SPROTT FUNDS TRUST AMENDED AND RESTATED SUB-ADVISORY AGREEMENTSub-Advisory Agreement • March 18th, 2022 • Sprott Funds Trust • Delaware
AGREEMENT, dated as of March 14, 2019, as amended and restated on November 15, 2021 (the “Agreement”) by and between Sprott Asset Management LP (the “Investment Adviser”), a Canadian limited partnership having its principal place of business at 200 Bay Street, Suite 2600, Toronto, Ontario, Canada M5J2J1, and ALPS Advisors, Inc., a Colorado corporation (the “Sub-Adviser”), having its principal place of business at 1290 Broadway, Suite 1000, Denver, Colorado 80203, on behalf of the series of the Sprott Funds Trust (the “Trust”) listed in Appendix A hereto, as amended from time to time (each a “Fund” and collectively, the “Funds”).
SPROTT FUNDS TRUST AMENDED AND RESTATED INVESTMENT ADVISORY AGREEMENTInvestment Advisory Agreement • April 28th, 2023 • Sprott Funds Trust • Delaware
This Investment Advisory Agreement (the “Agreement”) is made and entered into as of this 13th day of March, 2019, as amended and restated on November 15, 2021, as further amended and restated as of February 2, 2023 and March 17, 2023, by and between Sprott Asset Management LP, a Canadian limited partnership (the “Adviser”), and Sprott Funds Trust, a Delaware statutory trust (the “Trust”), regarding the Funds listed in Appendix A (the “Fund(s)”).
Exhibit B Sub-Licensee AgreementSub-Licensee Agreement • January 30th, 2023 • Sprott Funds Trust
This Sub-Licensee Agreement (“Sub-Licensee Agreement”), is made by and between Sprott Funds Trust (“Licensee”), whose principal offices are located at 1910 Palomar Point Way, Suite 200, Carlsbad, CA 92008 and who is a Licensee of Nasdaq, Inc. (“Nasdaq”), a Delaware Corporation whose principal offices are located at 151 West 42nd Street, New York, New York 10036 and Sprott Funds Trust (“Sub-Licensee”), whose principal offices are located at South Tower, 200 Bay Street, 200 Bay St. #2600, Toronto, ON M5J 2J1, Canada, on behalf of the following, which are series of the Sprott Funds Trust: Sprott Energy Transition Materials ETF, Sprott Lithium Miners ETF, Sprott Nickel Miners ETF, Sprott Junior Copper Miners ETF and Sprott Junior Uranium ETF.
SPROTT FUNDS TRUST AMENDED AND RESTATED EXPENSE LIMITATION AGREEMENTExpense Limitation Agreement • March 18th, 2022 • Sprott Funds Trust • New York
WHEREAS, the Adviser renders advice and services to each Fund pursuant to the terms and provisions of an Investment Advisory Agreement between the Trust and the Adviser dated as of the March 13, 2019, as amended and restated on November 15, 2021 (the “Advisory Agreement”); and
SPROTT FUNDS TRUST AMENDED AND RESTATED EXPENSE LIMITATION AGREEMENTExpense Limitation Agreement • April 29th, 2024 • Sprott Funds Trust • New York
WHEREAS, the Adviser renders advice and services to each Fund pursuant to the terms and provisions of an Investment Advisory Agreement between the Trust and the Adviser dated as of the June 30, 2023 (the “Advisory Agreement”); and
SPROTT FUNDS TRUST AMENDED AND RESTATED INVESTMENT ADVISORY AGREEMENTInvestment Advisory Agreement • April 29th, 2024 • Sprott Funds Trust • Delaware
This Amended and Restated Investment Advisory Agreement (the “Agreement”) is made and entered into on March 1, 2024 by and among Sprott Asset Management USA Inc, a California corporation (the “Adviser” or “SAM USA”) and Sprott Funds Trust, a Delaware statutory trust (the “Trust”), regarding the Funds listed in Appendix A (the “Fund(s)”).
AGREEMENT AND DECLARATION OF TRUST OF SPROTT ETF TRUST a Delaware Statutory Trust Principal Place of Business: Royal Bank Plaza 200 Bay Street Toronto, Ontario, Canada M5J2J1 Dated as of January 3, 2018Agreement and Declaration • September 26th, 2018 • Sprott ETF Trust • Delaware
WHEREAS, this Trust is authorized to issue an unlimited number of its shares of beneficial interest all in accordance with the provisions hereinafter set forth; and
AMENDED AND RESTATED INDEX SUB-LICENSE AGREEMENTIndex Sub-License Agreement • April 29th, 2024 • Sprott Funds Trust
THIS AMENDED AND RESTATED INDEX SUB-LICENSE AGREEMENT, dated as of April 24, 2024, is made by and between Sprott Asset Management LP (“SAM LP”), Royal Bank Plaza, 200 Bay Street, Toronto, Ontario M5J2J1, and Sprott ETF Trust, 320 Post Road, Suite 230, Darien, Connecticut 06820, on behalf of the series of the Sprott Funds Trust set forth in the Appendix (“Sub-Licensees”), as may be amended from time to time.
SPROTT FUNDS TRUST SUB-ADVISORY AGREEMENT BETWEEN SPROTT ASSET MANAGEMENT USA INC. AND ALPS ADVISORS, INC.Sub-Advisory Agreement • April 29th, 2024 • Sprott Funds Trust • Delaware
AGREEMENT, dated as of March 1, 2024 (the “Agreement”) by and between Sprott Asset Management USA, Inc. (the “Investment Adviser”), a California corporation, having its principal place of business at 320 Post Road, Suite 230 Darien, Connecticut 06820 and ALPS Advisors, Inc., a Colorado corporation (the “Sub-Adviser”), having its principal place of business at 1290 Broadway, Suite 1000, Denver, Colorado 80203, on behalf of the series of the Sprott Funds Trust (the “Trust”) listed in Appendix A hereto, as amended from time to time (each a “Fund” and collectively, the “Funds”).
AMENDMENT 1Existing Agreement • March 18th, 2022 • Sprott Funds Trust
This amendment (the “Amendment”) between the parties signing below (“Parties”) amends the Existing Agreement as of the Effective Date as defined in Confidential Fee Letter – Sprott Funds Trust between Sprott Funds Trust and ALPS Fund Services, Inc., dated January 12, 2022.
AMENDMENT 1Sprott Funds Trust • April 28th, 2023
This amendment (the “Amendment”) between the parties signing below (the “Parties”) amends the Sub-Advisory Agreement as of December 1, 2022:
INDEX SUB-LICENSE AGREEMENTIndex Sub-License Agreement • February 26th, 2024 • Sprott Funds Trust
AGREEMENT, dated as of September [ ], 2018, by and between Sprott Asset Management LP (“SAM LP”), Royal Bank Plaza, 200 Bay Street, Toronto, Ontario M5J2J1, and Sprott ETF Trust (“Licensee”), Royal Bank Plaza, 200 Bay Street, Toronto, Ontario M5J2J1.
Amendment 1 to Administration, Bookkeeping and Pricing Services AgreementServices Agreement • March 18th, 2022 • Sprott Funds Trust
This amendment (the “Amendment”) between the parties signing below (“Parties”) amends the Existing Agreement as of the Effective Date, as defined in Confidential Fee Letter – Sprott Funds Trust between Sprott Funds Trust and ALPS Fund Services, Inc., dated January12, 2022:
SPROTT FOCUS TRUST, INC. EXPENSE LIMITATION AGREEMENTExpense Limitation Agreement • April 28th, 2023 • Sprott Funds Trust • New York
THIS EXPENSE LIMITATION AGREEMENT (the “Agreement”) is made as of the 1ST Day of June 3, 2022, by and between SPROTT FOCUS TRUST, INC, a Maryland Corporation (the “Trust”) and Sprott Asset Management LP, a Canadian Limited Partnership (the “Adviser”).
