 2005 • Clough Global Equity Fund
Contract Type FiledApril 26th, 2005 CompanyThis Distribution Assistance Agreement, dated as of April , 2005, is entered into by and between Clough Global Equity Fund, a Delaware statutory trust (the "Fund"), and ALPS Distributors, Inc., a corporation organized under the laws of the state of Colorado ("ALPS").
First Amendment to Administration, Bookkeeping and Pricing Services Agreement DatedServices Agreement • May 21st, 2019 • Clough Global Equity Fund • Colorado
Contract Type FiledMay 21st, 2019 Company JurisdictionWHEREAS, ALPS and the Trust have entered into an Administration, Bookkeeping and Pricing Services Agreement (the “Agreement”) dated April 25, 2005;