For Office Use Only: Acct.# Office: Reg. Rep: Name for Filing: Southwest Securities, Inc. and/or Broker/Dealers for which it clearsSouthwest Securities, Inc. Member NYSE/NASD/SIPC Profit Sharing Plan and Trust Adoption Agreement (WITH PAIRING PROVISIONS)Profit Sharing Plan and Trust Adoption Agreement • December 4th, 2003
The undersigned Employer adopts Southwest Securities, Inc. Prototype Standardized Profit Sharing Plan and Trust and elects the following provisions:
