Common Contracts
42 similar Sub-Advisory Agreement contracts by Financial Investors Trust, ALPS ETF Trust, Sprott Funds Trust, Sprott ETF Trust
FINANCIAL INVESTORS TRUST SUB-ADVISORY AGREEMENTSub-Advisory Agreement • July 5th, 2024 • Financial Investors Trust • Delaware
AGREEMENT, dated as of June 28, 2024 (the “Effective Date”) by and among ALPS Advisors, Inc. (the “Investment Adviser”), a Colorado corporation having its principal place of business at 1290 Broadway, Suite 1100, Denver, Colorado 80203, Financial Investors Trust, a Delaware statutory trust (the “Trust”), on behalf of the funds listed in Appendix A hereto, as amended from time to time to add or remove a fund, each a series of the Trust (each, a “Fund” and collectively, the "Funds"), and CoreCommodity Management, LLC, a Delaware limited liability company (the “Sub-Adviser”), having its principal place of business at 680 Washington Blvd., 11th Floor, Stamford, Connecticut 06901.
Standard Contracts
SPROTT FUNDS TRUST SUB-ADVISORY AGREEMENT BETWEEN SPROTT ASSET MANAGEMENT USA INC. AND ALPS ADVISORS, INC.Sub-Advisory Agreement • April 29th, 2024 • Sprott Funds Trust • Delaware
AGREEMENT, dated as of March 1, 2024 (the “Agreement”) by and between Sprott Asset Management USA, Inc. (the “Investment Adviser”), a California corporation, having its principal place of business at 320 Post Road, Suite 230 Darien, Connecticut 06820 and ALPS Advisors, Inc., a Colorado corporation (the “Sub-Adviser”), having its principal place of business at 1290 Broadway, Suite 1000, Denver, Colorado 80203, on behalf of the series of the Sprott Funds Trust (the “Trust”) listed in Appendix A hereto, as amended from time to time (each a “Fund” and collectively, the “Funds”).
ALPS ETF TRUST SUB-ADVISORY AGREEMENTSub-Advisory Agreement • December 1st, 2023 • ALPS ETF Trust • Colorado
AGREEMENT, dated as of October 19, 2023 by and among ALPS Advisors, Inc. (the “Investment Adviser”), a Colorado corporation having its principal place of business at 1290 Broadway, Suite 1000, Denver, Colorado 80203, and Smith Capital Investors, LLC, a Colorado limited liability company (the “Sub-Adviser”), having its principal place of business at 1430 Blake Street Denver, Colorado 80202, and ALPS ETF Trust (the “Trust”) on behalf of the portfolios listed in Appendix A hereto, as amended from time to time, each a series of the Trust (each a “Fund” and collectively, the “Funds”).
ALPS ETF TRUST SUB-ADVISORY AGREEMENTSub-Advisory Agreement • August 9th, 2023 • ALPS ETF Trust • Colorado
AGREEMENT, dated as of July 25, 2023 by and among ALPS Advisors, Inc. (the “Investment Adviser”), a Colorado corporation having its principal place of business at 1290 Broadway, Suite 1000, Denver, Colorado 80203, and Level Four Capital Management, LLC (“Level Four”) a limited liability company (the “Sub-Adviser”), having its principal place of business at 12400 Coit Road, Suite 700, Dallas, TX 75251and ALPS ETF Trust (the “Trust”) on behalf of the portfolios listed in Appendix A hereto, as amended from time to time, each a series of the Trust (each a “Fund” and collectively, the “Funds”).
SPROTT FUNDS TRUST AMENDED AND RESTATED SUB-ADVISORY AGREEMENTSub-Advisory Agreement • March 18th, 2022 • Sprott Funds Trust • Delaware
AGREEMENT, dated as of March 14, 2019, as amended and restated on November 15, 2021 (the “Agreement”) by and between Sprott Asset Management LP (the “Investment Adviser”), a Canadian limited partnership having its principal place of business at 200 Bay Street, Suite 2600, Toronto, Ontario, Canada M5J2J1, and ALPS Advisors, Inc., a Colorado corporation (the “Sub-Adviser”), having its principal place of business at 1290 Broadway, Suite 1000, Denver, Colorado 80203, on behalf of the series of the Sprott Funds Trust (the “Trust”) listed in Appendix A hereto, as amended from time to time (each a “Fund” and collectively, the “Funds”).
FORM OF SPROTT FUNDS TRUST AMENDED AND RESTATED SUB-ADVISORY AGREEMENTSub-Advisory Agreement • December 3rd, 2021 • Sprott Funds Trust • Delaware
AGREEMENT, dated as of March 14, 2019, as amended and restated on _____, 2022 (the “Agreement”) by and between Sprott Asset Management LP (the “Investment Adviser”), a Canadian limited partnership having its principal place of business at 200 Bay Street, Suite 2600, Toronto, Ontario, Canada M5J2J1, and ALPS Advisors, Inc., a Colorado corporation (the “Sub-Adviser”), having its principal place of business at 1290 Broadway, Suite 1000, Denver, Colorado 80203, on behalf of the series of the Sprott Funds Trust (the “Trust”) listed in Appendix A hereto, as amended from time to time (each a “Fund” and collectively, the “Funds”).
ALPS ETF TRUST SUB-ADVISORY AGREEMENTSub-Advisory Agreement • June 25th, 2021 • ALPS ETF Trust • Colorado
AGREEMENT, dated as of July 1, 2021 by and among ALPS Advisors, Inc. (the “Investment Adviser”), a Colorado corporation having its principal place of business at 1290 Broadway, Suite 1000, Denver, Colorado 80203, Hillman Capital Management, Inc., a Maryland corporation (the “Sub-Adviser”), having its principal place of business at 7250 Woodmont Ave Suite 310, Bethesda, Maryland 20814, and ALPS ETF Trust (the “Trust”) on behalf of the portfolios listed in Appendix A hereto, as amended from time to time, each a series of the Trust (each a “Fund” and collectively, the “Funds”).
ALPS ETF TRUST SUB-ADVISORY AGREEMENTSub-Advisory Agreement • February 12th, 2021 • ALPS ETF Trust • Colorado
AGREEMENT, dated as of February 1, 2021 by and among ALPS Advisors, Inc. (the “Investment Adviser”), a Colorado corporation having its principal place of business at 1290 Broadway, Suite 1000, Denver, Colorado 80203, GSI Capital Advisors LLC, a Delaware limited liability company (the “Sub-Adviser”), having its principal place of business at 23 Corporate Plaza, Suite 150, Newport Beach, California 92660, and ALPS ETF Trust (the “Trust”) on behalf of the portfolios listed in Appendix A hereto, as amended from time to time, each a series of the Trust (each a “Fund” and collectively, the “Funds”).
SPROTT FUNDS TRUST SUB-ADVISORY AGREEMENT (Mutual Funds)Sub-Advisory Agreement • October 7th, 2019 • Sprott Funds Trust • Delaware
AGREEMENT, dated as of October 4, 2019 (the “Agreement”) by and between Sprott Asset Management LP (the “Investment Adviser”), a Canadian limited partnership having its principal place of business at 200 Bay Street, Suite 2600, Toronto, Ontario, Canada M5J2J1, and Sprott Asset Management USA, Inc., a California corporation (the “Sub-Adviser”), having its principal place of business at 1910 Palomar Point Way, Suite 200, Carlsbad, CA 92008, on behalf of the series of the Sprott Funds Trust (the “Trust”) listed in the Appendix hereto, as amended from time to time (each a “Fund” and collectively, the “Funds”).
ALPS ETF TRUST SUB-ADVISORY AGREEMENTSub-Advisory Agreement • March 29th, 2019 • ALPS ETF Trust • Colorado
AGREEMENT, dated as of May 31, 2018 (the “Agreement”) by and between ALPS Advisors, Inc. (the “Investment Adviser”), a Colorado corporation having its principal place of business at 1290 Broadway, Suite 1100, Denver, Colorado 80203, RiverFront Investment Group, LLC, a Delaware limited liability company (the “Sub-Adviser”), having its principal place of business at 1214 East Cary Street, Richmond, VA 23219 and ALPS ETF Trust (the “Trust”) on behalf of the portfolios listed in Appendix A hereto, as amended from time to time, each a series of the Trust (each a “Fund” and collectively, the “Funds”).
SPROTT ETF TRUST SUB-ADVISORY AGREEMENTSub-Advisory Agreement • March 28th, 2019 • Sprott ETF Trust • Delaware
AGREEMENT, dated as of March 14, 2019 (the “Agreement”) by and between Sprott Asset Management LP (the “Investment Adviser”), a Canadian limited partnership having its principal place of business at 200 Bay Street, Suite 2600, Toronto, Ontario, Canada M5J2J1, and ALPS Advisors, Inc., a Colorado corporation (the “Sub-Adviser”), having its principal place of business at 1290 Broadway, Suite 1100, Denver, Colorado 80203, on behalf of the series of the Sprott ETF Trust (the “Trust”) listed in Appendix A hereto, as amended from time to time (each a “Fund” and collectively, the “Funds”).
FINANCIAL INVESTORS TRUST SUB-ADVISORY AGREEMENT ALPS/Kotak India Growth FundSub-Advisory Agreement • August 28th, 2018 • Financial Investors Trust • New York
AGREEMENT, dated as of August 21, 2018 by and among ALPS Advisors, Inc. (the “Investment Adviser”), a Colorado corporation having its principal place of business at 1290 Broadway, Suite 1100, Denver, Colorado 80203, Kotak Mahindra Asset Management (Singapore) Ptd. Ltd. (the “Sub-Adviser”), a corporation organized under the laws of Singapore, having its principal place of business at 16 Raffles Quay, #35-02, Hong Leong Building, Singapore 048581, and the Financial Investors Trust (the “Trust”), on behalf of the ALPS/Kotak India Growth Fund (the “Fund”), a Delaware statutory trust having its principal place of business at 1290 Broadway, Suite 1100, Denver, Colorado 80203.
FINANCIAL INVESTORS TRUST SUB-ADVISORY AGREEMENT ALPS/WMC Research Value FundSub-Advisory Agreement • August 28th, 2018 • Financial Investors Trust • Colorado
AGREEMENT, effective as of August 3, 2018 by and among ALPS Advisors, Inc. (the “Investment Adviser”), a Colorado corporation having its principal place of business at 1290 Broadway, Suite 1100, Denver, Colorado 80203, Financial Investors Trust, a Delaware statutory trust (the “Trust”), on behalf of the funds listed in Appendix A hereto, as amended from time to time, each a series of the Trust (each, a “Fund” and collectively, the “Funds”), and Wellington Management Company LLP, a Delaware limited liability partnership (the “Sub-Adviser”), having its principal place of business at 280 Congress Street, Boston, Massachusetts 02210.
FINANCIAL INVESTORS TRUST SUB-ADVISORY AGREEMENT ALPS/Metis Global Micro Cap FundSub-Advisory Agreement • August 28th, 2018 • Financial Investors Trust • Colorado
AGREEMENT, dated as of May 31, 2018 by and among ALPS Advisors, Inc. (the “Investment Adviser”), a Colorado corporation having its principal place of business at 1290 Broadway, Suite 1100, Denver, Colorado, Financial Investors Trust, a Delaware statutory trust (the “Trust”), on behalf of the funds listed in Appendix A hereto, as amended from time to time, each a series of the Trust (each, a “Fund” and collectively, the “Funds”), and Metis Global Partners, LLC, a Delaware limited liability company (the “Sub-Adviser”), having its principal place of business at 11988 El Camino Real, San Diego, California 92130.
FINANCIAL INVESTORS TRUST SUB-ADVISORY AGREEMENT RiverFront FundsSub-Advisory Agreement • August 28th, 2018 • Financial Investors Trust • Colorado
AGREEMENT, dated as of May 31, 2018 (the “Effective Date”) by and among ALPS Advisors, Inc. (the “Investment Adviser”), a Colorado corporation having its principal place of business at 1290 Broadway, Suite 1100, Denver, Colorado 80203, Financial Investors Trust, a Delaware statutory trust (the “Trust”), on behalf of the funds listed in Appendix A hereto, as amended from time to time, each a series of the Trust (each, a “Fund”) and collectively, the “Funds”), and RiverFront Investment Group, LLC, a Delaware limited liability company (the “Sub-Adviser”), having its principal place of business at 1214 East Cary Street, Richmond, Virginia 23219.
FINANCIAL INVESTORS TRUST SUB-ADVISORY AGREEMENT Clough China FundSub-Advisory Agreement • August 28th, 2018 • Financial Investors Trust • Colorado
AGREEMENT, dated as of August 3, 2018 by and among ALPS Advisors, Inc. (the “Investment Adviser”), a Colorado corporation having its principal place of business at 1290 Broadway, Suite 1100, Denver, Colorado 80203, Financial Investors Trust, a Delaware statutory trust (the “Trust”), on behalf of the funds listed in Appendix A hereto, as amended from time to time, each a series of the Trust (each, a “Fund” and collectively, the “Funds”), and Clough Capital Partners LP, a Delaware limited partnership (the “Sub-Adviser”), having its principal place of business at 1 Post Office Square, 40th Floor, Boston, MA 02109
ALPS ETF TRUST SUB-ADVISORY AGREEMENTSub-Advisory Agreement • March 30th, 2017 • ALPS ETF Trust • Colorado
AGREEMENT, dated as of June 2, 2016 by and between ALPS Advisors, Inc. (the “Investment Adviser”), a Colorado corporation having its principal place of business at 1290 Broadway, Suite 1100, Denver, Colorado 80203, RiverFront Investment Group, LLC, a Delaware limited liability company (the “Sub-Adviser”), having its principal place of business at 1214 East Cary Street, Richmond, VA 23219 and ALPS ETF Trust (the “Trust”) on behalf of the portfolios listed in Appendix A hereto, as amended from time to time, each a series of the Trust (each a “Fund” and collectively, the “Funds”).
ALPS ETF TRUST FORM OF SUB-ADVISORY AGREEMENTSub-Advisory Agreement • June 2nd, 2016 • ALPS ETF Trust • Colorado
AGREEMENT, dated as of , 2016 by and between ALPS Advisors, Inc. (the “Investment Adviser”), a Colorado corporation having its principal place of business at 1290 Broadway, Suite 1100, Denver, Colorado 80203, RiverFront Investment Group, LLC, a Delaware limited liability company (the “Sub-Adviser”), having its principal place of business at 1214 East Cary Street, Richmond, VA 23219 and ALPS ETF Trust (the “Trust”) on behalf of the portfolios listed in Appendix A hereto, as amended from time to time, each a series of the Trust (each a “Fund” and collectively, the “Funds”).
FINANCIAL INVESTORS TRUST ALPS/CORECOMMODITY MANAGEMENT COMPLETECOMMODITIES STRATEGY FUND SUB-ADVISORY AGREEMENTSub-Advisory Agreement • April 15th, 2016 • Financial Investors Trust • Delaware
AGREEMENT, dated as of January 15, 2014 (the “Effective Date”) by and among ALPS Advisors, Inc. (the “Investment Adviser”), a Colorado corporation having its principal place of business at 1290 Broadway, Suite 1100, Denver, Colorado 80203, Financial Investors Trust, a Delaware statutory trust (the “Trust”), on behalf of the funds listed in Appendix A hereto, as amended from time to time to add or remove a fund, each a series of the Trust (each, a “Fund” and collectively, the “Funds”), and CoreCommodity Management, LLC, a Delaware limited liability company (the “Sub-Adviser”), having its principal place of business at The Metro Center, One Station Place, Three South, Stamford, Connecticut 06902.
FINANCIAL INVESTORS TRUST SUB-ADVISORY AGREEMENT ALPS/METIS GLOBAL MICRO CAP FUNDSub-Advisory Agreement • July 10th, 2015 • Financial Investors Trust • Colorado
AGREEMENT, dated as of July 8, 2015 by and among ALPS Advisors, Inc. (the “Investment Adviser”), a Colorado corporation having its principal place of business at 1290 Broadway, Suite 1100, Denver, Colorado, Financial Investors Trust, a Delaware statutory trust (the “Trust”), on behalf of the funds listed in Appendix A hereto, as amended from time to time, each a series of the Trust (each, a “Fund” and collectively, the “Funds”), and Metis Global Partners, LLC, a Delaware limited liability company (the “Sub-Adviser”), having its principal place of business at 11988 El Camino Real, San Diego, California 92130.
FINANCIAL INVESTORS TRUST SUB-ADVISORY AGREEMENT ALPS/STERLING ETF TACTICAL ROTATION FUNDSub-Advisory Agreement • June 30th, 2014 • Financial Investors Trust • Colorado
AGREEMENT, dated as of June 30, 2014 by and among ALPS Advisors, Inc. (the “Investment Adviser”), a Colorado corporation having its principal place of business at 1290 Broadway, Suite 1100, Denver, Colorado, Financial Investors Trust, a Delaware statutory trust (the “Trust”), on behalf of the funds listed in Appendix A hereto, as amended from time to time, each a series of the Trust (each, a “Fund” and collectively, the “Funds”), and Sterling Global Strategies LLC, a California limited liability company (the “Sub-Adviser”), having its principal place of business at 1808 Aston Avenue, Suite 245, Carlsbad, California.
FINANCIAL INVESTORS TRUST ALPS/CORECOMMODITY MANAGEMENT COMPLETECOMMODITIES STRATEGY FUND SUB-ADVISORY AGREEMENTSub-Advisory Agreement • June 27th, 2014 • Financial Investors Trust • Delaware
AGREEMENT, dated as of January 15, 2014 (the “Effective Date”) by and among ALPS Advisors, Inc. (the “Investment Adviser”), a Colorado corporation having its principal place of business at 1290 Broadway, Suite 1100, Denver, Colorado 80203, Financial Investors Trust, a Delaware statutory trust (the “Trust”), on behalf of the funds listed in Appendix A hereto, as amended from time to time to add or remove a fund, each a series of the Trust (each, a “Fund” and collectively, the “Funds”), and CoreCommodity Management, LLC, a Delaware limited liability company (the “Sub-Adviser”), having its principal place of business at The Metro Center, One Station Place, Three North, Stamford, Connecticut 06902.
FINANCIAL INVESTORS TRUST SUB-ADVISORY AGREEMENT ALPS/WESTPORT RESOURCES HEDGED HIGH INCOME FUNDSub-Advisory Agreement • December 19th, 2013 • Financial Investors Trust • Colorado
AGREEMENT, dated as of December 19, 2013 by and among Westport Resources Management, Inc. (the “Investment Adviser”), a Connecticut corporation having its principal place of business at 315 Post Road West, Westport, Connecticut 06880, Financial Investors Trust, a Delaware statutory trust (the “Trust”), on behalf of the funds listed in Appendix A hereto, as amended from time to time, each a series of the Trust (each, a “Fund” and collectively, the “Funds”), and Concise Capital Management, L.P., a Delaware limited partnership (the “Sub-Adviser”), having its principal place of business at 1111 Brickell Avenue, Suite 2170, Miami, Florida 33131.
FINANCIAL INVESTORS TRUST SUB-ADVISORY AGREEMENT ALPS/WESTPORT RESOURCES HEDGED HIGH INCOME FUNDSub-Advisory Agreement • December 19th, 2013 • Financial Investors Trust • Colorado
AGREEMENT, dated as of December 19, 2013 by and among Westport Resources Management, Inc. (the “Investment Adviser”), a Connecticut corporation having its principal place of business at 315 Post Road West, Westport, Connecticut 06880, Financial Investors Trust, a Delaware statutory trust (the “Trust”), on behalf of the funds listed in Appendix A hereto, as amended from time to time, each a series of the Trust (each, a “Fund” and collectively, the “Funds”), and Sound Point Capital Management, L.P., a Delaware limited partnership(the “Sub-Adviser”), having its principal place of business at 375 Park Avenue, New York, NY 10152.
FINANCIAL INVESTORS TRUST SUB-ADVISORY AGREEMENT ALPS/WESTPORT RESOURCES HEDGED HIGH INCOME FUNDSub-Advisory Agreement • December 19th, 2013 • Financial Investors Trust • Colorado
AGREEMENT, dated as of December 19, 2013 by and among Westport Resources Management, Inc. (the “Investment Adviser”), a Connecticut corporation having its principal place of business at 315 Post Road West, Westport, Connecticut 06880, Financial Investors Trust, a Delaware statutory trust (the “Trust”), on behalf of the funds listed in Appendix A hereto, as amended from time to time, each a series of the Trust (each, a “Fund” and collectively, the “Funds”), and Amundi Smith Breeden LLC, a limited liability company (the “Sub-Adviser”), having its principal place of business at 280 South Mangum Street, Suite 301, Durham, North Carolina, 27701.
FINANCIAL INVESTORS TRUST SUB-ADVISORY AGREEMENTSub-Advisory Agreement • November 27th, 2013 • Financial Investors Trust • New York
AGREEMENT, dated as of November 29, 2013 (the “Effective Date”) by and among ALPS Advisors, Inc. (the “Investment Adviser”), a Colorado corporation having its principal place of business at 1290 Broadway, Suite 1100, Denver, Colorado 80203, Financial Investors Trust, a Delaware statutory trust (the “Trust”), on behalf of the funds listed in Appendix A hereto, as amended from time to time, each a series of the Trust (each, a “Fund”) and collectively, the “Funds”), and RREEF America L.L.C., a Delaware limited liability company (the “Sub-Adviser”), having its principal place of business at222 S. Riverside Plaza, Floor 24, Chicago, Illinois 60606.
FINANCIAL INVESTORS TRUST ALPS REAL ASSET INCOME FUND SUB-ADVISORY AGREEMENTSub-Advisory Agreement • November 27th, 2013 • Financial Investors Trust • Delaware
AGREEMENT, dated as of November 29, 2013 (the “Effective Date”) by and among ALPS Advisors, Inc. (the “Investment Adviser”), a Colorado corporation having its principal place of business at 1290 Broadway, Suite 1100, Denver, Colorado 80203, Financial Investors Trust, a Delaware statutory trust (the “Trust”), on behalf of the funds listed in Appendix A hereto, as amended from time to time to add or remove a fund, each a series of the Trust (each, a “Fund” and collectively, the “Funds”), and CoreCommodity Management, LLC, a Delaware limited liability company (the “Sub-Adviser”), having its principal place of business at The Metro Center, One Station Place, Three North, Stamford, Connecticut 06902.
FINANCIAL INVESTORS TRUST FORM OF SUB-ADVISORY AGREEMENT CLOUGH CHINA FUNDSub-Advisory Agreement • August 28th, 2012 • Financial Investors Trust • Colorado
AGREEMENT, dated as of November 1, 2011 by and among ALPS Advisors, Inc. (the “Investment Adviser”), a Colorado corporation having its principal place of business at 1290 Broadway, Suite 1100, Denver, Colorado 80203, Financial Investors Trust, a Delaware statutory trust (the “Trust”), on behalf of the funds listed in Appendix A hereto, as amended from time to time, each a series of the Trust (each, a “Fund” and collectively, the “Funds”), and Clough Capital Partners LP, a Delaware limited partnership (the “Sub-Adviser”), having its principal place of business at 1 Post Office Square, 40th Floor, Boston, MA 02109
FINANCIAL INVESTORS TRUST ALPS/KOTAK INDIA GROWTH FUND FORM OF SUB-ADVISORY AGREEMENTSub-Advisory Agreement • August 28th, 2012 • Financial Investors Trust • New York
AGREEMENT, dated as of November 1, 2011 by and among ALPS Advisors, Inc. (the “Investment Adviser”), a Colorado corporation having its principal place of business at 1290 Broadway, Suite 1100, Denver, Colorado 80203, Kotak Mahindra (UK) Ltd. (the “Sub-Adviser”), a corporation organized under the laws of the United Kingdom, having its principal place of business at 6th Floor, Portsoken House, 155-157 Minories, London, United Kingdom EC3N 1LS, and the Financial Investors Trust (the “Trust”), on behalf of the ALPS/Kotak India Growth Fund (the “Fund”), a Delaware statutory trust having its principal place of business at 1290 Broadway, Suite 1100, Denver, Colorado 80203.
FINANCIAL INVESTORS TRUST FORM OF SUB-ADVISORY AGREEMENTSub-Advisory Agreement • August 28th, 2012 • Financial Investors Trust • Colorado
AGREEMENT, dated as of November 1, 2011 (the “Effective Date”) by and among ALPS Advisors, Inc. (the “Investment Adviser”), a Colorado corporation having its principal place of business at 1290 Broadway, Suite 1100, Denver, Colorado 80203, Financial Investors Trust, a Delaware statutory trust (the “Trust”), on behalf of the funds listed in Appendix A hereto, as amended from time to time, each a series of the Trust (each, a “Fund”) and collectively, the “Funds”), and RiverFront Investment Group, LLC, a Delaware limited liability company (the “Sub-Adviser”), having its principal place of business at 9011 Arboretum Parkway, Suite 110, Richmond, Virginia 23236.
FINANCIAL INVESTORS TRUST JEFFERIES ASSET MANAGEMENT COMMODITY STRATEGY ALLOCATION FUND FORM OF SUB-ADVISORY AGREEMENTSub-Advisory Agreement • August 28th, 2012 • Financial Investors Trust • Delaware
AGREEMENT, dated as of November 1, 2011 (the “Effective Date”) by and among ALPS Advisors, Inc. (the “Investment Adviser”), a Colorado corporation having its principal place of business at 1290 Broadway, Suite 1100, Denver, Colorado 80203, Financial Investors Trust, a Delaware statutory trust (the “Trust”), on behalf of the funds listed in Appendix A hereto, as amended from time to time to add or remove a fund, each a series of the Trust (each, a “Fund” and collectively, the “Funds”), and Jefferies Asset Management, LLC, a Delaware limited liability company (the “Sub-Adviser”), having its principal place of business at The Metro Center, One Station Place, Three North, Stamford, Connecticut 06902.
FINANCIAL INVESTORS TRUST FORM OF SUB-ADVISORY AGREEMENT ALPS/WMC VALUE INTERSECTION FUNDSub-Advisory Agreement • August 28th, 2012 • Financial Investors Trust • Colorado
AGREEMENT, dated as of November 1, 2011 by and among ALPS Advisors, Inc. (the “Investment Adviser”), a Colorado corporation having its principal place of business at 1290 Broadway, Suite 1100, Denver, Colorado 80203, Financial Investors Trust, a Delaware statutory trust (the “Trust”), on behalf of the funds listed in Appendix A hereto, as amended from time to time, each a series of the Trust (each, a “Fund” and collectively, the “Funds”), and Wellington Management Company, LLP, a Massachusetts limited liability partnership (the “Sub-Adviser”), having its principal place of business at 75 State Street, Boston, Massachusetts 02109.
FINANCIAL INVESTORS TRUST JEFFERIES ASSET MANAGEMENT COMMODITY STRATEGY ALLOCATION FUND SUB-ADVISORY AGREEMENTSub-Advisory Agreement • August 29th, 2011 • Financial Investors Trust • Delaware
AGREEMENT, dated as of June 15, 2010, 2010 (the “Effective Date”) by and among ALPS Advisors, Inc. (the “Investment Adviser”), a Colorado corporation having its principal place of business at 1290 Broadway, Suite 1100, Denver, Colorado 80203, Financial Investors Trust, a Delaware statutory trust (the “Trust”), on behalf of the funds listed in Appendix A hereto, as amended from time to time to add or remove a fund, each a series of the Trust (each, a “Fund” and collectively, the “Funds”), and Jefferies Asset Management, LLC, a Delaware limited liability company (the “Sub-Adviser”), having its principal place of business at The Metro Center, One Station Place, Three North, Stamford, Connecticut 06902.
FINANCIAL INVESTORS TRUST SUB-ADVISORY AGREEMENTSub-Advisory Agreement • April 29th, 2011 • Financial Investors Trust • Colorado
AGREEMENT, dated as of August 2, 2010 (the “Effective Date”) by and among ALPS Advisors, Inc. (the “Investment Adviser”), a Colorado corporation having its principal place of business at 1290 Broadway, Suite 1100, Denver, Colorado 80203, Financial Investors Trust, a Delaware statutory trust (the “Trust”), on behalf of the funds listed in Appendix A hereto, as amended from time to time, each a series of the Trust (each, a “Fund”) and collectively, the “Funds”), and RiverFront Investment Group, LLC, a Delaware limited liability company (the “Sub-Adviser”), having its principal place of business at 9011 Arboretum Parkway, Suite 110, Richmond, Virginia 23236.
FINANCIAL INVESTORS TRUST ALPS/KOTAK INDIA GROWTH FUND SUB-ADVISORY AGREEMENTSub-Advisory Agreement • January 28th, 2011 • Financial Investors Trust • New York
AGREEMENT, dated as of January 20, 2011 by and among ALPS Advisors, Inc. (the “Investment Adviser”), a Colorado corporation having its principal place of business at 1290 Broadway, Suite 1100, Denver, Colorado 80203, Kotak Mahindra (UK) Ltd. (the “Sub-Adviser”), a corporation organized under the laws of the United Kingdom, having its principal place of business at 6th Floor, Portsoken House, 155-157 Minories, London, United Kingdom EC3N 1LS, and the Financial Investors Trust (the “Trust”), on behalf of the ALPS/Kotak India Growth Fund (the “Fund”), a Delaware statutory trust having its principal place of business at 1290 Broadway, Suite 1100, Denver, Colorado 80203.
