For Office Use Only: Acct.# Office: Reg. Rep: Name for Filing: Southwest Securities, Inc. and/or Broker/Dealers for which it clearsSouthwest Securities, Inc. Member NYSE/NASD/SIPC Profit Sharing Plan and Trust Adoption Agreement (WITH PAIRING PROVISIONS)December 4th, 2003
FiledDecember 4th, 2003The undersigned Employer adopts Southwest Securities, Inc. Prototype Standardized Profit Sharing Plan and Trust and elects the following provisions: