LIMITED LIABILITY COMPANY AGREEMENT of RCS CAPITAL HOLDINGS, LLC Dated as of February 11, 2014Limited Liability Company Agreement • February 28th, 2014 • RCS Capital Corp • Security brokers, dealers & flotation companies • Delaware
Contract Type FiledFebruary 28th, 2014 Company Industry JurisdictionTHIS LIMITED LIABILITY COMPANY AGREEMENT of RCS Capital Holdings, LLC (the “Company”) is made and entered into as of February 11, 2014, between RCS Capital Corporation (in its capacity as manager of the Company, the “Managing Member,” and in its individual capacity, “PubCo”) and RCS Capital Management, LLC (“RCSM”).
AMENDED AND RESTATED LIMITED LIABILITY COMPANY AGREEMENT of AMERICAN NATIONAL STOCK TRANSFER, LLCLimited Liability Company Agreement • August 2nd, 2013 • RCS Capital Corp • Security brokers, dealers & flotation companies • Delaware
Contract Type FiledAugust 2nd, 2013 Company Industry JurisdictionTHIS AMENDED AND RESTATED LIMITED LIABILITY COMPANY AGREEMENT of American National Stock Transfer, LLC (the “Company”) is made and entered into as of June 10, 2013, between RCS Capital Corporation (in its capacity as manager of the Company, the “Managing Member,” and in its individual capacity, “PubCo”) and RCAP Holdings, LLC (“RCAP”).
AMENDED AND RESTATED LIMITED LIABILITY COMPANY AGREEMENT of RCS ADVISORY SERVICES, LLCLimited Liability Company Agreement • August 2nd, 2013 • RCS Capital Corp • Security brokers, dealers & flotation companies • Delaware
Contract Type FiledAugust 2nd, 2013 Company Industry JurisdictionTHIS AMENDED AND RESTATED LIMITED LIABILITY COMPANY AGREEMENT of RCS Advisory Services, LLC (the “Company”) is made and entered into as of June 10, 2013, between RCS Capital Corporation (in its capacity as manager of the Company, the “Managing Member,” and in its individual capacity, “PubCo”) and RCAP Holdings, LLC (“RCAP”).
SECOND AMENDED AND RESTATED LIMITED LIABILITY COMPANY AGREEMENT of REALTY CAPITAL SECURITIES, LLCLimited Liability Company Agreement • August 2nd, 2013 • RCS Capital Corp • Security brokers, dealers & flotation companies • Delaware
Contract Type FiledAugust 2nd, 2013 Company Industry JurisdictionTHIS SECOND AMENDED AND RESTATED LIMITED LIABILITY COMPANY AGREEMENT of Realty Capital Securities, LLC (the “Company”) is made and entered into as of June 10, 2013, between RCS Capital Corporation (in its capacity as manager of the Company, the “Managing Member,” and in its individual capacity, “PubCo”) and RCAP Holdings, LLC (“RCAP”).
AMENDED AND RESTATED LIMITED LIABILITY COMPANY AGREEMENT of RCS ADVISORY SERVICES, LLCLimited Liability Company Agreement • May 30th, 2013 • RCS Capital Corp • Security brokers, dealers & flotation companies • Delaware
Contract Type FiledMay 30th, 2013 Company Industry JurisdictionTHIS AMENDED AND RESTATED LIMITED LIABILITY COMPANY AGREEMENT of RCS Advisory Services, LLC (the “Company”) is made and entered into as of [ ], 2013, between RCS Capital Corporation (in its capacity as manager of the Company, the “Managing Member,” and in its individual capacity, “PubCo”) and RCAP Holdings, LLC (“RCAP”).
THE MEMBERSHIP INTERESTS REPRESENTED BY THIS SECOND AMENDED AND RESTATED LIMITED LIABILITY COMPANY AGREEMENT HAVE NOT BEEN REGISTERED UNDER THE UNITED STATES SECURITIES ACT OF 1933, AS AMENDED, OR UNDER ANY OTHER APPLICABLE SECURITIES LAWS. SUCH...Limited Liability Company Agreement • May 30th, 2013 • RCS Capital Corp • Security brokers, dealers & flotation companies • Delaware
Contract Type FiledMay 30th, 2013 Company Industry JurisdictionTHIS SECOND AMENDED AND RESTATED LIMITED LIABILITY COMPANY AGREEMENT of Realty Capital Securities, LLC (the “Company”) is made and entered into as of [ ], 2013, between RCS Capital Corporation (in its capacity as manager of the Company, the “Managing Member,” and in its individual capacity, “PubCo”) and RCAP Holdings, LLC (“RCAP”).
AMENDED AND RESTATED LIMITED LIABILITY COMPANY AGREEMENT of AMERICAN NATIONAL STOCK TRANSFER, LLCLimited Liability Company Agreement • May 30th, 2013 • RCS Capital Corp • Security brokers, dealers & flotation companies • Delaware
Contract Type FiledMay 30th, 2013 Company Industry JurisdictionTHIS AMENDED AND RESTATED LIMITED LIABILITY COMPANY AGREEMENT of American National Stock Transfer, LLC (the “Company”) is made and entered into as of [ ], 2013, between RCS Capital Corporation (in its capacity as manager of the Company, the “Managing Member,” and in its individual capacity, “PubCo”) and RCAP Holdings, LLC (“RCAP”).
SECOND AMENDED AND RESTATED LIMITED LIABILITY COMPANY AGREEMENT of REALTY CAPITAL SECURITIES, LLCLimited Liability Company Agreement • May 21st, 2013 • RCS Capital Corp • Security brokers, dealers & flotation companies • Delaware
Contract Type FiledMay 21st, 2013 Company Industry JurisdictionTHIS SECOND AMENDED AND RESTATED LIMITED LIABILITY COMPANY AGREEMENT of Realty Capital Securities, LLC (the “Company”) is made and entered into as of [ ], 2013, between RCS Capital Corporation (in its capacity as manager of the Company, the “Managing Member,” and in its individual capacity, “PubCo”) and RCAP Holdings, LLC (“RCAP”).
AMENDED AND RESTATED LIMITED LIABILITY COMPANY AGREEMENT of RCS ADVISORY SERVICES, LLCLimited Liability Company Agreement • May 21st, 2013 • RCS Capital Corp • Security brokers, dealers & flotation companies • Delaware
Contract Type FiledMay 21st, 2013 Company Industry JurisdictionTHIS AMENDED AND RESTATED LIMITED LIABILITY COMPANY AGREEMENT of RCS Advisory Services, LLC (the “Company”) is made and entered into as of [ ], 2013, between RCS Capital Corporation (in its capacity as manager of the Company, the “Managing Member,” and in its individual capacity, “PubCo”) and RCAP Holdings, LLC (“RCAP”).
AMENDED AND RESTATEDLimited Liability Company Agreement • May 21st, 2013 • RCS Capital Corp • Security brokers, dealers & flotation companies • Delaware
Contract Type FiledMay 21st, 2013 Company Industry JurisdictionTHIS AMENDED AND RESTATED LIMITED LIABILITY COMPANY AGREEMENT of American National Stock Transfer, LLC (the “Company”) is made and entered into as of [ ], 2013, between RCS Capital Corporation (in its capacity as manager of the Company, the “Managing Member,” and in its individual capacity, “PubCo”) and RCAP Holdings, LLC (“RCAP”).