Common Contracts
24 similar Placement Agreement contracts
PLACEMENT AGREEMENTPlacement Agreement • May 5th, 2020 • New York
to Bidders (as defined below) and will sell directly to the Winning Bidders (as defined in Section 2 hereof), and Deutsche Bank Securities Inc. (the “Placement Agent”) will act as the Selling Security Holder’s exclusive placement agent for the sale of, three warrants (each, a “Warrant”) of HMN Financial, Inc. a Delaware corporation (the “Company”), three warrants each representing the right to purchase an aggregate of up to 277,777.66 shares (all such shares, collectively the “Warrant Shares”), of the Company’s common stock, $0.01 par value (the “Common Stock”), in a placement (the “Placement”) to “qualified institutional buyers,” as defined in Rule 144A (each, a “QIB”) under the Act (as hereinafter defined), to certain “accredited investors,” as defined in Rule 501(a)(1), (2), (3) or (7) of Regulation D (each an “Institutional Accredited Investor”) under the Act, who have represented to us that they have total assets in excess of $25,000,000, and to directors and executive officers of
PLACEMENT AGREEMENTPlacement Agreement • May 5th, 2020 • New York
The United States Department of the Treasury (the “Selling Security Holder”) will offer to Bidders (as defined below) and will sell directly to the Winning Bidder (as defined in Section 2 hereof), and Deutsche Bank Securities Inc. (the “Placement Agent”) will act as the Selling Security Holder’s exclusive placement agent for the sale of, a warrant (the “Warrant”) of Colony Bankcorp, Inc., a Georgia corporation (the “Company”), representing the right to purchase an aggregate of up to 500,000 shares (the “Warrant Shares”) of the Company’s common stock,
Lakeland Financial Corporation PLACEMENT AGREEMENTPlacement Agreement • May 5th, 2020 • New York
The United States Department of the Treasury (the “Selling Security Holder”) will offer to Bidders (as defined below) and will sell directly to the Winning Bidder (as defined in Section 2 hereof), and Deutsche Bank Securities Inc. (the “Placement Agent”) will act as exclusive placement agent for the sale of, a warrant (the “Warrant”) of Lakeland Financial Corporation, an Indiana corporation (the “Company”), representing the right to purchase an aggregate of up to 198,269 shares (the “Warrant Shares”) of the Company’s common stock, no par value (the “Common Stock”), in a private placement (the “Placement”) to “qualified institutional buyers,” as defined in Rule 144A (each, a “QIB”) under the Act (as hereinafter defined). Such QIBs are herein referred to collectively as the “Bidders”.
PLACEMENT AGREEMENTPlacement Agreement • May 5th, 2020 • New York
The United States Department of the Treasury (the “Selling Security Holder”) will offer to Bidders (as defined below) and will sell directly to the Winning Bidder (as defined in Section 2 hereof), and Deutsche Bank Securities Inc. (the “Placement Agent”) will act as the Selling Security Holder’s exclusive placement agent for the sale of, a warrant (the “Warrant”) of MainSource Financial Group, Inc., an Indiana corporation (the “Company”), representing the right to purchase an aggregate of up to 571,906 shares (the “Warrant Shares”) of the Company’s common stock, without par value (the “Common Stock”), in a placement (the “Placement”) to “qualified institutional buyers,” as defined in Rule 144A (each, a “QIB”) under the Act (as hereinafter defined); to certain “accredited investors,” as defined in Rule 501(a)(1), (2), (3) or (7) of Regulation D (each an “Institutional Accredited Investor”) under the Act, who have represented to us that they have total assets in excess of $25,000,000; an
PLACEMENT AGREEMENTPlacement Agreement • May 18th, 2015 • New York
The United States Department of the Treasury (the “Selling Security Holder”) will offer to Bidders (as defined below) and will sell directly to the Winning Bidder (as defined in Section 2 hereof), and Deutsche Bank Securities Inc. (the “Placement Agent”) will act as the Selling Security Holder’s exclusive placement agent for the sale of, a warrant (the “Warrant”) of First United Corporation, a Maryland corporation, (the “Company”), representing the right to purchase an aggregate of up to 326,323 shares (the “Warrant Shares”) of the Company’s common stock, par value $.01 per share (the “Common Stock”), in a placement (the “Placement”) to “qualified institutional buyers,” as defined in Rule 144A (each, a “QIB”) under the Act (as hereinafter defined), to certain “accredited investors,” as defined in Rule 501(a)(1), (2), (3) or (7) of Regulation D (each an “Institutional Accredited Investor”) under the Act, who have represented to us that they have total assets in excess of $25,000,000, an
PLACEMENT AGREEMENTPlacement Agreement • May 18th, 2015 • New York
The United States Department of the Treasury (the “Selling Security Holder”) will offer to Bidders (as defined below) and will sell directly to the Winning Bidder (as defined in Section 2 hereof), and Deutsche Bank Securities Inc. (the “Placement Agent”) will act as the Selling Security Holder’s exclusive placement agent for the sale of, a warrant (the “Warrant”) of The First Bancorp, Inc., a Maine corporation (the “Company”), representing the right to purchase an aggregate of up to 226,819.47 shares (the “Warrant Shares”) of the Company’s common stock, (the “Common Stock”) in a placement (the “Placement”) to “qualified institutional buyers,” as defined in Rule 144A (each, a “QIB”) under the Act (as hereinafter defined), to certain “accredited investors,” as defined in Rule 501(a)(1), (2), (3) or (7) of Regulation D (each an “Institutional Accredited Investor”) under the Act, who have represented that they have total assets in excess of $25,000,000, and to directors and executive offic
Warrant Exercisable for up to 367,916.17 Shares of Common StockPlacement Agreement • May 18th, 2015 • New York
The United States Department of the Treasury (the “Selling Security Holder”) will offer to Bidders (as defined below) and will sell directly to the Winning Bidder (as defined in Section 2 hereof), and Deutsche Bank Securities Inc. (the “Placement Agent”) will act as the Selling Security Holder’s exclusive placement agent for the sale of, a warrant (the “Warrant”) of F.N.B. Corporation, a Florida corporation, (the “Company”), representing the right to purchase an aggregate of up to 367,916.17 shares (the “Warrant Shares”) of the Company’s common stock,
Warrant Exercisable for up to 95,383 Shares of Common StockPlacement Agreement • May 18th, 2015 • New York
The United States Department of the Treasury (the “Selling Security Holder”) will offer to Bidders (as defined below) and will sell directly to the Winning Bidder (as defined in Section 2 hereof), and Deutsche Bank Securities Inc. (the “Placement Agent”) will act as the Selling Security Holder’s exclusive placement agent for the sale of, a warrant (the “Warrant”) of M&T Bank Corporation, a New York corporation (the “Company”), representing the right to purchase an aggregate of up to 95,383 shares (the “Warrant Shares”) of the Company’s common stock,
Valley National Bancorp PLACEMENT AGREEMENTPlacement Agreement • May 18th, 2015 • New York
The United States Department of the Treasury (the “Selling Security Holder”) will offer to Bidders (as defined below) and will sell directly to the Winning Bidder (as defined in Section 2 hereof), and Deutsche Bank Securities Inc. (the “Placement Agent”) will act as the Selling Security Holder’s exclusive placement agent for the sale of, a warrant (the “Warrant”) of Valley National Bancorp, a New Jersey corporation (the “Company”), representing the right to purchase an aggregate of up to shares (the “Warrant Shares”) of the Company’s no par value common stock, (the “Common Stock”), in a placement (the “Placement”) to “qualified institutional buyers,” as defined in Rule 144A (each, a “QIB”) under the Act (as hereinafter defined), to certain “accredited investors,” as defined in Rule 501(a)(1), (2), (3) or (7) of Regulation D (each an “Institutional Accredited Investor”) under the Act, who have represented to us that they have total assets in excess of $25,000,000, and to directors and e
PLACEMENT AGREEMENTPlacement Agreement • May 18th, 2015 • New York
The United States Department of the Treasury (the “Selling Security Holder”) will offer to Bidders (as defined below) and will sell directly to the Winning Bidder (as defined in Section 2 hereof), and Deutsche Bank Securities Inc. (the “Placement Agent”) will act as the Selling Security Holder’s exclusive placement agent for the sale of, a warrant (the “Warrant”) of BBCN Bancorp, Inc., a corporation organized under the laws of the state of Delaware (the “Company”), representing the right to purchase an aggregate of up to 19,013.62 shares (the “Warrant Shares”) of the Company’s common stock, $0.001 per share (the “Common Stock”), in a placement (the “Placement”) to “qualified institutional buyers,” as defined in Rule 144A (each, a “QIB”) under the Act (as hereinafter defined), to certain “accredited investors,” as defined in Rule 501(a)(1), (2), (3) or (7) of Regulation D (each an “Institutional Accredited Investor”) under the Act, who have represented to us that they have total assets
Warrant Exercisable for up to 819,640.21 Shares of Common StockPlacement Agreement • May 18th, 2015 • New York
The United States Department of the Treasury (the “Selling Security Holder”) will offer to Bidders (as defined below) and will sell directly to the Winning Bidder (as defined in Section 2 hereof), and Deutsche Bank Securities Inc. (the “Placement Agent”) will act as the Selling Security Holder’s exclusive placement agent for the sale of, a warrant (the “Warrant”) of F.N.B. Corporation, a Florida corporation, (the “Company”), representing the right to purchase an aggregate of up to 819,640.21 shares (the “Warrant Shares”) of the Company’s common stock,
PLACEMENT AGREEMENTPlacement Agreement • May 18th, 2015 • New York
The United States Department of the Treasury (the “Selling Security Holder”) will offer to Bidders (as defined below) and will sell directly to the Winning Bidder (as defined in Section 2 hereof), and Deutsche Bank Securities Inc. (the “Placement Agent”) will act as the Selling Security Holder’s exclusive placement agent for the sale of, a warrant (the “Warrant”) of BBCN Bancorp, Inc., a corporation organized under the laws of the state of Delaware (the “Company”), representing the right to purchase an aggregate of up to 350,767.26 shares (the “Warrant Shares”) of the Company’s common stock, $0.001 per share (the “Common Stock”), in a placement (the “Placement”) to “qualified institutional buyers,” as defined in Rule 144A (each, a “QIB”) under the Act (as hereinafter defined), to certain “accredited investors,” as defined in Rule 501(a)(1), (2), (3) or (7) of Regulation D (each an “Institutional Accredited Investor”) under the Act, who have represented to us that they have total assets
Warrant Exercisable for up to 243,998.43 Shares of Common StockPlacement Agreement • June 5th, 2013 • New York
The United States Department of the Treasury (the “Selling Security Holder”) will offer to Bidders (as defined below) and will sell directly to the Winning Bidder (as defined in Section 2 hereof), and Deutsche Bank Securities Inc. (the “Placement Agent”) will act as the Selling Security Holder’s exclusive placement agent for the sale of, a warrant (the “Warrant”) of Banner Corporation, a Washington corporation (the “Company”), representing the right to purchase an aggregate of up to 243,998.43 shares (the “Warrant Shares”) of the Company’s common stock,
PLACEMENT AGREEMENTPlacement Agreement • June 4th, 2013 • New York
The United States Department of the Treasury (the “Selling Security Holder”) will offer to Bidders (as defined below) and will sell directly to the Winning Bidder (as defined in Section 2 hereof), and Deutsche Bank Securities Inc. (the “Placement Agent”) will act as the
Warrant Exercisable for up to 219,908.40 Shares of Common StockPlacement Agreement • June 4th, 2013 • New York
The United States Department of the Treasury (the “Selling Security Holder”) will offer to Bidders (as defined below) and will sell directly to the Winning Bidder (as defined in Section 2 hereof), and Deutsche Bank Securities Inc. (the “Placement Agent”) will act as the Selling Security Holder’s exclusive placement agent for the sale of, a warrant (the “Warrant”) of United Community Banks, Inc., a Georgia corporation (the “Company”), representing the right to purchase an aggregate of up to 219,909 shares (the “Warrant Shares”) of the Company’s common stock, $1.00 par value (the “Common Stock”), in a placement (the “Placement”) to “qualified institutional buyers,” as defined in Rule 144A (each, a “QIB”) under the Act (as hereinafter defined); and to certain “accredited investors,” as defined in Rule 501(a)(1), (2), (3) or (7) of Regulation D (each an “Institutional Accredited Investor”) under the Act, who have represented to us that they have total assets in excess of $25,000,000. Such
Heritage Commerce Corp PLACEMENT AGREEMENTPlacement Agreement • June 4th, 2013 • New York
The United States Department of the Treasury (the “Selling Security Holder”) will offer to Bidders (as defined below) and will sell directly to the Winning Bidder (as defined in Section 2 hereof), and Deutsche Bank Securities Inc. (the “Placement Agent”) will act as the Selling Security Holder’s exclusive placement agent for the sale of, a warrant (the “Warrant”) of Heritage Commerce Corp, a California corporation (the “Company”), representing the right to purchase an aggregate of up to462,963 shares (the “Warrant Shares”) of the Company’s common stock, no par value (the “Common Stock”), in a placement (the “Placement”) to “qualified institutional buyers,” as defined in Rule 144A (each, a “QIB”) under the Act (as hereinafter defined); and to certain “accredited investors,” as defined in Rule 501(a)(1), (2), (3) or (7) of Regulation D (each an “Institutional Accredited Investor”) under the Act, who have represented to us that they have total assets in excess of $25,000,000; (together wi
PLACEMENT AGREEMENTPlacement Agreement • June 4th, 2013 • New York
The United States Department of the Treasury (the “Selling Security Holder”) will offer to Bidders (as defined below) and will sell directly to the Winning Bidder (as defined in Section 2 hereof), and Deutsche Bank Securities Inc. (the “Placement Agent”) will act as the Selling Security Holder’s exclusive placement agent for the sale of, a warrant (the “Warrant”) of Flagstar Bancorp, Inc., a Michigan corporation (the “Company”), representing the right to purchase an aggregate of up to 645,137.9 shares (the “Warrant Shares”) of the Company’s common stock, $0.01 par value (the “Common Stock”), in a placement (the “Placement”) to “qualified institutional buyers,” as defined in Rule 144A (each, a “QIB”) under the Act (as hereinafter defined); and to certain “accredited investors,” as defined in Rule 501(a)(1), (2), (3) or (7) of Regulation D (each an “Institutional Accredited Investor”) under the Act, who have represented to us that they have total assets in excess of $25,000,000. Such pot
S&T BANCORP, INC. PLACEMENT AGREEMENTPlacement Agreement • June 4th, 2013 • New York
The United States Department of the Treasury (the “Selling Security Holder”) will offer to Bidders (as defined below) and will sell directly to the Winning Bidder (as defined in Section 2 hereof), and Deutsche Bank Securities Inc. (the “Placement Agent”) will act as the Selling Security Holder’s exclusive placement agent for the sale of, a warrant (the “Warrant”) of S&T Bancorp, Inc., a Pennsylvania corporation (the “Company”), representing the right to purchase an aggregate of up to 517,012 shares (the “Warrant Shares”) of the Company’s common stock,
Warrant Exercisable for up to 1,326,238 Shares of Common StockPlacement Agreement • June 4th, 2013 • New York
The United States Department of the Treasury (the “Selling Security Holder”) will offer to Bidders (as defined below) and will sell directly to the Winning Bidder (as defined in Section 2 hereof), and Deutsche Bank Securities Inc. (the “Placement Agent”) will act as the Selling Security Holder’s exclusive placement agent for the sale of, a warrant (the “Warrant”) of International Bancshares Corporation, a Texas corporation (the “Company”), representing the right to purchase an aggregate of up to 1,326,238 shares (the “Warrant Shares”) of the Company’s common stock, $1.00 par value (the “Common Stock”), in a placement (the “Placement”) to “qualified institutional buyers,” as defined in Rule 144A (each, a “QIB”) under the Act (as hereinafter defined); and to certain “accredited investors,” as defined in Rule 501(a)(1), (2), (3) or (7) of Regulation D (each an “Institutional Accredited Investor”) under the Act, who have represented to us that they have total assets in excess of $25,000,00
YADKIN FINANCIAL CORPORATION PLACEMENT AGREEMENTPlacement Agreement • June 4th, 2013 • New York
The United States Department of the Treasury (the “Selling Security Holder”) will offer to Bidders (as defined below) and will sell directly to the respective Winning Bidders (as defined in Section 2 hereof), and Deutsche Bank Securities Inc. (the “Placement Agent”) will act as the Selling Security Holder’s exclusive placement agent for the sale of, two warrants (the “Warrants”) of Yadkin Financial Corporation, a North Carolina corporation (the “Company”), representing the right to purchase an aggregate of up to 219,841.33 shares (the “Warrant Shares”) of the Company’s voting common stock, $1.00 par value (the “Common Stock”), in a placement (the “Placement”) to “qualified institutional buyers,” as defined in Rule 144A (each, a “QIB”) under the Act (as hereinafter defined); to certain “accredited investors,” as defined in Rule 501(a)(1), (2), (3) or (7) of Regulation D (each an “Institutional Accredited Investor”) under the Act, who have represented to us that they have total assets in
PLACEMENT AGREEMENTPlacement Agreement • November 16th, 2011 • New York
The United States Department of the Treasury (the “Selling Security Holder”) will offer to Bidders (as defined below) and will sell directly to the Winning Bidder (as defined in Section 2 hereof), and Deutsche Bank Securities Inc. (the “Placement Agent”) will act as exclusive placement agent for the sale of, a warrant (the “Warrant”) of Middleburg Financial Corporation, a Virginia corporation (the “Company”), representing the right to purchase an aggregate of up to 104,101 shares (the “Warrant Shares”) of the Company’s common stock, $2.50 par value (the “Common Stock”), in a private placement (the “Placement”) to “qualified institutional buyers,” as defined in Rule 144A (each, a “QIB”) under the Act (as hereinafter defined). Such QIBs are herein referred to collectively as the “Bidders”.
HORIZON BANCORP PLACEMENT AGREEMENTPlacement Agreement • November 16th, 2011 • New York
The United States Department of the Treasury (the “Selling Security Holder”) will offer to Bidders (as defined below) and will sell directly to the Winning Bidder (as defined in Section 2 hereof), and Deutsche Bank Securities Inc. (the “Placement Agent”) will act as exclusive placement agent for the sale of, a warrant (the “Warrant”) of Horizon Bancorp, an Indiana corporation (the “Company”), representing the right to purchase an aggregate of up to 212,188.01 shares (the “Warrant Shares”) of the Company’s common stock, no par value (the “Common Stock”), in a private placement (the “Placement”) to “qualified institutional buyers,” as defined in Rule 144A (each, a “QIB”) under the Act (as hereinafter defined). Such QIBs are herein referred to collectively as the “Bidders”.
First Bancorp PLACEMENT AGREEMENTPlacement Agreement • November 16th, 2011 • New York
The United States Department of the Treasury (the “Selling Security Holder”) will offer to Bidders (as defined below) and will sell directly to the Winning Bidder (as defined in Section 2 hereof), and Deutsche Bank Securities Inc. (the “Placement Agent”) will act as exclusive placement agent for the sale of, a warrant (the “Warrant”) of First Bancorp, a North Carolina corporation (the “Company”), representing the right to purchase an aggregate of up to 616,308 shares (the “Warrant Shares”) of the Company’s common stock, no par value (the “Common Stock”), in a private placement (the “Placement”) to “qualified institutional buyers,” as defined in Rule 144A (each, a “QIB”) under the Act (as hereinafter defined). Such QIBs are herein referred to collectively as the “Bidders”.
PLACEMENT AGREEMENTPlacement Agreement • November 16th, 2011 • New York
The United States Department of the Treasury (the “Selling Security Holder”) will offer to Bidders (as defined below) and will sell directly to the Winning Bidder (as defined in Section 2 hereof), and Deutsche Bank Securities Inc. (the “Placement Agent”) will act as exclusive placement agent for the sale of, a warrant (the “Warrant”) of Eagle Bancorp, Inc., a Maryland corporation (the “Company”), representing the right to purchase an aggregate of up to 385,434 shares (the “Warrant Shares”) of the Company’s common stock, $0.01 par value (the “Common Stock”), in a private placement (the “Placement”) to “qualified institutional buyers,” as defined in Rule 144A (each, a “QIB”) under the Act (as hereinafter defined), and directors and officers of the Company who are “accredited investors,” as defined in Rule 501 of Regulation D (each an “Accredited Investor”) under the Act. Such QIBs and Accredited Investors are herein referred to collectively as the “Bidders”.
