CAPSTEAD MORTGAGE CORPORATION 25,000 Capital Securities Fixed/Floating Rate Capital Securities (Liquidation Amount $1,000.00 per Capital Security) PLACEMENT AGREEMENTPlacement Agreement • February 24th, 2012 • Capstead Mortgage Corp • Real estate investment trusts • New York
Contract Type FiledFebruary 24th, 2012 Company Industry Jurisdiction[FOR FISCAL YEAR END: Attached hereto are the audited consolidated financial statements (including the balance sheet, income statement and statement of cash flows, and notes thereto, together with the report of the independent accountants thereon) of the Company and its consolidated subsidiaries for the three years ended [date], 20 and all financial statements required to be filed with any Governmental Entity (as defined in the Placement Agreement) other than the Securities and Exchange Commission for the year ended [date], 20__]
COMMUNITY BANCORP. 12,500 Capital Securities Fixed/Floating Rate Capital Securities (Liquidation Amount $1,000.00 per Capital Security) PLACEMENT AGREEMENTPlacement Agreement • November 2nd, 2007 • Community Bancorp /Vt • National commercial banks • New York
Contract Type FiledNovember 2nd, 2007 Company Industry JurisdictionCommunity Bancorp., a Vermont corporation (the “Company”), and its financing subsidiary, CMTV Statutory Trust I, a Delaware statutory trust (the “Trust,” and hereinafter together with the Company, the “Offerors”), hereby confirm their agreement (this “Agreement”) with you as placement agents (the “Placement Agents”), as follows:
COMMUNITY BANCORP. 12,500 Capital Securities Fixed/Floating Rate Capital Securities (Liquidation Amount $1,000.00 per Capital Security) PLACEMENT AGREEMENTPlacement Agreement • November 2nd, 2007 • Community Bancorp /Vt • National commercial banks • New York
Contract Type FiledNovember 2nd, 2007 Company Industry JurisdictionCommunity Bancorp., a Vermont corporation (the “Company”), and its financing subsidiary, CMTV Statutory Trust I, a Delaware statutory trust (the “Trust,” and hereinafter together with the Company, the “Offerors”), hereby confirm their agreement (this “Agreement”) with you as placement agents (the “Placement Agents”), as follows:
COMMUNITY FINANCIAL SHARES, INC. 3,500 Capital Securities Floating Rate Capital Securities (Liquidation Amount $1,000.00 per Capital Security) PLACEMENT AGREEMENTPlacement Agreement • June 22nd, 2007 • Community Financial Shares Inc • Savings institution, federally chartered • New York
Contract Type FiledJune 22nd, 2007 Company Industry Jurisdiction
Sterling Bancshares, Inc. 25,000 Capital Securities Floating Rate Capital Securities (Liquidation Amount $1,000.00 per Capital Security) PLACEMENT AGREEMENTPlacement Agreement • March 30th, 2007 • Sterling Bancshares Inc • State commercial banks • New York
Contract Type FiledMarch 30th, 2007 Company Industry JurisdictionSterling Bancshares, Inc., a Texas corporation (the "Company"), and its financing subsidiary, Sterling Bancshares Capital Trust IV, a Delaware statutory trust (the "Trust," and hereinafter together with the Company, the "Offerors"), hereby confirm their agreement (this "Agreement") with you as placement agents (the "Placement Agents"), as follows:
20,000 Capital Securities Floating Rate Capital Securities (Liquidation Amount $1,000.00 per Capital Security) PLACEMENT AGREEMENTPlacement Agreement • March 28th, 2007 • Sterling Financial Corp /Pa/ • National commercial banks • New York
Contract Type FiledMarch 28th, 2007 Company Industry JurisdictionSterling Financial Corporation, a Pennsylvania corporation (the “Company”), and its financing subsidiary, Sterling Financial Statutory Trust V, a Delaware statutory trust (the “Trust,” and hereinafter together with the Company, the “Offerors”), hereby confirm their agreement (this “Agreement”) with you as placement agents (the “Placement Agents”), as follows:
NATIONAL MERCANTILE BANCORP 16,000 Capital Securities Fixed/Floating Rate Capital Securities (Liquidation Amount $1,000.00 per Capital Security) PLACEMENT AGREEMENTPlacement Agreement • February 9th, 2007 • National Mercantile Bancorp • State commercial banks • New York
Contract Type FiledFebruary 9th, 2007 Company Industry Jurisdiction
NATIONAL MERCANTILE BANCORP 16,000 Capital Securities Fixed/Floating Rate Capital Securities (Liquidation Amount $1,000.00 per Capital Security) PLACEMENT AGREEMENTPlacement Agreement • January 30th, 2007 • National Mercantile Bancorp • State commercial banks • New York
Contract Type FiledJanuary 30th, 2007 Company Industry Jurisdiction
AMERIS BANCORP 36,000 Capital Securities Floating Rate Capital Securities (Liquidation Amount $1,000.00 per Capital Security) PLACEMENT AGREEMENTPlacement Agreement • October 27th, 2006 • Ameris Bancorp • State commercial banks • New York
Contract Type FiledOctober 27th, 2006 Company Industry JurisdictionCapitalized terms used but not otherwise defined in this Disclosure Schedule shall have the meanings ascribed to such terms in the above-referenced agreement (the “Agreement”). This Disclosure Schedule is qualified in its entirety by reference to specific provisions of the Agreement, and is not intended to constitute, and shall not be construed as constituting, representations or warranties of the Offerors, except as and to the extent provided in the Agreement. Except as provided in the Agreement, inclusion of information herein shall not be construed as an admission that such information is material to the business of the Company.
PLACEMENT AGREEMENTPlacement Agreement • November 22nd, 2005 • American Safety Insurance Holdings LTD • Insurance agents, brokers & service • New York
Contract Type FiledNovember 22nd, 2005 Company Industry JurisdictionAmerican Safety Holdings Corp., incorporated and existing under the laws of Georgia (the “Company”), and its financing subsidiary, American Safety Capital Trust III, a Delaware statutory trust (the “Trust,” and hereinafter together with the Company, the “Offerors”), hereby confirm their agreement (this “Agreement”) with you as placement agents (the “Placement Agents”), as follows:
COWLITZ BANCORPORATION 12,000 Capital Securities Floating Rate Capital Securities (Liquidation Amount $1,000.00 per Capital Security) PLACEMENT AGREEMENTPlacement Agreement • July 6th, 2005 • Cowlitz Bancorporation • State commercial banks • New York
Contract Type FiledJuly 6th, 2005 Company Industry JurisdictionRatio of Double Leverage (BHCP0365)/(BHCP3210) Schedule PC in the LP Total equity investments in subsidiaries divided by the total equity capital. This field is calculated at the parent company level. "Subsidiaries" include bank, bank holding company, and nonbank subsidiaries.
COLUMBIA BANCORP 6,000 Capital Securities Floating Rate Capital Securities (Liquidation Amount $1,000.00 per Capital Security) PLACEMENT AGREEMENTPlacement Agreement • March 25th, 2005 • Columbia Bancorp • State commercial banks • New York
Contract Type FiledMarch 25th, 2005 Company Industry Jurisdiction
Merchants Bancshares, Inc. 20,000 Capital Securities Fixed/Floating Rate Capital Securities (Liquidation Amount $1,000.00 per Capital Security) PLACEMENT AGREEMENT December 7, 2004 FTN Financial Capital Markets Memphis, Tennessee 38117 Keefe, Bruyette...Placement Agreement • March 9th, 2005 • Merchants Bancshares Inc • State commercial banks • New York
Contract Type FiledMarch 9th, 2005 Company Industry JurisdictionMerchants Bancshares, Inc., a Delaware corporation (the "Company"), and its financing subsidiary, MBVT Statutory Trust I, a Delaware statutory trust (the "Trust," and hereinafter together with the Company, the "Offerors"), hereby confirm their agreement (this "Agreement") with you as placement agents (the "Placement Agents"), as follows:
15,000 Capital Securities Fixed/Floating Rate Capital Securities (Liquidation Amount $1,000.00 per Capital Security) PLACEMENT AGREEMENTPlacement Agreement • March 7th, 2005 • Sterling Financial Corp /Pa/ • National commercial banks • New York
Contract Type FiledMarch 7th, 2005 Company Industry JurisdictionSterling Financial Corporation, a Pennsylvania corporation (the “Company”), and its financing subsidiary, Sterling Financial Statutory Trust IV, a Delaware statutory trust (the “Trust,” and hereinafter together with the Company, the “Offerors”), hereby confirm their agreement (this “Agreement”) with you as placement agents (the “Placement Agents”), as follows:
COLUMBIA BANCORP 4,000 Capital Securities Floating Rate Capital Securities (Liquidation Amount $1,000.00 per Capital Security) PLACEMENT AGREEMENTPlacement Agreement • January 3rd, 2005 • Columbia Bancorp • State commercial banks • New York
Contract Type FiledJanuary 3rd, 2005 Company Industry Jurisdiction
HUDSON UNITED BANCORP 20,000 Capital Securities Floating Rate Capital Securities (Liquidation Amount $1,000.00 per Capital Security) PLACEMENT AGREEMENTPlacement Agreement • May 10th, 2004 • Hudson United Bancorp • State commercial banks • New York
Contract Type FiledMay 10th, 2004 Company Industry Jurisdiction
COAST BANCORP 5,000 Capital Securities Floating Rate Capital Securities (Liquidation Amount $1,000.00 per Capital Security) PLACEMENT AGREEMENTPlacement Agreement • March 28th, 2003 • Coast Bancorp/Ca • Blank checks • New York
Contract Type FiledMarch 28th, 2003 Company Industry JurisdictionPreferred Term Securities VII, Ltd. c/o The Bank of New York Collateralized Debt Obligation Group 101 Barclay Street, 8E New York, New York 10286 Attention: Franco B. Talavera CDO Relationship Manager